Nasdaq ’Threshold’ Securities for Feb. 3

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ARCI    APPLNC RECYCLNG CTRS AMER                              7
ATASY   Atlantia SPA Unsponsored ADR (                         6
ATTD    ATTITUDE DRINKS INC NEW COM ST                        15
BIOF    BIOFUEL ENERGY CORP, CMN STK (                         9
BLQN    Balqon Corporation Common Stoc                         1
BSGC    BIGSTRING CORPORATION COM STK                          8
                                                Consecutive Days
Ticker  Security Name                                    on List
CABL    CHINA CABLECOM HLDGS LTD ORD S                         7
CFGI    CROWN FINANCIAL HOLDINGS, INC                         18
CHGI    China Carbon Graphite Group, I                         4
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         4
CIGX    STAR SCIENTIFIC INC                                    1
CLDA    CLINICAL DATA INC                                      3
CNSTQ   CONSTAR INTL INC COM STK                               5
COWI    CoroWare, Inc. New Common Stoc                        47
CSKI    China Sky One Medical, Inc. Co                         3
CWNR    CROSSWIND RENEWABLE ENERGY COR                         6
CYRX    CRYOPORT INC NEW COMMON STOCK                         12
DUNR    DUNE ENERGY INC NEW                                   33
ECTE    Echo Therapeutics, Inc. Common                         6
ELTP    ELITE PHARMACEUTICAL                                  11
EMDY    EMERALD DAIRY INC. COMMON STOC                         1
ESMNF   EURASIAN MINERALS INC                                 23
FREEZ   FREESEAS INC FREESEAS INC WT Z                         4
                                                Consecutive Days
Ticker  Security Name                                    on List
FRRVY   FERROVIAL SA UNSPONSORED ADR (                         3
FSUMY   Fortescue Metal Group Ltd Unsp                         5
GCMI    GEOS COMMUNICATIONS, INC. COMM                        13
GENE    GENETIC TECHS LTD                                     11
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        48
GNTP    GLOBAL ENTMT CORP NEW                                 19
HNHI    H & H IMPORTS INC. COMMON STOC                         8
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         66
IMZLF   INTERNATIONAL MINERALS CORP                            8
INDY    ISHARES S&P INDIA NIFTY 50 IND                        22
IROG    IRONWOOD GOLD CORP. COMMON STO                         9
LCTZ    LA CORTEZ ENERGY INC, INC COMM                        12
LFUGY   Li & Fung Ltd Unsponsored ADR                         21
LLEN    L & L ENERGY INC COM STK (NV)                          5
MESAQ   MESA AIR GROUP INC (NEV)                               2
MLKKF   MERCATOR MINERALS LTD                                 15
MSEZ    MEDIA SENTIMENT INC COM STK (N                        18
                                                Consecutive Days
Ticker  Security Name                                    on List
MSHL    MARSHALL EDWARDS INC COM STK (                         3
NMTMP   NUVEEN MASS PREM INCM MUN FD                           1
NUBL    NUMOBILE, INC. COMMON STOCK                            5
NVGN    NOVOGEN LTD SPONS ADR                                  3
NWMT    NEWMARKET TECHNOLOGY INC.  COM                        10
NWMZP   NUVEEN MARYLAND DIVIDEND ADVAN                         3
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                        13
PIVX    PIVX SOLUTIONS INC                                    29
PSTI    PLURISTEM THERAPEUTICS, INC. C                        30
QABA    FIRST TRUST NASDAQ ABA COMMUNI                         5
QTXB    Quantrx Biomedical Corporation                         4
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        11
RSERF   Reservoir Cap Corp Common shar                        32
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        35
SLHVF   STEALTH VENTURES LTD (CANADA)                          2
SNNGF   SIENNA GOLD, INC. (CDA)                                6
SOMX    SOMAXON PHARMACEUTICALS INC                            4
                                                Consecutive Days
Ticker  Security Name                                    on List
STHJF   STRATHMORE MINERALS CORP                               6
TEXG    Terax Energy, Inc. New Common                         18
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                           8
UPST    UPSTREAM WORLDWIDE INC COM STK                        18
VCIT    VANGUARD INTERMEDIATE-TERM COR                         9
VCSH    VANGUARD SHT-TERM CORP BD ETF                         23
VNQI    VANGUARD GLOBAL EX- U.S. REAL                          6
VTWG    VANGUARD RUSSELL 2000 GROWTH E                        11
XLES    POWERSHARES S&P SMALLCAP ENERG                        47
ZIOP    ZIOPHARM ONCOLOGY, INC.                                4
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                          9
SOURCE: Nasdaq

To contact the reporter on this story: Terry Barrett in Washington at

To contact the editor responsible for this story: Alex Tanzi at

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