Nasdaq ’Threshold’ Securities for Feb. 2

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ARCI    APPLNC RECYCLNG CTRS AMER                              6
ATASY   Atlantia SPA Unsponsored ADR (                         5
ATTD    ATTITUDE DRINKS INC NEW COM ST                        14
BIOF    BIOFUEL ENERGY CORP, CMN STK (                         8
BSGC    BIGSTRING CORPORATION COM STK                          7
CABL    CHINA CABLECOM HLDGS LTD ORD S                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
CFGI    CROWN FINANCIAL HOLDINGS, INC                         17
CFWFF   CALFRAC WELL SERVICES LTD                             10
CHGI    China Carbon Graphite Group, I                         3
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         3
CLDA    CLINICAL DATA INC                                      2
CNSTQ   CONSTAR INTL INC COM STK                               4
COWI    CoroWare, Inc. New Common Stoc                        46
CSKI    China Sky One Medical, Inc. Co                         2
CWNR    CROSSWIND RENEWABLE ENERGY COR                         5
CYRX    CRYOPORT INC NEW COMMON STOCK                         11
DUNR    DUNE ENERGY INC NEW                                   32
ECTE    Echo Therapeutics, Inc. Common                         5
ELTP    ELITE PHARMACEUTICAL                                  10
ESMNF   EURASIAN MINERALS INC                                 22
FLMTF   FULL METAL MINERALS LTD                               26
FREEZ   FREESEAS INC FREESEAS INC WT Z                         3
FRRVY   FERROVIAL SA UNSPONSORED ADR (                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
FSUMY   Fortescue Metal Group Ltd Unsp                         4
GCMI    GEOS COMMUNICATIONS, INC. COMM                        12
GENE    GENETIC TECHS LTD                                     10
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        47
GNTP    GLOBAL ENTMT CORP NEW                                 18
HNHI    H & H IMPORTS INC. COMMON STOC                         7
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         65
IMZLF   INTERNATIONAL MINERALS CORP                            7
INDY    ISHARES S&P INDIA NIFTY 50 IND                        21
IROG    IRONWOOD GOLD CORP. COMMON STO                         8
LCTZ    LA CORTEZ ENERGY INC, INC COMM                        11
LFUGY   Li & Fung Ltd Unsponsored ADR                         20
LLEN    L & L ENERGY INC COM STK (NV)                          4
MESAQ   MESA AIR GROUP INC (NEV)                               1
MLKKF   MERCATOR MINERALS LTD                                 14
MSEZ    MEDIA SENTIMENT INC COM STK (N                        17
MSHL    MARSHALL EDWARDS INC COM STK (                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
NUBL    NUMOBILE, INC. COMMON STOCK                            4
NVGN    NOVOGEN LTD SPONS ADR                                  2
NWMT    NEWMARKET TECHNOLOGY INC.  COM                         9
NWMZP   NUVEEN MARYLAND DIVIDEND ADVAN                         2
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                        12
PIVX    PIVX SOLUTIONS INC                                    28
PSTI    PLURISTEM THERAPEUTICS, INC. C                        29
PYBX    PLAYBOX (US) INC COM STK (NV)                         10
QABA    FIRST TRUST NASDAQ ABA COMMUNI                         4
QTXB    Quantrx Biomedical Corporation                         3
RHIEQ   RHI ENTERTAINMENT INC. COM STK                        10
RSERF   Reservoir Cap Corp Common shar                        31
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        34
SLHVF   STEALTH VENTURES LTD (CANADA)                          1
SNNGF   SIENNA GOLD, INC. (CDA)                                5
SOMX    SOMAXON PHARMACEUTICALS INC                            3
SSVFF   SOUTHERN SILVER EXPLORATION CO                         7
                                                Consecutive Days
Ticker  Security Name                                    on List
STHJF   STRATHMORE MINERALS CORP                               5
TEXG    Terax Energy, Inc. New Common                         17
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                           7
UPST    UPSTREAM WORLDWIDE INC COM STK                        17
VCIT    VANGUARD INTERMEDIATE-TERM COR                         8
VCSH    VANGUARD SHT-TERM CORP BD ETF                         22
VNQI    VANGUARD GLOBAL EX- U.S. REAL                          5
VTWG    VANGUARD RUSSELL 2000 GROWTH E                        10
XLES    POWERSHARES S&P SMALLCAP ENERG                        46
ZIOP    ZIOPHARM ONCOLOGY, INC.                                3
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                          8
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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