Nasdaq ’Threshold’ Securities for March 7
By Michael J. Munoz -
2011-03-08T07:18:52Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ADAT AUTHENTIDATE HOLDING CORP 9
APEMY APERAM NEW YORK REGISTRY SHS 6
ATTD ATTITUDE DRINKS INC NEW COM ST 36
AUNFF AURCANA CORP 10
AUTC AUTOCHINA INTERNATIONAL LIMITE 1
BDCO BLUE DOLPHIN ENERGY CO NEW COM 2
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Consecutive Days
Ticker Security Name on List
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BGMO BERGAMO ACQUISITION CORPORATIO 3
BYRGD BUYER GROUP INTERNATIONAL INC. 13
CABL CHINA CABLECOM HLDGS LTD ORD S 4
CAGC CHINA AGRITECH INC NEW COM STK 6
CCME CHINA MEDIAEXPRESS HOLDINGS IN 5
CDELB CITADEL BROADCASTING CORP COM 3
COSWF CANADIAN OIL SANDS LTD. ORDINA 17
CSCTF CRESCENT POINT ENERGY CORPORAT 2
DAUGF Desert Gold Ventures Inc Ordin 5
DCHAF DACHA STRATEGIC METALS, INC O 3
DGRI Dutch Gold Resources, Inc. Com 4
EMIF ISHARES S&P EMERGING MARKETS I 5
EWDYF EAGLEWOOD ENERGY INC ORD SHS ( 2
EXCX THE EMPIRE SPORTS AND ENTERTAI 7
FONE FIRST TRUST NASDAQ CEA SMARTPH 4
FSSIF FISSION ENERGY CORP COM (CANAD 11
GGCRF SILVERMEX RESOURCES, INC. ORDI 69
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Consecutive Days
Ticker Security Name on List
=================================================================
GGTHF GOLDEN GOLIATH RES LTD 16
GWMGF GREAT WESTERN MINERALS GROUP L 15
HESV Home Energy Savings Corp Commo 11
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 87
IFAS ISHRS FTSE EPRA/NAREIT ASIA IN 2
INDY ISHARES S&P INDIA NIFTY 50 IND 8
INOL INOLIFE TECH INC COM STK (NY) 4
MEGEF MEG ENERGY CORP COM STK (CANAD 3
MLKKF MERCATOR MINERALS LTD 4
MSEZ MEDIA SENTIMENT INC COM STK (N 39
MXGFF MAXIM POWER CORP COM STK NEW ( 1
NDBKY NEDBANK GROUP LTD SPONSORED AD 3
NUXFF NEW PACIFIC METALS CORP 10
NWMT NEWMARKET TECHNOLOGY INC. COM 31
ORSCY ORASCOM CONSTR INDS S A E SPON 3
PIVX PIVX SOLUTIONS INC 50
PPERY PT BANK MANDIRI PERSERO TBK UN 1
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Consecutive Days
Ticker Security Name on List
=================================================================
PWURF POWERTECH URANIUM CORP COM SHS 17
PYBX PLAYBOX (US) INC COM STK (NV) 3
QTWWD QUANTUM FUEL SYS TECHNOLOGIES 9
RHIEQ RHI ENTERTAINMENT INC. COM STK 32
ROYL ROYALE ENERGY INC 1
RTRAF ROMARCO MINERALS INC NEW 4
SCPZF SPROTT RESOURCE CORP ORD SHS ( 56
SFTBY Softbank Corp Unsponsored ADR 7
SLHVF STEALTH VENTURES LTD (CANADA) 23
SMNPF SCORPIO MINING CORP 2
SOMX SOMAXON PHARMACEUTICALS INC 5
TEMN Team Nation Holdings Corporati 8
THTCF THERATECHNOLOGIES INC SVC 7
VCSH VANGUARD SHT-TERM CORP BD ETF 44
VGSH VANGUARD SHT-TRM GOVT BD ETF 12
VXUS VANGUARD STAR FD VANGUARD TOTA 16
WMLLF WEALTH MINERALS LTD 17
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Consecutive Days
Ticker Security Name on List
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WNBD Winning Brands Corporation Com 3
XBOR CROSS BORDER RESOURCES, INC. C 11
YRCW YRC WORLDWIDE INC 6
ZAGG ZAGG INCORPORATED COM STK 6
ZAOFF ZAIO CORP 10
ZTHO Z TRIM HLDGS Z TRIM HLDGS INC 5
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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