Nasdaq ’Threshold’ Securities for Jan. 27

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AFFY    AFFYMAX INC COM                                        5
AIXG    AIXTRON SEAMERICAN DEP SHRS                           24
ARCI    APPLNC RECYCLNG CTRS AMER                              2
ATASY   Atlantia SPA Unsponsored ADR (                         1
ATTD    ATTITUDE DRINKS INC NEW COM ST                        10
AXVEF   ACREX VENS LTD                                        17
                                                Consecutive Days
Ticker  Security Name                                    on List
BIOF    BIOFUEL ENERGY CORP, CMN STK (                         4
BSGC    BIGSTRING CORPORATION COM STK                          3
CABL    CHINA CABLECOM HLDGS LTD ORD S                         2
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         8
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          9
CFGI    CROWN FINANCIAL HOLDINGS, INC                         13
CFWFF   CALFRAC WELL SERVICES LTD                              6
COWI    CoroWare, Inc. New Common Stoc                        42
CU      FIRST TRUST ISE GLOBAL COPPER                         91
CWNR    CROSSWIND RENEWABLE ENERGY COR                         1
CYRX    CRYOPORT INC NEW COMMON STOCK                          7
DEAR    DEARBORN BANCORP INC                                   8
DUNR    DUNE ENERGY INC NEW                                   28
ECTE    Echo Therapeutics, Inc. Common                         1
ELTP    ELITE PHARMACEUTICAL                                   6
ESMNF   EURASIAN MINERALS INC                                 18
FLMTF   FULL METAL MINERALS LTD                               22
                                                Consecutive Days
Ticker  Security Name                                    on List
GCMI    GEOS COMMUNICATIONS, INC. COMM                         8
GENE    GENETIC TECHS LTD                                      6
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        43
GNTP    GLOBAL ENTMT CORP NEW                                 14
HNHI    H & H IMPORTS INC. COMMON STOC                         3
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         61
IMZLF   INTERNATIONAL MINERALS CORP                            3
INDY    ISHARES S&P INDIA NIFTY 50 IND                        17
INHC    INNOLOG HOLDINGS CORP COMMON S                        17
IROG    IRONWOOD GOLD CORP. COMMON STO                         4
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         7
LFUGY   Li & Fung Ltd Unsponsored ADR                         16
MLKKF   MERCATOR MINERALS LTD                                 10
MSEZ    MEDIA SENTIMENT INC COM STK (N                        13
NEOM    NEOMEDIA TECH INC COM STK (DE)                        12
NSMSF   NORTHERN STAR MINING CORP                             14
NWMT    NEWMARKET TECHNOLOGY INC.  COM                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         8
PAGG    POWERSHARES GLOBAL AGRICULTURE                        11
PIVX    PIVX SOLUTIONS INC                                    24
PSTI    PLURISTEM THERAPEUTICS, INC. C                        25
PYBX    PLAYBOX (US) INC COM STK (NV)                          6
RHIEQ   RHI ENTERTAINMENT INC. COM STK                         6
RSERF   Reservoir Cap Corp Common shar                        27
SCGLY   SOCIETE GENERALE FRANCE SP ADR                         4
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        30
SNNGF   SIENNA GOLD, INC. (CDA)                                1
SSVFF   SOUTHERN SILVER EXPLORATION CO                         3
STHJF   STRATHMORE MINERALS CORP                               1
TEXG    Terax Energy, Inc. New Common                         13
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                           3
UPST    UPSTREAM WORLDWIDE INC COM STK                        13
VCIT    VANGUARD INTERMEDIATE-TERM COR                         4
VCSH    VANGUARD SHT-TERM CORP BD ETF                         18
                                                Consecutive Days
Ticker  Security Name                                    on List
VNQI    VANGUARD GLOBAL EX- U.S. REAL                          1
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         6
VUNCF   VUANCE LTD. ORDINARY SHARES (I                        17
WMLLF   WEALTH MINERALS LTD                                    8
WWAYU   WESTWAY GROUP, INC. UNITS 2010                         6
XLES    POWERSHARES S&P SMALLCAP ENERG                        42
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                          4
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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