Nasdaq ’Threshold’ Securities for March 10

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
APEMY   APERAM NEW YORK REGISTRY SHS                           9
ARNGF   ARGONAUT GOLD LTD ORD SHS (CDA                         2
ATTD    ATTITUDE DRINKS INC NEW COM ST                        39
AUNFF   AURCANA CORP                                          13
AUTC    AUTOCHINA INTERNATIONAL LIMITE                         4
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
BGMO    BERGAMO ACQUISITION CORPORATIO                         6
BYRGD   BUYER GROUP INTERNATIONAL INC.                        16
CABL    CHINA CABLECOM HLDGS LTD ORD S                         7
CAGC    CHINA AGRITECH INC NEW COM STK                         9
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         8
CDELB   CITADEL BROADCASTING CORP  COM                         6
COSWF   CANADIAN OIL SANDS LTD. ORDINA                        20
CSCTF   CRESCENT POINT ENERGY CORPORAT                         5
DCHAF   DACHA STRATEGIC METALS,  INC O                         6
EWDYF   EAGLEWOOD ENERGY INC ORD SHS (                         5
EXCX    THE EMPIRE SPORTS AND ENTERTAI                        10
FONE    FIRST TRUST NASDAQ CEA SMARTPH                         7
FSSIF   FISSION ENERGY CORP COM (CANAD                        14
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        72
GOFPY   GREEK ORGANISATION FOOTBALL PR                         3
IFAS    ISHRS FTSE EPRA/NAREIT ASIA IN                         5
INDY    ISHARES S&P INDIA NIFTY 50 IND                        11
                                                Consecutive Days
Ticker  Security Name                                    on List
MEGEF   MEG ENERGY CORP COM STK (CANAD                         6
MLKKF   MERCATOR MINERALS LTD                                  7
MXGFF   MAXIM POWER CORP COM STK NEW (                         4
NDBKY   NEDBANK GROUP LTD SPONSORED AD                         6
NDVLY   NEW WORLD DEV CO SPONS ADR                             1
NEGSE   NX GLOBAL, INC. COMMON STOCK                           3
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        34
NXEZP   NUVEEN ARIZONA DIVIDEND ADVANT                         3
ORSCY   ORASCOM CONSTR INDS S A E SPON                         6
PIVX    PIVX SOLUTIONS INC                                    53
PPERY   PT BANK MANDIRI PERSERO TBK UN                         4
PSID    POSITIVEID CORP COM STK (DE)                           1
PSPW    PRIME SUN POWER INC. COMMON ST                         3
PWURF   POWERTECH URANIUM CORP COM SHS                        20
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          3
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        35
ROYL    ROYALE ENERGY INC                                      4
                                                Consecutive Days
Ticker  Security Name                                    on List
RTRAF   ROMARCO MINERALS INC NEW                               7
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        59
SFTBY   Softbank Corp Unsponsored ADR                         10
SLHVF   STEALTH VENTURES LTD (CANADA)                         26
SMNPF   SCORPIO MINING CORP                                    5
SOHAF   SOUTH AMERN SILVER CORP COMMON                         1
SOMX    SOMAXON PHARMACEUTICALS INC                            8
TRMAQ   TRICO MARINE SERVICES INC NEW                          2
VCIT    VANGUARD INTERMEDIATE-TERM COR                         1
VCSH    VANGUARD SHT-TERM CORP BD ETF                         47
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         15
VONG    VANGUARD RUSSELL 1000 GROWTH E                         2
VXUS    VANGUARD STAR FD VANGUARD TOTA                        19
WMLLF   WEALTH MINERALS LTD                                   20
WNBD    Winning Brands Corporation Com                         6
XBOR    CROSS BORDER RESOURCES, INC. C                        14
XLKS    POWERSHARES S&P SMALLCAP INFOR                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
YRCW    YRC WORLDWIDE INC                                      9
ZAOFF   ZAIO CORP                                             13
ZIOP    ZIOPHARM ONCOLOGY, INC.                                1
ZTHO    Z TRIM HLDGS Z TRIM HLDGS INC                          8
SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

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