Nasdaq ’Threshold’ Securities for Feb. 8

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ATASY   Atlantia SPA Unsponsored ADR (                         9
ATTD    ATTITUDE DRINKS INC NEW COM ST                        18
BCDS    BCD SEMICONDUCTOR MFG LTD  SPO                         1
BIOF    BIOFUEL ENERGY CORP, CMN STK (                        12
BLQN    Balqon Corporation Common Stoc                         4
BPWRF   BALATON POWER INC                                      1
                                                Consecutive Days
Ticker  Security Name                                    on List
BSGC    BIGSTRING CORPORATION COM STK                         11
CABL    CHINA CABLECOM HLDGS LTD ORD S                        10
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         1
CFGI    CROWN FINANCIAL HOLDINGS, INC                         21
CHGI    China Carbon Graphite Group, I                         7
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         7
CIGX    STAR SCIENTIFIC INC                                    4
COWI    CoroWare, Inc. New Common Stoc                        50
CRERY   Carrefour S A Unsponsored ADR                          3
CSCTF   CRESCENT POINT ENERGY CORPORAT                         1
CSKI    China Sky One Medical, Inc. Co                         6
CWNR    CROSSWIND RENEWABLE ENERGY COR                         9
CYRX    CRYOPORT INC NEW COMMON STOCK                         15
ECTE    Echo Therapeutics, Inc. Common                         9
ELTP    ELITE PHARMACEUTICAL                                  14
EMDY    EMERALD DAIRY INC. COMMON STOC                         4
ESMNF   EURASIAN MINERALS INC                                 26
                                                Consecutive Days
Ticker  Security Name                                    on List
GENE    GENETIC TECHS LTD                                     14
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        51
GNTP    GLOBAL ENTMT CORP NEW                                 22
HNHI    H & H IMPORTS INC. COMMON STOC                        11
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         69
IFPJY   INFORMA PLC UNSPONSORED AMERIC                         2
IFSM    ISHRS FTSE DEVEL SM CAP EX-NOR                         1
ILNS    INTELLECT NEUROSCIENCES INC CO                         2
IMZLF   INTERNATIONAL MINERALS CORP                           11
INDY    ISHARES S&P INDIA NIFTY 50 IND                        25
LCTZ    LA CORTEZ ENERGY INC, INC COMM                        15
LFUGY   Li & Fung Ltd Unsponsored ADR                         24
LLEN    L & L ENERGY INC COM STK (NV)                          8
MDEA    MEDIA 1OO INC                                          3
MESAQ   MESA AIR GROUP INC (NEV)                               5
MLKKF   MERCATOR MINERALS LTD                                 18
MSEZ    MEDIA SENTIMENT INC COM STK (N                        21
                                                Consecutive Days
Ticker  Security Name                                    on List
NMTMP   NUVEEN MASS PREM INCM MUN FD                           4
NUBL    NUMOBILE, INC. COMMON STOCK                            8
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        13
NWMZP   NUVEEN MARYLAND DIVIDEND ADVAN                         6
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                        16
PARD    PONIARD PHARMACEUTICALS INC CO                         1
PIVX    PIVX SOLUTIONS INC                                    32
QABA    FIRST TRUST NASDAQ ABA COMMUNI                         8
QCLN    FIRST TR NASDAQ CLEAN EDGE GRE                         1
QTXB    Quantrx Biomedical Corporation                         7
RBCN    RUBICON TECHNOLOGY INC COM STK                         3
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        14
RSERF   Reservoir Cap Corp Common shar                        35
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        38
SLHVF   STEALTH VENTURES LTD (CANADA)                          5
SNNGF   SIENNA GOLD, INC. (CDA)                                9
SOMX    SOMAXON PHARMACEUTICALS INC                            7
                                                Consecutive Days
Ticker  Security Name                                    on List
STHJF   STRATHMORE MINERALS CORP                               9
SWRAY   SWIRE PACIFIC LTD CL-A SP ADR                          3
TEXG    Terax Energy, Inc. New Common                         21
TOSYY   Toshiba Corp Unsponsored ADR (                         2
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                          11
UPST    UPSTREAM WORLDWIDE INC COM STK                        21
VCIT    VANGUARD INTERMEDIATE-TERM COR                        12
VCSH    VANGUARD SHT-TERM CORP BD ETF                         26
VTWG    VANGUARD RUSSELL 2000 GROWTH E                        14
XLES    POWERSHARES S&P SMALLCAP ENERG                        50
ZIOP    ZIOPHARM ONCOLOGY, INC.                                7
SOURCE: Nasdaq

To contact the reporter on this story: Sarina Yoo in Seoul at

To contact the editor responsible for this story: Alex Tanzi at

Bloomberg reserves the right to edit or remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.