Nasdaq ’Threshold’ Securities for Jan. 28

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AIXG    AIXTRON SEAMERICAN DEP SHRS                           25
ARCI    APPLNC RECYCLNG CTRS AMER                              3
ATASY   Atlantia SPA Unsponsored ADR (                         2
ATTD    ATTITUDE DRINKS INC NEW COM ST                        11
AXVEF   ACREX VENS LTD                                        18
BIOF    BIOFUEL ENERGY CORP, CMN STK (                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
BSGC    BIGSTRING CORPORATION COM STK                          4
CABL    CHINA CABLECOM HLDGS LTD ORD S                         3
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         9
CDTI    CLEAN DIESEL TECHNOLOGIES INC                         10
CFGI    CROWN FINANCIAL HOLDINGS, INC                         14
CFWFF   CALFRAC WELL SERVICES LTD                              7
CNSTQ   CONSTAR INTL INC COM STK                               1
COWI    CoroWare, Inc. New Common Stoc                        43
CU      FIRST TRUST ISE GLOBAL COPPER                         92
CWNR    CROSSWIND RENEWABLE ENERGY COR                         2
CYRX    CRYOPORT INC NEW COMMON STOCK                          8
DEAR    DEARBORN BANCORP INC                                   9
DUNR    DUNE ENERGY INC NEW                                   29
ECTE    Echo Therapeutics, Inc. Common                         2
ELTP    ELITE PHARMACEUTICAL                                   7
ESMNF   EURASIAN MINERALS INC                                 19
FLMTF   FULL METAL MINERALS LTD                               23
                                                Consecutive Days
Ticker  Security Name                                    on List
FSUMY   Fortescue Metal Group Ltd Unsp                         1
GCMI    GEOS COMMUNICATIONS, INC. COMM                         9
GENE    GENETIC TECHS LTD                                      7
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        44
GNTP    GLOBAL ENTMT CORP NEW                                 15
HNHI    H & H IMPORTS INC. COMMON STOC                         4
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         62
IMZLF   INTERNATIONAL MINERALS CORP                            4
INDY    ISHARES S&P INDIA NIFTY 50 IND                        18
INHC    INNOLOG HOLDINGS CORP COMMON S                        18
IROG    IRONWOOD GOLD CORP. COMMON STO                         5
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         8
LFUGY   Li & Fung Ltd Unsponsored ADR                         17
LLEN    L & L ENERGY INC COM STK (NV)                          1
MLKKF   MERCATOR MINERALS LTD                                 11
MSEZ    MEDIA SENTIMENT INC COM STK (N                        14
NEOM    NEOMEDIA TECH INC COM STK (DE)                        13
                                                Consecutive Days
Ticker  Security Name                                    on List
NSMSF   NORTHERN STAR MINING CORP                             15
NUBL    NUMOBILE, INC. COMMON STOCK                            1
NWMT    NEWMARKET TECHNOLOGY INC.  COM                         6
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         9
PAGG    POWERSHARES GLOBAL AGRICULTURE                        12
PIVX    PIVX SOLUTIONS INC                                    25
PSTI    PLURISTEM THERAPEUTICS, INC. C                        26
PYBX    PLAYBOX (US) INC COM STK (NV)                          7
QABA    FIRST TRUST NASDAQ ABA COMMUNI                         1
RHIEQ   RHI ENTERTAINMENT INC. COM STK                         7
RSERF   Reservoir Cap Corp Common shar                        28
SCGLY   SOCIETE GENERALE FRANCE SP ADR                         5
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        31
SNNGF   SIENNA GOLD, INC. (CDA)                                2
SSVFF   SOUTHERN SILVER EXPLORATION CO                         4
STHJF   STRATHMORE MINERALS CORP                               2
TEXG    Terax Energy, Inc. New Common                         14
                                                Consecutive Days
Ticker  Security Name                                    on List
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                           4
UPST    UPSTREAM WORLDWIDE INC COM STK                        14
VCIT    VANGUARD INTERMEDIATE-TERM COR                         5
VCSH    VANGUARD SHT-TERM CORP BD ETF                         19
VNQI    VANGUARD GLOBAL EX- U.S. REAL                          2
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         7
WMLLF   WEALTH MINERALS LTD                                    9
WWAYU   WESTWAY GROUP, INC. UNITS 2010                         7
XLES    POWERSHARES S&P SMALLCAP ENERG                        43
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                          5
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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