Nasdaq ’Threshold’ Securities for Feb. 7
By Michael J. Munoz -
2011-02-08T04:11:17Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ATASY Atlantia SPA Unsponsored ADR ( 8
ATTD ATTITUDE DRINKS INC NEW COM ST 17
BIOF BIOFUEL ENERGY CORP, CMN STK ( 11
BLQN Balqon Corporation Common Stoc 3
BSGC BIGSTRING CORPORATION COM STK 10
CABL CHINA CABLECOM HLDGS LTD ORD S 9
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Consecutive Days
Ticker Security Name on List
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CFGI CROWN FINANCIAL HOLDINGS, INC 20
CHGI China Carbon Graphite Group, I 6
CIBEY COMMERCIAL INTERNATIONAL BK LT 6
CIGX STAR SCIENTIFIC INC 3
CLDA CLINICAL DATA INC 5
CNSTQ CONSTAR INTL INC COM STK 7
COWI CoroWare, Inc. New Common Stoc 49
CRERY Carrefour S A Unsponsored ADR 2
CSKI China Sky One Medical, Inc. Co 5
CWNR CROSSWIND RENEWABLE ENERGY COR 8
CYRX CRYOPORT INC NEW COMMON STOCK 14
ECTE Echo Therapeutics, Inc. Common 8
ELTP ELITE PHARMACEUTICAL 13
EMDY EMERALD DAIRY INC. COMMON STOC 3
ESMNF EURASIAN MINERALS INC 25
FRRVY FERROVIAL SA UNSPONSORED ADR ( 5
GENE GENETIC TECHS LTD 13
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Consecutive Days
Ticker Security Name on List
=================================================================
GGCRF SILVERMEX RESOURCES, INC. ORDI 50
GNTP GLOBAL ENTMT CORP NEW 21
HNHI H & H IMPORTS INC. COMMON STOC 10
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 68
IFPJY INFORMA PLC UNSPONSORED AMERIC 1
ILNS INTELLECT NEUROSCIENCES INC CO 1
IMZLF INTERNATIONAL MINERALS CORP 10
INDY ISHARES S&P INDIA NIFTY 50 IND 24
LCTZ LA CORTEZ ENERGY INC, INC COMM 14
LFUGY Li & Fung Ltd Unsponsored ADR 23
LLEN L & L ENERGY INC COM STK (NV) 7
MDEA MEDIA 1OO INC 2
MESAQ MESA AIR GROUP INC (NEV) 4
MLKKF MERCATOR MINERALS LTD 17
MSEZ MEDIA SENTIMENT INC COM STK (N 20
MSHL MARSHALL EDWARDS INC COM STK ( 5
NMTMP NUVEEN MASS PREM INCM MUN FD 3
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Consecutive Days
Ticker Security Name on List
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NUBL NUMOBILE, INC. COMMON STOCK 7
NVGN NOVOGEN LTD SPONS ADR 5
NWMT NEWMARKET TECHNOLOGY INC. COM 12
NWMZP NUVEEN MARYLAND DIVIDEND ADVAN 5
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 15
PIVX PIVX SOLUTIONS INC 31
PSTI PLURISTEM THERAPEUTICS, INC. C 32
QABA FIRST TRUST NASDAQ ABA COMMUNI 7
QTXB Quantrx Biomedical Corporation 6
RBCN RUBICON TECHNOLOGY INC COM STK 2
RHIEQ RHI ENTERTAINMENT INC. COM STK 13
RSERF Reservoir Cap Corp Common shar 34
SCPZF SPROTT RESOURCE CORP ORD SHS ( 37
SLHVF STEALTH VENTURES LTD (CANADA) 4
SNNGF SIENNA GOLD, INC. (CDA) 8
SOMX SOMAXON PHARMACEUTICALS INC 6
STHJF STRATHMORE MINERALS CORP 8
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Consecutive Days
Ticker Security Name on List
=================================================================
SWRAY SWIRE PACIFIC LTD CL-A SP ADR 2
TEXG Terax Energy, Inc. New Common 20
TOSYY Toshiba Corp Unsponsored ADR ( 1
TVCFF TOURNIGAN ENERGY LTD ORD SHS 10
UPST UPSTREAM WORLDWIDE INC COM STK 20
VCIT VANGUARD INTERMEDIATE-TERM COR 11
VCSH VANGUARD SHT-TERM CORP BD ETF 25
VTWG VANGUARD RUSSELL 2000 GROWTH E 13
XLES POWERSHARES S&P SMALLCAP ENERG 49
ZIOP ZIOPHARM ONCOLOGY, INC. 6
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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