Nasdaq ’Threshold’ Securities for Jan. 31
By Michael J. Munoz -
2011-02-01T09:04:12Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AIXG AIXTRON SEAMERICAN DEP SHRS 26
ARCI APPLNC RECYCLNG CTRS AMER 4
ATASY Atlantia SPA Unsponsored ADR ( 3
ATTD ATTITUDE DRINKS INC NEW COM ST 12
AXVEF ACREX VENS LTD 19
BIOF BIOFUEL ENERGY CORP, CMN STK ( 6
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Consecutive Days
Ticker Security Name on List
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BSGC BIGSTRING CORPORATION COM STK 5
CABL CHINA CABLECOM HLDGS LTD ORD S 4
CCME CHINA MEDIAEXPRESS HOLDINGS IN 10
CFGI CROWN FINANCIAL HOLDINGS, INC 15
CFWFF CALFRAC WELL SERVICES LTD 8
CHGI China Carbon Graphite Group, I 1
CIBEY COMMERCIAL INTERNATIONAL BK LT 1
CNSTQ CONSTAR INTL INC COM STK 2
COWI CoroWare, Inc. New Common Stoc 44
CWNR CROSSWIND RENEWABLE ENERGY COR 3
CYRX CRYOPORT INC NEW COMMON STOCK 9
DEAR DEARBORN BANCORP INC 10
DUNR DUNE ENERGY INC NEW 30
ECTE Echo Therapeutics, Inc. Common 3
ELTP ELITE PHARMACEUTICAL 8
ESMNF EURASIAN MINERALS INC 20
FLMTF FULL METAL MINERALS LTD 24
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Consecutive Days
Ticker Security Name on List
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FREEZ FREESEAS INC FREESEAS INC WT Z 1
FSUMY Fortescue Metal Group Ltd Unsp 2
GCMI GEOS COMMUNICATIONS, INC. COMM 10
GENE GENETIC TECHS LTD 8
GGCRF SILVERMEX RESOURCES, INC. ORDI 45
GNTP GLOBAL ENTMT CORP NEW 16
HNHI H & H IMPORTS INC. COMMON STOC 5
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 63
IMZLF INTERNATIONAL MINERALS CORP 5
INDY ISHARES S&P INDIA NIFTY 50 IND 19
INHC INNOLOG HOLDINGS CORP COMMON S 19
IROG IRONWOOD GOLD CORP. COMMON STO 6
LCTZ LA CORTEZ ENERGY INC, INC COMM 9
LFUGY Li & Fung Ltd Unsponsored ADR 18
LLEN L & L ENERGY INC COM STK (NV) 2
MLKKF MERCATOR MINERALS LTD 12
MSEZ MEDIA SENTIMENT INC COM STK (N 15
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Consecutive Days
Ticker Security Name on List
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NEOM NEOMEDIA TECH INC COM STK (DE) 14
NUBL NUMOBILE, INC. COMMON STOCK 2
NWMT NEWMARKET TECHNOLOGY INC. COM 7
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 10
PAGG POWERSHARES GLOBAL AGRICULTURE 13
PIVX PIVX SOLUTIONS INC 26
PSTI PLURISTEM THERAPEUTICS, INC. C 27
PYBX PLAYBOX (US) INC COM STK (NV) 8
QABA FIRST TRUST NASDAQ ABA COMMUNI 2
QTXB Quantrx Biomedical Corporation 1
RHIEQ RHI ENTERTAINMENT INC. COM STK 8
RSERF Reservoir Cap Corp Common shar 29
SCGLY SOCIETE GENERALE FRANCE SP ADR 6
SCPZF SPROTT RESOURCE CORP ORD SHS ( 32
SNNGF SIENNA GOLD, INC. (CDA) 3
SOMX SOMAXON PHARMACEUTICALS INC 1
SSVFF SOUTHERN SILVER EXPLORATION CO 5
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Consecutive Days
Ticker Security Name on List
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STHJF STRATHMORE MINERALS CORP 3
TEXG Terax Energy, Inc. New Common 15
TVCFF TOURNIGAN ENERGY LTD ORD SHS 5
UPST UPSTREAM WORLDWIDE INC COM STK 15
VCIT VANGUARD INTERMEDIATE-TERM COR 6
VCSH VANGUARD SHT-TERM CORP BD ETF 20
VNQI VANGUARD GLOBAL EX- U.S. REAL 3
VTWG VANGUARD RUSSELL 2000 GROWTH E 8
WMLLF WEALTH MINERALS LTD 10
XLES POWERSHARES S&P SMALLCAP ENERG 44
ZIOP ZIOPHARM ONCOLOGY, INC. 1
ZOOM ZOOM TECHNOLOGIES INC NEW COM 6
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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