Nasdaq ’Threshold’ Securities for Jan. 24
By Michael J. Munoz -
2011-01-25T06:52:56Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AFFY AFFYMAX INC COM 2
AIXG AIXTRON SEAMERICAN DEP SHRS 21
ATTD ATTITUDE DRINKS INC NEW COM ST 7
AXAS ABRAXAS PETROLEUM CORP. 5
AXVEF ACREX VENS LTD 14
BIOF BIOFUEL ENERGY CORP, CMN STK ( 1
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Consecutive Days
Ticker Security Name on List
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CCME CHINA MEDIAEXPRESS HOLDINGS IN 5
CDTI CLEAN DIESEL TECHNOLOGIES INC 6
CFGI CROWN FINANCIAL HOLDINGS, INC 10
CFWFF CALFRAC WELL SERVICES LTD 3
CIGX STAR SCIENTIFIC INC 6
CNET CHINANET ONLINE HLDGS INC COM 10
COWI CoroWare, Inc. New Common Stoc 39
CU FIRST TRUST ISE GLOBAL COPPER 88
CYRX CRYOPORT INC NEW COMMON STOCK 4
DEAR DEARBORN BANCORP INC 5
DUNR DUNE ENERGY INC NEW 25
ELTP ELITE PHARMACEUTICAL 3
EMIF ISHARES S&P EMERGING MARKETS I 14
EMMT ISHARES MSCI EMERGING MKTS MAT 7
EMPR EMPIRE PETROLEUM CORPORATION 6
ENHD Energroup Holdings Corporation 15
ESMNF EURASIAN MINERALS INC 15
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Consecutive Days
Ticker Security Name on List
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FLMTF FULL METAL MINERALS LTD 19
GCMI GEOS COMMUNICATIONS, INC. COMM 5
GENE GENETIC TECHS LTD 3
GGCRF SILVERMEX RESOURCES, INC. ORDI 40
GNTP GLOBAL ENTMT CORP NEW 11
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 58
INDY ISHARES S&P INDIA NIFTY 50 IND 14
INHC INNOLOG HOLDINGS CORP COMMON S 14
IROG IRONWOOD GOLD CORP. COMMON STO 1
ISCHY Israel Chemicals Limited Unspo 19
KGJI KINGOLD JEWELRY INC. NEW COMMO 11
LCTZ LA CORTEZ ENERGY INC, INC COMM 4
LFUGY Li & Fung Ltd Unsponsored ADR 13
LGORF LARGO RESOURCES LTD 28
MLKKF MERCATOR MINERALS LTD 7
MSEZ MEDIA SENTIMENT INC COM STK (N 10
NEOM NEOMEDIA TECH INC COM STK (DE) 9
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Consecutive Days
Ticker Security Name on List
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NSMSF NORTHERN STAR MINING CORP 11
NWMT NEWMARKET TECHNOLOGY INC. NEW 2
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 5
PAGG POWERSHARES GLOBAL AGRICULTURE 8
PFEH PACIFICAP ENT HLDGS INC 4
PIVX PIVX SOLUTIONS INC 21
PSTI PLURISTEM THERAPEUTICS, INC. C 22
PYBX PLAYBOX (US) INC COM STK (NV) 3
RHIEQ RHI ENTERTAINMENT INC. COM STK 3
RSERF Reservoir Cap Corp Common shar 24
SCGLY SOCIETE GENERALE FRANCE SP ADR 1
SCPZF SPROTT RESOURCE CORP ORD SHS ( 27
TEXG Terax Energy, Inc. New Common 10
THLD THRESHOLD PHARMACEUTICALS INC 8
UPST UPSTREAM WORLDWIDE INC COM STK 10
VCIT VANGUARD INTERMEDIATE-TERM COR 1
VCSH VANGUARD SHT-TERM CORP BD ETF 15
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Consecutive Days
Ticker Security Name on List
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VTWG VANGUARD RUSSELL 2000 GROWTH E 3
VUNCF VUANCE LTD. ORDINARY SHARES (I 14
WMLLF WEALTH MINERALS LTD 5
WTWO W2 Energy Inc New Common Stock 5
WWAYU WESTWAY GROUP, INC. UNITS 2010 3
XLES POWERSHARES S&P SMALLCAP ENERG 39
ZOOM ZOOM TECHNOLOGIES INC NEW COM 1
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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