Nasdaq ’Threshold’ Securities for Feb. 4

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ARCI    APPLNC RECYCLNG CTRS AMER                              8
ATASY   Atlantia SPA Unsponsored ADR (                         7
ATTD    ATTITUDE DRINKS INC NEW COM ST                        16
BIOF    BIOFUEL ENERGY CORP, CMN STK (                        10
BLQN    Balqon Corporation Common Stoc                         2
BSGC    BIGSTRING CORPORATION COM STK                          9
                                                Consecutive Days
Ticker  Security Name                                    on List
CABL    CHINA CABLECOM HLDGS LTD ORD S                         8
CFGI    CROWN FINANCIAL HOLDINGS, INC                         19
CHGI    China Carbon Graphite Group, I                         5
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         5
CIGX    STAR SCIENTIFIC INC                                    2
CLDA    CLINICAL DATA INC                                      4
CNSTQ   CONSTAR INTL INC COM STK                               6
COWI    CoroWare, Inc. New Common Stoc                        48
CRERY   Carrefour S A Unsponsored ADR                          1
CSKI    China Sky One Medical, Inc. Co                         4
CWNR    CROSSWIND RENEWABLE ENERGY COR                         7
CYRX    CRYOPORT INC NEW COMMON STOCK                         13
DUNR    DUNE ENERGY INC NEW                                   34
ECTE    Echo Therapeutics, Inc. Common                         7
ELTP    ELITE PHARMACEUTICAL                                  12
EMDY    EMERALD DAIRY INC. COMMON STOC                         2
ESMNF   EURASIAN MINERALS INC                                 24
                                                Consecutive Days
Ticker  Security Name                                    on List
FREEZ   FREESEAS INC FREESEAS INC WT Z                         5
FRRVY   FERROVIAL SA UNSPONSORED ADR (                         4
FSUMY   Fortescue Metal Group Ltd Unsp                         6
GENE    GENETIC TECHS LTD                                     12
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        49
GNTP    GLOBAL ENTMT CORP NEW                                 20
HNHI    H & H IMPORTS INC. COMMON STOC                         9
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         67
IMZLF   INTERNATIONAL MINERALS CORP                            9
INDY    ISHARES S&P INDIA NIFTY 50 IND                        23
LCTZ    LA CORTEZ ENERGY INC, INC COMM                        13
LFUGY   Li & Fung Ltd Unsponsored ADR                         22
LLEN    L & L ENERGY INC COM STK (NV)                          6
MDEA    MEDIA 1OO INC                                          1
MESAQ   MESA AIR GROUP INC (NEV)                               3
MLKKF   MERCATOR MINERALS LTD                                 16
MSEZ    MEDIA SENTIMENT INC COM STK (N                        19
                                                Consecutive Days
Ticker  Security Name                                    on List
MSHL    MARSHALL EDWARDS INC COM STK (                         4
NMTMP   NUVEEN MASS PREM INCM MUN FD                           2
NUBL    NUMOBILE, INC. COMMON STOCK                            6
NVGN    NOVOGEN LTD SPONS ADR                                  4
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        11
NWMZP   NUVEEN MARYLAND DIVIDEND ADVAN                         4
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                        14
PIVX    PIVX SOLUTIONS INC                                    30
PSTI    PLURISTEM THERAPEUTICS, INC. C                        31
QABA    FIRST TRUST NASDAQ ABA COMMUNI                         6
QTXB    Quantrx Biomedical Corporation                         5
RBCN    RUBICON TECHNOLOGY INC COM STK                         1
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        12
RSERF   Reservoir Cap Corp Common shar                        33
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        36
SLHVF   STEALTH VENTURES LTD (CANADA)                          3
SNNGF   SIENNA GOLD, INC. (CDA)                                7
                                                Consecutive Days
Ticker  Security Name                                    on List
SOMX    SOMAXON PHARMACEUTICALS INC                            5
STHJF   STRATHMORE MINERALS CORP                               7
SWRAY   SWIRE PACIFIC LTD CL-A SP ADR                          1
TEXG    Terax Energy, Inc. New Common                         19
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                           9
UPST    UPSTREAM WORLDWIDE INC COM STK                        19
VCIT    VANGUARD INTERMEDIATE-TERM COR                        10
VCSH    VANGUARD SHT-TERM CORP BD ETF                         24
VTWG    VANGUARD RUSSELL 2000 GROWTH E                        12
XLES    POWERSHARES S&P SMALLCAP ENERG                        48
ZIOP    ZIOPHARM ONCOLOGY, INC.                                5
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                         10
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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