Nasdaq ’Threshold’ Securities for March 9

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
APEMY   APERAM NEW YORK REGISTRY SHS                           8
ARNGF   ARGONAUT GOLD LTD ORD SHS (CDA                         1
ATTD    ATTITUDE DRINKS INC NEW COM ST                        38
AUNFF   AURCANA CORP                                          12
AUTC    AUTOCHINA INTERNATIONAL LIMITE                         3
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         4
                                                Consecutive Days
Ticker  Security Name                                    on List
BGMO    BERGAMO ACQUISITION CORPORATIO                         5
BYRGD   BUYER GROUP INTERNATIONAL INC.                        15
CABL    CHINA CABLECOM HLDGS LTD ORD S                         6
CAGC    CHINA AGRITECH INC NEW COM STK                         8
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         7
CDELB   CITADEL BROADCASTING CORP  COM                         5
COSWF   CANADIAN OIL SANDS LTD. ORDINA                        19
CSCTF   CRESCENT POINT ENERGY CORPORAT                         4
DAUGF   Desert Gold Ventures Inc Ordin                         7
DCHAF   DACHA STRATEGIC METALS,  INC O                         5
DGRI    Dutch Gold Resources, Inc. Com                         6
EWDYF   EAGLEWOOD ENERGY INC ORD SHS (                         4
EXCX    THE EMPIRE SPORTS AND ENTERTAI                         9
FONE    FIRST TRUST NASDAQ CEA SMARTPH                         6
FSSIF   FISSION ENERGY CORP COM (CANAD                        13
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        71
GOFPY   GREEK ORGANISATION FOOTBALL PR                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
IFAS    ISHRS FTSE EPRA/NAREIT ASIA IN                         4
INDY    ISHARES S&P INDIA NIFTY 50 IND                        10
MEGEF   MEG ENERGY CORP COM STK (CANAD                         5
MLKKF   MERCATOR MINERALS LTD                                  6
MXGFF   MAXIM POWER CORP COM STK NEW (                         3
NDBKY   NEDBANK GROUP LTD SPONSORED AD                         5
NEGSE   NX GLOBAL, INC. COMMON STOCK                           2
NUXFF   NEW PACIFIC METALS CORP                               12
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        33
NXEZP   NUVEEN ARIZONA DIVIDEND ADVANT                         2
ORSCY   ORASCOM CONSTR INDS S A E SPON                         5
PIVX    PIVX SOLUTIONS INC                                    52
PPERY   PT BANK MANDIRI PERSERO TBK UN                         3
PSPW    PRIME SUN POWER INC. COMMON ST                         2
PWURF   POWERTECH URANIUM CORP COM SHS                        19
PYBX    PLAYBOX (US) INC COM STK (NV)                          5
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          2
                                                Consecutive Days
Ticker  Security Name                                    on List
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        34
ROYL    ROYALE ENERGY INC                                      3
RTRAF   ROMARCO MINERALS INC NEW                               6
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        58
SFTBY   Softbank Corp Unsponsored ADR                          9
SLHVF   STEALTH VENTURES LTD (CANADA)                         25
SMNPF   SCORPIO MINING CORP                                    4
SOMX    SOMAXON PHARMACEUTICALS INC                            7
TEMN    Team Nation Holdings Corporati                        10
TRMAQ   TRICO MARINE SERVICES INC NEW                          1
VCSH    VANGUARD SHT-TERM CORP BD ETF                         46
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         14
VONG    VANGUARD RUSSELL 1000 GROWTH E                         1
VXUS    VANGUARD STAR FD VANGUARD TOTA                        18
WMLLF   WEALTH MINERALS LTD                                   19
WNBD    Winning Brands Corporation Com                         5
XBOR    CROSS BORDER RESOURCES, INC. C                        13
YRCW    YRC WORLDWIDE INC                                      8
ZAOFF   ZAIO CORP                                             12
ZTHO    Z TRIM HLDGS Z TRIM HLDGS INC                          7
SOURCE: Nasdaq

To contact the reporter on this story: Terry Barrett in Washington at

To contact the editor responsible for this story: Alex Tanzi at

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