Nasdaq ’Threshold’ Securities for March 8

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
APEMY   APERAM NEW YORK REGISTRY SHS                           7
ATTD    ATTITUDE DRINKS INC NEW COM ST                        37
AUNFF   AURCANA CORP                                          11
AUTC    AUTOCHINA INTERNATIONAL LIMITE                         2
BDCO    BLUE DOLPHIN ENERGY CO NEW COM                         3
BGMO    BERGAMO ACQUISITION CORPORATIO                         4
                                                Consecutive Days
Ticker  Security Name                                    on List
BYRGD   BUYER GROUP INTERNATIONAL INC.                        14
CABL    CHINA CABLECOM HLDGS LTD ORD S                         5
CAGC    CHINA AGRITECH INC NEW COM STK                         7
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         6
CDELB   CITADEL BROADCASTING CORP  COM                         4
COSWF   CANADIAN OIL SANDS LTD. ORDINA                        18
CSCTF   CRESCENT POINT ENERGY CORPORAT                         3
DAUGF   Desert Gold Ventures Inc Ordin                         6
DCHAF   DACHA STRATEGIC METALS,  INC O                         4
DGRI    Dutch Gold Resources, Inc. Com                         5
EMIF    ISHARES S&P EMERGING MARKETS I                         6
EWDYF   EAGLEWOOD ENERGY INC ORD SHS (                         3
EXCX    THE EMPIRE SPORTS AND ENTERTAI                         8
FONE    FIRST TRUST NASDAQ CEA SMARTPH                         5
FSSIF   FISSION ENERGY CORP COM (CANAD                        12
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        70
GOFPY   GREEK ORGANISATION FOOTBALL PR                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
GWMGF   GREAT WESTERN MINERALS GROUP L                        16
HESV    Home Energy Savings Corp Commo                        12
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         88
IFAS    ISHRS FTSE EPRA/NAREIT ASIA IN                         3
INDY    ISHARES S&P INDIA NIFTY 50 IND                         9
INOL    INOLIFE TECH INC COM STK (NY)                          5
MEGEF   MEG ENERGY CORP COM STK (CANAD                         4
MLKKF   MERCATOR MINERALS LTD                                  5
MSEZ    MEDIA SENTIMENT INC COM STK (N                        40
MXGFF   MAXIM POWER CORP COM STK NEW (                         2
NDBKY   NEDBANK GROUP LTD SPONSORED AD                         4
NEGSE   NX GLOBAL, INC. COMMON STOCK                           1
NUXFF   NEW PACIFIC METALS CORP                               11
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        32
NXEZP   NUVEEN ARIZONA DIVIDEND ADVANT                         1
ORSCY   ORASCOM CONSTR INDS S A E SPON                         4
PIVX    PIVX SOLUTIONS INC                                    51
                                                Consecutive Days
Ticker  Security Name                                    on List
PPERY   PT BANK MANDIRI PERSERO TBK UN                         2
PSPW    PRIME SUN POWER INC. COMMON ST                         1
PWURF   POWERTECH URANIUM CORP COM SHS                        18
PYBX    PLAYBOX (US) INC COM STK (NV)                          4
QTWW    QUANTUM FUEL SYS TECHNOLOGIES                          1
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        33
ROYL    ROYALE ENERGY INC                                      2
RTRAF   ROMARCO MINERALS INC NEW                               5
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        57
SFTBY   Softbank Corp Unsponsored ADR                          8
SLHVF   STEALTH VENTURES LTD (CANADA)                         24
SMNPF   SCORPIO MINING CORP                                    3
SOMX    SOMAXON PHARMACEUTICALS INC                            6
TEMN    Team Nation Holdings Corporati                         9
VCSH    VANGUARD SHT-TERM CORP BD ETF                         45
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                         13
VXUS    VANGUARD STAR FD VANGUARD TOTA                        17
                                                Consecutive Days
Ticker  Security Name                                    on List
WMLLF   WEALTH MINERALS LTD                                   18
WNBD    Winning Brands Corporation Com                         4
XBOR    CROSS BORDER RESOURCES, INC. C                        12
YRCW    YRC WORLDWIDE INC                                      7
ZAOFF   ZAIO CORP                                             11
ZTHO    Z TRIM HLDGS Z TRIM HLDGS INC                          6
SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

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