Nasdaq ’Threshold’ Securities for Jan. 28
By Michael J. Munoz -
2011-01-31T09:20:20Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AIXG AIXTRON SEAMERICAN DEP SHRS 25
ARCI APPLNC RECYCLNG CTRS AMER 3
ATASY Atlantia SPA Unsponsored ADR ( 2
ATTD ATTITUDE DRINKS INC NEW COM ST 11
AXVEF ACREX VENS LTD 18
BIOF BIOFUEL ENERGY CORP, CMN STK ( 5
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Consecutive Days
Ticker Security Name on List
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BSGC BIGSTRING CORPORATION COM STK 4
CABL CHINA CABLECOM HLDGS LTD ORD S 3
CCME CHINA MEDIAEXPRESS HOLDINGS IN 9
CDTI CLEAN DIESEL TECHNOLOGIES INC 10
CFGI CROWN FINANCIAL HOLDINGS, INC 14
CFWFF CALFRAC WELL SERVICES LTD 7
CNSTQ CONSTAR INTL INC COM STK 1
COWI CoroWare, Inc. New Common Stoc 43
CU FIRST TRUST ISE GLOBAL COPPER 92
CWNR CROSSWIND RENEWABLE ENERGY COR 2
CYRX CRYOPORT INC NEW COMMON STOCK 8
DEAR DEARBORN BANCORP INC 9
DUNR DUNE ENERGY INC NEW 29
ECTE Echo Therapeutics, Inc. Common 2
ELTP ELITE PHARMACEUTICAL 7
ESMNF EURASIAN MINERALS INC 19
FLMTF FULL METAL MINERALS LTD 23
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Consecutive Days
Ticker Security Name on List
=================================================================
FSUMY Fortescue Metal Group Ltd Unsp 1
GCMI GEOS COMMUNICATIONS, INC. COMM 9
GENE GENETIC TECHS LTD 7
GGCRF SILVERMEX RESOURCES, INC. ORDI 44
GNTP GLOBAL ENTMT CORP NEW 15
HNHI H & H IMPORTS INC. COMMON STOC 4
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 62
IMZLF INTERNATIONAL MINERALS CORP 4
INDY ISHARES S&P INDIA NIFTY 50 IND 18
INHC INNOLOG HOLDINGS CORP COMMON S 18
IROG IRONWOOD GOLD CORP. COMMON STO 5
LCTZ LA CORTEZ ENERGY INC, INC COMM 8
LFUGY Li & Fung Ltd Unsponsored ADR 17
LLEN L & L ENERGY INC COM STK (NV) 1
MLKKF MERCATOR MINERALS LTD 11
MSEZ MEDIA SENTIMENT INC COM STK (N 14
NEOM NEOMEDIA TECH INC COM STK (DE) 13
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Consecutive Days
Ticker Security Name on List
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NSMSF NORTHERN STAR MINING CORP 15
NUBL NUMOBILE, INC. COMMON STOCK 1
NWMT NEWMARKET TECHNOLOGY INC. COM 6
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 9
PAGG POWERSHARES GLOBAL AGRICULTURE 12
PIVX PIVX SOLUTIONS INC 25
PSTI PLURISTEM THERAPEUTICS, INC. C 26
PYBX PLAYBOX (US) INC COM STK (NV) 7
QABA FIRST TRUST NASDAQ ABA COMMUNI 1
RHIEQ RHI ENTERTAINMENT INC. COM STK 7
RSERF Reservoir Cap Corp Common shar 28
SCGLY SOCIETE GENERALE FRANCE SP ADR 5
SCPZF SPROTT RESOURCE CORP ORD SHS ( 31
SNNGF SIENNA GOLD, INC. (CDA) 2
SSVFF SOUTHERN SILVER EXPLORATION CO 4
STHJF STRATHMORE MINERALS CORP 2
TEXG Terax Energy, Inc. New Common 14
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Consecutive Days
Ticker Security Name on List
=================================================================
TVCFF TOURNIGAN ENERGY LTD ORD SHS 4
UPST UPSTREAM WORLDWIDE INC COM STK 14
VCIT VANGUARD INTERMEDIATE-TERM COR 5
VCSH VANGUARD SHT-TERM CORP BD ETF 19
VNQI VANGUARD GLOBAL EX- U.S. REAL 2
VTWG VANGUARD RUSSELL 2000 GROWTH E 7
WMLLF WEALTH MINERALS LTD 9
WWAYU WESTWAY GROUP, INC. UNITS 2010 7
XLES POWERSHARES S&P SMALLCAP ENERG 43
ZOOM ZOOM TECHNOLOGIES INC NEW COM 5
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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