Nasdaq ’Threshold’ Securities for Jan. 24

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AFFY    AFFYMAX INC COM                                        2
AIXG    AIXTRON SEAMERICAN DEP SHRS                           21
ATTD    ATTITUDE DRINKS INC NEW COM ST                         7
AXAS    ABRAXAS PETROLEUM CORP.                                5
AXVEF   ACREX VENS LTD                                        14
BIOF    BIOFUEL ENERGY CORP, CMN STK (                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         5
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          6
CFGI    CROWN FINANCIAL HOLDINGS, INC                         10
CFWFF   CALFRAC WELL SERVICES LTD                              3
CIGX    STAR SCIENTIFIC INC                                    6
CNET    CHINANET ONLINE HLDGS INC COM                         10
COWI    CoroWare, Inc. New Common Stoc                        39
CU      FIRST TRUST ISE GLOBAL COPPER                         88
CYRX    CRYOPORT INC NEW COMMON STOCK                          4
DEAR    DEARBORN BANCORP INC                                   5
DUNR    DUNE ENERGY INC NEW                                   25
ELTP    ELITE PHARMACEUTICAL                                   3
EMIF    ISHARES S&P EMERGING MARKETS I                        14
EMMT    ISHARES MSCI EMERGING MKTS MAT                         7
EMPR    EMPIRE PETROLEUM CORPORATION                           6
ENHD    Energroup Holdings Corporation                        15
ESMNF   EURASIAN MINERALS INC                                 15
                                                Consecutive Days
Ticker  Security Name                                    on List
FLMTF   FULL METAL MINERALS LTD                               19
GCMI    GEOS COMMUNICATIONS, INC. COMM                         5
GENE    GENETIC TECHS LTD                                      3
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        40
GNTP    GLOBAL ENTMT CORP NEW                                 11
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         58
INDY    ISHARES S&P INDIA NIFTY 50 IND                        14
INHC    INNOLOG HOLDINGS CORP COMMON S                        14
IROG    IRONWOOD GOLD CORP. COMMON STO                         1
ISCHY   Israel Chemicals Limited Unspo                        19
KGJI    KINGOLD JEWELRY INC. NEW COMMO                        11
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         4
LFUGY   Li & Fung Ltd Unsponsored ADR                         13
LGORF   LARGO RESOURCES LTD                                   28
MLKKF   MERCATOR MINERALS LTD                                  7
MSEZ    MEDIA SENTIMENT INC COM STK (N                        10
NEOM    NEOMEDIA TECH INC COM STK (DE)                         9
                                                Consecutive Days
Ticker  Security Name                                    on List
NSMSF   NORTHERN STAR MINING CORP                             11
NWMT    NEWMARKET TECHNOLOGY INC. NEW                          2
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         5
PAGG    POWERSHARES GLOBAL AGRICULTURE                         8
PFEH    PACIFICAP ENT HLDGS INC                                4
PIVX    PIVX SOLUTIONS INC                                    21
PSTI    PLURISTEM THERAPEUTICS, INC. C                        22
PYBX    PLAYBOX (US) INC COM STK (NV)                          3
RHIEQ   RHI ENTERTAINMENT INC. COM STK                         3
RSERF   Reservoir Cap Corp Common shar                        24
SCGLY   SOCIETE GENERALE FRANCE SP ADR                         1
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        27
TEXG    Terax Energy, Inc. New Common                         10
THLD    THRESHOLD PHARMACEUTICALS INC                          8
UPST    UPSTREAM WORLDWIDE INC COM STK                        10
VCIT    VANGUARD INTERMEDIATE-TERM COR                         1
VCSH    VANGUARD SHT-TERM CORP BD ETF                         15
                                                Consecutive Days
Ticker  Security Name                                    on List
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         3
VUNCF   VUANCE LTD. ORDINARY SHARES (I                        14
WMLLF   WEALTH MINERALS LTD                                    5
WTWO    W2 Energy Inc New Common Stock                         5
WWAYU   WESTWAY GROUP, INC. UNITS 2010                         3
XLES    POWERSHARES S&P SMALLCAP ENERG                        39
ZOOM    ZOOM TECHNOLOGIES INC NEW COM                          1
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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