Nasdaq ’Threshold’ Securities for Jan. 26

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AFFY    AFFYMAX INC COM                                        4
AIXG    AIXTRON SEAMERICAN DEP SHRS                           23
ARCI    APPLNC RECYCLNG CTRS AMER                              1
ATTD    ATTITUDE DRINKS INC NEW COM ST                         9
AXAS    ABRAXAS PETROLEUM CORP.                                7
AXVEF   ACREX VENS LTD                                        16
                                                Consecutive Days
Ticker  Security Name                                    on List
BIOF    BIOFUEL ENERGY CORP, CMN STK (                         3
BSGC    BIGSTRING CORPORATION COM STK                          2
CABL    CHINA CABLECOM HLDGS LTD ORD S                         1
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         7
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          8
CFGI    CROWN FINANCIAL HOLDINGS, INC                         12
CFWFF   CALFRAC WELL SERVICES LTD                              5
COWI    CoroWare, Inc. New Common Stoc                        41
CU      FIRST TRUST ISE GLOBAL COPPER                         90
CYRX    CRYOPORT INC NEW COMMON STOCK                          6
DEAR    DEARBORN BANCORP INC                                   7
DUNR    DUNE ENERGY INC NEW                                   27
ELTP    ELITE PHARMACEUTICAL                                   5
ESMNF   EURASIAN MINERALS INC                                 17
FLMTF   FULL METAL MINERALS LTD                               21
GCMI    GEOS COMMUNICATIONS, INC. COMM                         7
GENE    GENETIC TECHS LTD                                      5
                                                Consecutive Days
Ticker  Security Name                                    on List
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        42
GNTP    GLOBAL ENTMT CORP NEW                                 13
HNHI    H & H IMPORTS INC. COMMON STOC                         2
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         60
IMZLF   INTERNATIONAL MINERALS CORP                            2
INDY    ISHARES S&P INDIA NIFTY 50 IND                        16
INHC    INNOLOG HOLDINGS CORP COMMON S                        16
IROG    IRONWOOD GOLD CORP. COMMON STO                         3
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         6
LFUGY   Li & Fung Ltd Unsponsored ADR                         15
MLKKF   MERCATOR MINERALS LTD                                  9
MSEZ    MEDIA SENTIMENT INC COM STK (N                        12
NEOM    NEOMEDIA TECH INC COM STK (DE)                        11
NSMSF   NORTHERN STAR MINING CORP                             13
NWMT    NEWMARKET TECHNOLOGY INC.  COM                         4
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         7
PAGG    POWERSHARES GLOBAL AGRICULTURE                        10
                                                Consecutive Days
Ticker  Security Name                                    on List
PIVX    PIVX SOLUTIONS INC                                    23
PSTI    PLURISTEM THERAPEUTICS, INC. C                        24
PYBX    PLAYBOX (US) INC COM STK (NV)                          5
RHIEQ   RHI ENTERTAINMENT INC. COM STK                         5
RSERF   Reservoir Cap Corp Common shar                        26
SCGLY   SOCIETE GENERALE FRANCE SP ADR                         3
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        29
SSVFF   SOUTHERN SILVER EXPLORATION CO                         2
TEXG    Terax Energy, Inc. New Common                         12
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                           2
UPST    UPSTREAM WORLDWIDE INC COM STK                        12
VCIT    VANGUARD INTERMEDIATE-TERM COR                         3
VCSH    VANGUARD SHT-TERM CORP BD ETF                         17
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         5
VUNCF   VUANCE LTD. ORDINARY SHARES (I                        16
WMLLF   WEALTH MINERALS LTD                                    7
WWAYU   WESTWAY GROUP, INC. UNITS 2010                         5
                                                Consecutive Days
Ticker  Security Name                                    on List
XLES    POWERSHARES S&P SMALLCAP ENERG                        41
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                          3
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.