Nasdaq ’Threshold’ Securities for Jan. 26
By Michael J. Munoz -
2011-01-27T06:21:01Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
AFFY AFFYMAX INC COM 4
AIXG AIXTRON SEAMERICAN DEP SHRS 23
ARCI APPLNC RECYCLNG CTRS AMER 1
ATTD ATTITUDE DRINKS INC NEW COM ST 9
AXAS ABRAXAS PETROLEUM CORP. 7
AXVEF ACREX VENS LTD 16
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
BIOF BIOFUEL ENERGY CORP, CMN STK ( 3
BSGC BIGSTRING CORPORATION COM STK 2
CABL CHINA CABLECOM HLDGS LTD ORD S 1
CCME CHINA MEDIAEXPRESS HOLDINGS IN 7
CDTI CLEAN DIESEL TECHNOLOGIES INC 8
CFGI CROWN FINANCIAL HOLDINGS, INC 12
CFWFF CALFRAC WELL SERVICES LTD 5
COWI CoroWare, Inc. New Common Stoc 41
CU FIRST TRUST ISE GLOBAL COPPER 90
CYRX CRYOPORT INC NEW COMMON STOCK 6
DEAR DEARBORN BANCORP INC 7
DUNR DUNE ENERGY INC NEW 27
ELTP ELITE PHARMACEUTICAL 5
ESMNF EURASIAN MINERALS INC 17
FLMTF FULL METAL MINERALS LTD 21
GCMI GEOS COMMUNICATIONS, INC. COMM 7
GENE GENETIC TECHS LTD 5
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
GGCRF SILVERMEX RESOURCES, INC. ORDI 42
GNTP GLOBAL ENTMT CORP NEW 13
HNHI H & H IMPORTS INC. COMMON STOC 2
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 60
IMZLF INTERNATIONAL MINERALS CORP 2
INDY ISHARES S&P INDIA NIFTY 50 IND 16
INHC INNOLOG HOLDINGS CORP COMMON S 16
IROG IRONWOOD GOLD CORP. COMMON STO 3
LCTZ LA CORTEZ ENERGY INC, INC COMM 6
LFUGY Li & Fung Ltd Unsponsored ADR 15
MLKKF MERCATOR MINERALS LTD 9
MSEZ MEDIA SENTIMENT INC COM STK (N 12
NEOM NEOMEDIA TECH INC COM STK (DE) 11
NSMSF NORTHERN STAR MINING CORP 13
NWMT NEWMARKET TECHNOLOGY INC. COM 4
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 7
PAGG POWERSHARES GLOBAL AGRICULTURE 10
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
PIVX PIVX SOLUTIONS INC 23
PSTI PLURISTEM THERAPEUTICS, INC. C 24
PYBX PLAYBOX (US) INC COM STK (NV) 5
RHIEQ RHI ENTERTAINMENT INC. COM STK 5
RSERF Reservoir Cap Corp Common shar 26
SCGLY SOCIETE GENERALE FRANCE SP ADR 3
SCPZF SPROTT RESOURCE CORP ORD SHS ( 29
SSVFF SOUTHERN SILVER EXPLORATION CO 2
TEXG Terax Energy, Inc. New Common 12
TVCFF TOURNIGAN ENERGY LTD ORD SHS 2
UPST UPSTREAM WORLDWIDE INC COM STK 12
VCIT VANGUARD INTERMEDIATE-TERM COR 3
VCSH VANGUARD SHT-TERM CORP BD ETF 17
VTWG VANGUARD RUSSELL 2000 GROWTH E 5
VUNCF VUANCE LTD. ORDINARY SHARES (I 16
WMLLF WEALTH MINERALS LTD 7
WWAYU WESTWAY GROUP, INC. UNITS 2010 5
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
XLES POWERSHARES S&P SMALLCAP ENERG 41
ZOOM ZOOM TECHNOLOGIES INC NEW COM 3
=================================================================
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
Sponsored Link
Rate this Page
Bloomberg moderates all comments. Comments that are abusive or off-topic will not be posted to the site. Excessively long comments may be moderated as well. Bloomberg cannot facilitate requests to remove comments or explain individual moderation decisions.