Nasdaq ’Threshold’ Securities for Feb. 4
By Michael J. Munoz -
2011-02-07T07:39:15Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ARCI APPLNC RECYCLNG CTRS AMER 8
ATASY Atlantia SPA Unsponsored ADR ( 7
ATTD ATTITUDE DRINKS INC NEW COM ST 16
BIOF BIOFUEL ENERGY CORP, CMN STK ( 10
BLQN Balqon Corporation Common Stoc 2
BSGC BIGSTRING CORPORATION COM STK 9
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Consecutive Days
Ticker Security Name on List
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CABL CHINA CABLECOM HLDGS LTD ORD S 8
CFGI CROWN FINANCIAL HOLDINGS, INC 19
CHGI China Carbon Graphite Group, I 5
CIBEY COMMERCIAL INTERNATIONAL BK LT 5
CIGX STAR SCIENTIFIC INC 2
CLDA CLINICAL DATA INC 4
CNSTQ CONSTAR INTL INC COM STK 6
COWI CoroWare, Inc. New Common Stoc 48
CRERY Carrefour S A Unsponsored ADR 1
CSKI China Sky One Medical, Inc. Co 4
CWNR CROSSWIND RENEWABLE ENERGY COR 7
CYRX CRYOPORT INC NEW COMMON STOCK 13
DUNR DUNE ENERGY INC NEW 34
ECTE Echo Therapeutics, Inc. Common 7
ELTP ELITE PHARMACEUTICAL 12
EMDY EMERALD DAIRY INC. COMMON STOC 2
ESMNF EURASIAN MINERALS INC 24
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Consecutive Days
Ticker Security Name on List
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FREEZ FREESEAS INC FREESEAS INC WT Z 5
FRRVY FERROVIAL SA UNSPONSORED ADR ( 4
FSUMY Fortescue Metal Group Ltd Unsp 6
GENE GENETIC TECHS LTD 12
GGCRF SILVERMEX RESOURCES, INC. ORDI 49
GNTP GLOBAL ENTMT CORP NEW 20
HNHI H & H IMPORTS INC. COMMON STOC 9
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 67
IMZLF INTERNATIONAL MINERALS CORP 9
INDY ISHARES S&P INDIA NIFTY 50 IND 23
LCTZ LA CORTEZ ENERGY INC, INC COMM 13
LFUGY Li & Fung Ltd Unsponsored ADR 22
LLEN L & L ENERGY INC COM STK (NV) 6
MDEA MEDIA 1OO INC 1
MESAQ MESA AIR GROUP INC (NEV) 3
MLKKF MERCATOR MINERALS LTD 16
MSEZ MEDIA SENTIMENT INC COM STK (N 19
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Consecutive Days
Ticker Security Name on List
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MSHL MARSHALL EDWARDS INC COM STK ( 4
NMTMP NUVEEN MASS PREM INCM MUN FD 2
NUBL NUMOBILE, INC. COMMON STOCK 6
NVGN NOVOGEN LTD SPONS ADR 4
NWMT NEWMARKET TECHNOLOGY INC. COM 11
NWMZP NUVEEN MARYLAND DIVIDEND ADVAN 4
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 14
PIVX PIVX SOLUTIONS INC 30
PSTI PLURISTEM THERAPEUTICS, INC. C 31
QABA FIRST TRUST NASDAQ ABA COMMUNI 6
QTXB Quantrx Biomedical Corporation 5
RBCN RUBICON TECHNOLOGY INC COM STK 1
RHIEQ RHI ENTERTAINMENT INC. COM STK 12
RSERF Reservoir Cap Corp Common shar 33
SCPZF SPROTT RESOURCE CORP ORD SHS ( 36
SLHVF STEALTH VENTURES LTD (CANADA) 3
SNNGF SIENNA GOLD, INC. (CDA) 7
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Consecutive Days
Ticker Security Name on List
=================================================================
SOMX SOMAXON PHARMACEUTICALS INC 5
STHJF STRATHMORE MINERALS CORP 7
SWRAY SWIRE PACIFIC LTD CL-A SP ADR 1
TEXG Terax Energy, Inc. New Common 19
TVCFF TOURNIGAN ENERGY LTD ORD SHS 9
UPST UPSTREAM WORLDWIDE INC COM STK 19
VCIT VANGUARD INTERMEDIATE-TERM COR 10
VCSH VANGUARD SHT-TERM CORP BD ETF 24
VTWG VANGUARD RUSSELL 2000 GROWTH E 12
XLES POWERSHARES S&P SMALLCAP ENERG 48
ZIOP ZIOPHARM ONCOLOGY, INC. 5
ZOOM ZOOM TECHNOLOGIES INC NEW COM 10
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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