Nasdaq ’Threshold’ Securities for Feb. 3
By Terry Barrett -
2011-02-04T13:21:31Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ARCI APPLNC RECYCLNG CTRS AMER 7
ATASY Atlantia SPA Unsponsored ADR ( 6
ATTD ATTITUDE DRINKS INC NEW COM ST 15
BIOF BIOFUEL ENERGY CORP, CMN STK ( 9
BLQN Balqon Corporation Common Stoc 1
BSGC BIGSTRING CORPORATION COM STK 8
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Consecutive Days
Ticker Security Name on List
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CABL CHINA CABLECOM HLDGS LTD ORD S 7
CFGI CROWN FINANCIAL HOLDINGS, INC 18
CHGI China Carbon Graphite Group, I 4
CIBEY COMMERCIAL INTERNATIONAL BK LT 4
CIGX STAR SCIENTIFIC INC 1
CLDA CLINICAL DATA INC 3
CNSTQ CONSTAR INTL INC COM STK 5
COWI CoroWare, Inc. New Common Stoc 47
CSKI China Sky One Medical, Inc. Co 3
CWNR CROSSWIND RENEWABLE ENERGY COR 6
CYRX CRYOPORT INC NEW COMMON STOCK 12
DUNR DUNE ENERGY INC NEW 33
ECTE Echo Therapeutics, Inc. Common 6
ELTP ELITE PHARMACEUTICAL 11
EMDY EMERALD DAIRY INC. COMMON STOC 1
ESMNF EURASIAN MINERALS INC 23
FREEZ FREESEAS INC FREESEAS INC WT Z 4
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Consecutive Days
Ticker Security Name on List
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FRRVY FERROVIAL SA UNSPONSORED ADR ( 3
FSUMY Fortescue Metal Group Ltd Unsp 5
GCMI GEOS COMMUNICATIONS, INC. COMM 13
GENE GENETIC TECHS LTD 11
GGCRF SILVERMEX RESOURCES, INC. ORDI 48
GNTP GLOBAL ENTMT CORP NEW 19
HNHI H & H IMPORTS INC. COMMON STOC 8
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 66
IMZLF INTERNATIONAL MINERALS CORP 8
INDY ISHARES S&P INDIA NIFTY 50 IND 22
IROG IRONWOOD GOLD CORP. COMMON STO 9
LCTZ LA CORTEZ ENERGY INC, INC COMM 12
LFUGY Li & Fung Ltd Unsponsored ADR 21
LLEN L & L ENERGY INC COM STK (NV) 5
MESAQ MESA AIR GROUP INC (NEV) 2
MLKKF MERCATOR MINERALS LTD 15
MSEZ MEDIA SENTIMENT INC COM STK (N 18
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Consecutive Days
Ticker Security Name on List
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MSHL MARSHALL EDWARDS INC COM STK ( 3
NMTMP NUVEEN MASS PREM INCM MUN FD 1
NUBL NUMOBILE, INC. COMMON STOCK 5
NVGN NOVOGEN LTD SPONS ADR 3
NWMT NEWMARKET TECHNOLOGY INC. COM 10
NWMZP NUVEEN MARYLAND DIVIDEND ADVAN 3
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 13
PIVX PIVX SOLUTIONS INC 29
PSTI PLURISTEM THERAPEUTICS, INC. C 30
QABA FIRST TRUST NASDAQ ABA COMMUNI 5
QTXB Quantrx Biomedical Corporation 4
RHIEQ RHI ENTERTAINMENT INC. COM STK 11
RSERF Reservoir Cap Corp Common shar 32
SCPZF SPROTT RESOURCE CORP ORD SHS ( 35
SLHVF STEALTH VENTURES LTD (CANADA) 2
SNNGF SIENNA GOLD, INC. (CDA) 6
SOMX SOMAXON PHARMACEUTICALS INC 4
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Consecutive Days
Ticker Security Name on List
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STHJF STRATHMORE MINERALS CORP 6
TEXG Terax Energy, Inc. New Common 18
TVCFF TOURNIGAN ENERGY LTD ORD SHS 8
UPST UPSTREAM WORLDWIDE INC COM STK 18
VCIT VANGUARD INTERMEDIATE-TERM COR 9
VCSH VANGUARD SHT-TERM CORP BD ETF 23
VNQI VANGUARD GLOBAL EX- U.S. REAL 6
VTWG VANGUARD RUSSELL 2000 GROWTH E 11
XLES POWERSHARES S&P SMALLCAP ENERG 47
ZIOP ZIOPHARM ONCOLOGY, INC. 4
ZOOM ZOOM TECHNOLOGIES INC NEW COM 9
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SOURCE: Nasdaq
To contact the reporter on this story: Terry Barrett in Washington at tbarrett1@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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