Nasdaq ’Threshold’ Securities for Jan. 31

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AIXG    AIXTRON SEAMERICAN DEP SHRS                           26
ARCI    APPLNC RECYCLNG CTRS AMER                              4
ATASY   Atlantia SPA Unsponsored ADR (                         3
ATTD    ATTITUDE DRINKS INC NEW COM ST                        12
AXVEF   ACREX VENS LTD                                        19
BIOF    BIOFUEL ENERGY CORP, CMN STK (                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
BSGC    BIGSTRING CORPORATION COM STK                          5
CABL    CHINA CABLECOM HLDGS LTD ORD S                         4
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                        10
CFGI    CROWN FINANCIAL HOLDINGS, INC                         15
CFWFF   CALFRAC WELL SERVICES LTD                              8
CHGI    China Carbon Graphite Group, I                         1
CIBEY   COMMERCIAL INTERNATIONAL BK LT                         1
CNSTQ   CONSTAR INTL INC COM STK                               2
COWI    CoroWare, Inc. New Common Stoc                        44
CWNR    CROSSWIND RENEWABLE ENERGY COR                         3
CYRX    CRYOPORT INC NEW COMMON STOCK                          9
DEAR    DEARBORN BANCORP INC                                  10
DUNR    DUNE ENERGY INC NEW                                   30
ECTE    Echo Therapeutics, Inc. Common                         3
ELTP    ELITE PHARMACEUTICAL                                   8
ESMNF   EURASIAN MINERALS INC                                 20
FLMTF   FULL METAL MINERALS LTD                               24
                                                Consecutive Days
Ticker  Security Name                                    on List
FREEZ   FREESEAS INC FREESEAS INC WT Z                         1
FSUMY   Fortescue Metal Group Ltd Unsp                         2
GCMI    GEOS COMMUNICATIONS, INC. COMM                        10
GENE    GENETIC TECHS LTD                                      8
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        45
GNTP    GLOBAL ENTMT CORP NEW                                 16
HNHI    H & H IMPORTS INC. COMMON STOC                         5
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         63
IMZLF   INTERNATIONAL MINERALS CORP                            5
INDY    ISHARES S&P INDIA NIFTY 50 IND                        19
INHC    INNOLOG HOLDINGS CORP COMMON S                        19
IROG    IRONWOOD GOLD CORP. COMMON STO                         6
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         9
LFUGY   Li & Fung Ltd Unsponsored ADR                         18
LLEN    L & L ENERGY INC COM STK (NV)                          2
MLKKF   MERCATOR MINERALS LTD                                 12
MSEZ    MEDIA SENTIMENT INC COM STK (N                        15
                                                Consecutive Days
Ticker  Security Name                                    on List
NEOM    NEOMEDIA TECH INC COM STK (DE)                        14
NUBL    NUMOBILE, INC. COMMON STOCK                            2
NWMT    NEWMARKET TECHNOLOGY INC.  COM                         7
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                        10
PAGG    POWERSHARES GLOBAL AGRICULTURE                        13
PIVX    PIVX SOLUTIONS INC                                    26
PSTI    PLURISTEM THERAPEUTICS, INC. C                        27
PYBX    PLAYBOX (US) INC COM STK (NV)                          8
QABA    FIRST TRUST NASDAQ ABA COMMUNI                         2
QTXB    Quantrx Biomedical Corporation                         1
RHIEQ   RHI ENTERTAINMENT INC. COM STK                         8
RSERF   Reservoir Cap Corp Common shar                        29
SCGLY   SOCIETE GENERALE FRANCE SP ADR                         6
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        32
SNNGF   SIENNA GOLD, INC. (CDA)                                3
SOMX    SOMAXON PHARMACEUTICALS INC                            1
SSVFF   SOUTHERN SILVER EXPLORATION CO                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
STHJF   STRATHMORE MINERALS CORP                               3
TEXG    Terax Energy, Inc. New Common                         15
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                           5
UPST    UPSTREAM WORLDWIDE INC COM STK                        15
VCIT    VANGUARD INTERMEDIATE-TERM COR                         6
VCSH    VANGUARD SHT-TERM CORP BD ETF                         20
VNQI    VANGUARD GLOBAL EX- U.S. REAL                          3
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         8
WMLLF   WEALTH MINERALS LTD                                   10
XLES    POWERSHARES S&P SMALLCAP ENERG                        44
ZIOP    ZIOPHARM ONCOLOGY, INC.                                1
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                          6
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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