Nasdaq ’Threshold’ Securities for Feb. 1

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ARCI    APPLNC RECYCLNG CTRS AMER                              5
ATASY   Atlantia SPA Unsponsored ADR (                         4
ATTD    ATTITUDE DRINKS INC NEW COM ST                        13
AXVEF   ACREX VENS LTD                                        20
BIOF    BIOFUEL ENERGY CORP, CMN STK (                         7
BSGC    BIGSTRING CORPORATION COM STK                          6
                                                Consecutive Days
Ticker  Security Name                                    on List
CABL    CHINA CABLECOM HLDGS LTD ORD S                         5
CFGI    CROWN FINANCIAL HOLDINGS, INC                         16
CFWFF   CALFRAC WELL SERVICES LTD                              9
CHGI    China Carbon Graphite Group, I                         2
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         2
CLDA    CLINICAL DATA INC                                      1
CNSTQ   CONSTAR INTL INC COM STK                               3
COWI    CoroWare, Inc. New Common Stoc                        45
CSKI    China Sky One Medical, Inc. Co                         1
CWNR    CROSSWIND RENEWABLE ENERGY COR                         4
CYRX    CRYOPORT INC NEW COMMON STOCK                         10
DUNR    DUNE ENERGY INC NEW                                   31
ECTE    Echo Therapeutics, Inc. Common                         4
ELTP    ELITE PHARMACEUTICAL                                   9
ESMNF   EURASIAN MINERALS INC                                 21
FLMTF   FULL METAL MINERALS LTD                               25
FREEZ   FREESEAS INC FREESEAS INC WT Z                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
FRRVY   FERROVIAL SA UNSPONSORED ADR (                         1
FSUMY   Fortescue Metal Group Ltd Unsp                         3
GCMI    GEOS COMMUNICATIONS, INC. COMM                        11
GENE    GENETIC TECHS LTD                                      9
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        46
GNTP    GLOBAL ENTMT CORP NEW                                 17
HNHI    H & H IMPORTS INC. COMMON STOC                         6
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         64
IMZLF   INTERNATIONAL MINERALS CORP                            6
INDY    ISHARES S&P INDIA NIFTY 50 IND                        20
INHC    INNOLOG HOLDINGS CORP COMMON S                        20
IROG    IRONWOOD GOLD CORP. COMMON STO                         7
LCTZ    LA CORTEZ ENERGY INC, INC COMM                        10
LFUGY   Li & Fung Ltd Unsponsored ADR                         19
LLEN    L & L ENERGY INC COM STK (NV)                          3
MLKKF   MERCATOR MINERALS LTD                                 13
MSEZ    MEDIA SENTIMENT INC COM STK (N                        16
                                                Consecutive Days
Ticker  Security Name                                    on List
MSHL    MARSHALL EDWARDS INC COM STK (                         1
NEOM    NEOMEDIA TECH INC COM STK (DE)                        15
NUBL    NUMOBILE, INC. COMMON STOCK                            3
NVGN    NOVOGEN LTD SPONS ADR                                  1
NWMT    NEWMARKET TECHNOLOGY INC.  COM                         8
NWMZP   NUVEEN MARYLAND DIVIDEND ADVAN                         1
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                        11
PIVX    PIVX SOLUTIONS INC                                    27
PSTI    PLURISTEM THERAPEUTICS, INC. C                        28
PYBX    PLAYBOX (US) INC COM STK (NV)                          9
QABA    FIRST TRUST NASDAQ ABA COMMUNI                         3
QTXB    Quantrx Biomedical Corporation                         2
RHIEQ   RHI ENTERTAINMENT INC. COM STK                         9
RSERF   Reservoir Cap Corp Common shar                        30
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        33
SNNGF   SIENNA GOLD, INC. (CDA)                                4
SOMX    SOMAXON PHARMACEUTICALS INC                            2
                                                Consecutive Days
Ticker  Security Name                                    on List
SSVFF   SOUTHERN SILVER EXPLORATION CO                         6
STHJF   STRATHMORE MINERALS CORP                               4
TEXG    Terax Energy, Inc. New Common                         16
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                           6
UPST    UPSTREAM WORLDWIDE INC COM STK                        16
VCIT    VANGUARD INTERMEDIATE-TERM COR                         7
VCSH    VANGUARD SHT-TERM CORP BD ETF                         21
VNQI    VANGUARD GLOBAL EX- U.S. REAL                          4
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         9
WMLLF   WEALTH MINERALS LTD                                   11
XLES    POWERSHARES S&P SMALLCAP ENERG                        45
ZIOP    ZIOPHARM ONCOLOGY, INC.                                2
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                          7
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.