Nasdaq ’Threshold’ Securities for Jan. 25

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AFFY    AFFYMAX INC COM                                        3
AIXG    AIXTRON SEAMERICAN DEP SHRS                           22
ATTD    ATTITUDE DRINKS INC NEW COM ST                         8
AXAS    ABRAXAS PETROLEUM CORP.                                6
AXVEF   ACREX VENS LTD                                        15
BIOF    BIOFUEL ENERGY CORP, CMN STK (                         2
                                                Consecutive Days
Ticker  Security Name                                    on List
BSGC    BIGSTRING CORPORATION COM STK                          1
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         6
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          7
CFGI    CROWN FINANCIAL HOLDINGS, INC                         11
CFWFF   CALFRAC WELL SERVICES LTD                              4
CIGX    STAR SCIENTIFIC INC                                    7
CNET    CHINANET ONLINE HLDGS INC COM                         11
COWI    CoroWare, Inc. New Common Stoc                        40
CU      FIRST TRUST ISE GLOBAL COPPER                         89
CYRX    CRYOPORT INC NEW COMMON STOCK                          5
DEAR    DEARBORN BANCORP INC                                   6
DUNR    DUNE ENERGY INC NEW                                   26
ELTP    ELITE PHARMACEUTICAL                                   4
EMMT    ISHARES MSCI EMERGING MKTS MAT                         8
ENHD    Energroup Holdings Corporation                        16
ESMNF   EURASIAN MINERALS INC                                 16
FLMTF   FULL METAL MINERALS LTD                               20
                                                Consecutive Days
Ticker  Security Name                                    on List
GCMI    GEOS COMMUNICATIONS, INC. COMM                         6
GENE    GENETIC TECHS LTD                                      4
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        41
GNTP    GLOBAL ENTMT CORP NEW                                 12
HNHI    H & H IMPORTS INC. COMMON STOC                         1
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         59
IMZLF   INTERNATIONAL MINERALS CORP                            1
INDY    ISHARES S&P INDIA NIFTY 50 IND                        15
INHC    INNOLOG HOLDINGS CORP COMMON S                        15
IROG    IRONWOOD GOLD CORP. COMMON STO                         2
KGJI    KINGOLD JEWELRY INC. NEW COMMO                        12
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         5
LFUGY   Li & Fung Ltd Unsponsored ADR                         14
LGORF   LARGO RESOURCES LTD                                   29
MLKKF   MERCATOR MINERALS LTD                                  8
MSEZ    MEDIA SENTIMENT INC COM STK (N                        11
NEOM    NEOMEDIA TECH INC COM STK (DE)                        10
                                                Consecutive Days
Ticker  Security Name                                    on List
NSMSF   NORTHERN STAR MINING CORP                             12
NWMT    NEWMARKET TECHNOLOGY INC.  COM                         3
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         6
PAGG    POWERSHARES GLOBAL AGRICULTURE                         9
PFEH    PACIFICAP ENT HLDGS INC                                5
PIVX    PIVX SOLUTIONS INC                                    22
PSTI    PLURISTEM THERAPEUTICS, INC. C                        23
PYBX    PLAYBOX (US) INC COM STK (NV)                          4
RHIEQ   RHI ENTERTAINMENT INC. COM STK                         4
RSERF   Reservoir Cap Corp Common shar                        25
SCGLY   SOCIETE GENERALE FRANCE SP ADR                         2
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        28
SSVFF   SOUTHERN SILVER EXPLORATION CO                         1
TEXG    Terax Energy, Inc. New Common                         11
THLD    THRESHOLD PHARMACEUTICALS INC                          9
TVCFF   TOURNIGAN ENERGY LTD ORD SHS                           1
UPST    UPSTREAM WORLDWIDE INC COM STK                        11
                                                Consecutive Days
Ticker  Security Name                                    on List
VCIT    VANGUARD INTERMEDIATE-TERM COR                         2
VCSH    VANGUARD SHT-TERM CORP BD ETF                         16
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         4
VUNCF   VUANCE LTD. ORDINARY SHARES (I                        15
WMLLF   WEALTH MINERALS LTD                                    6
WWAYU   WESTWAY GROUP, INC. UNITS 2010                         4
XLES    POWERSHARES S&P SMALLCAP ENERG                        40
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                          2
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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