Nasdaq ’Threshold’ Securities for Feb. 28

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ADAT    AUTHENTIDATE HOLDING CORP                              4
APEMY   APERAM NEW YORK REGISTRY SHS                           1
ARREF   AMERIGO RESOURCES LTD                                 11
ATTD    ATTITUDE DRINKS INC NEW COM ST                        31
AUNFF   AURCANA CORP                                           5
AUTH    AUTHENTEC, INC (DELAWARE)                              6
                                                Consecutive Days
Ticker  Security Name                                    on List
BAMXY   Bayerische Motoren Werke AG Un                         7
BPWRF   BALATON POWER INC                                     14
BYRGD   BUYER GROUP INTERNATIONAL INC.                         8
CAGC    CHINA AGRITECH INC NEW COM STK                         1
CEFB    CENTRAL FLA ST BANK BELLEVIEW                         13
COSWF   CANADIAN OIL SANDS LTD. ORDINA                        12
CYRX    CRYOPORT INC NEW COMMON STOCK                         28
EFRFF   Energy Fuels Inc Ordinary Shar                         2
ELTP    ELITE PHARMACEUTICAL                                  27
EXCX    THE EMPIRE SPORTS AND ENTERTAI                         2
FBIZ    FIRST BUSINESS FINANCAIL SERVI                         3
FNCX    FUNCTION (X), INC. COMMON STOC                         5
FSSIF   FISSION ENERGY CORP COM (CANAD                         6
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        64
GGTHF   GOLDEN GOLIATH RES LTD                                11
GWMGF   GREAT WESTERN MINERALS GROUP L                        10
GYRSF   GRAYED RESOURCE CORP (F)                               1
                                                Consecutive Days
Ticker  Security Name                                    on List
HAWKQ   SEAHAWK DRILLING INC COM STK (                         4
HESV    Home Energy Savings Corp Commo                         6
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         82
IMZLF   INTERNATIONAL MINERALS CORP                           24
INDY    ISHARES S&P INDIA NIFTY 50 IND                         3
MESAQ   MESA AIR GROUP INC (NEV)                              18
MSEZ    MEDIA SENTIMENT INC COM STK (N                        34
NUXFF   NEW PACIFIC METALS CORP                                5
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        26
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                        29
OPMG    OPTIONS MEDIA GROUP HOLDINGS,                         11
PIVX    PIVX SOLUTIONS INC                                    45
PWURF   POWERTECH URANIUM CORP COM SHS                        12
QTWWD   QUANTUM FUEL SYS TECHNOLOGIES                          4
RAPT    RAPTOR TECHNOLOGY GROUP, INC.                          6
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        27
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        51
                                                Consecutive Days
Ticker  Security Name                                    on List
SFTBY   Softbank Corp Unsponsored ADR                          2
SLHVF   STEALTH VENTURES LTD (CANADA)                         18
SOLR    GT SOLAR INERNATIOANL INC COM                         10
SOPV    SOLAR PARK INITIATIVES, INC. C                         8
SRGE    SOUTHRIDGE ENTERPRISES INC. NE                         2
TEMN    Team Nation Holdings Corporati                         3
TEXG    Terax Energy, Inc. New Common                         34
THTCF   THERATECHNOLOGIES INC SVC                              2
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                          24
UPST    UPSTREAM WORLDWIDE INC COM STK                         3
VCSH    VANGUARD SHT-TERM CORP BD ETF                         39
VGSH    VANGUARD  SHT-TRM GOVT BD ETF                          7
VTRAF   Viterra Inc Ordinary Shares (C                         5
VXUS    VANGUARD STAR FD VANGUARD TOTA                        11
WMLLF   WEALTH MINERALS LTD                                   12
WSDT    WISDOMTREE INVESTMENTS, INC.                           1
XBOR    CROSS BORDER RESOURCES, INC. C                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
YRCW    YRC WORLDWIDE INC                                      1
ZAGG    ZAGG INCORPORATED COM STK                              1
ZAOFF   ZAIO CORP                                              5
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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