Nasdaq ’Threshold’ Securities for Jan. 21

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AFFY    AFFYMAX INC COM                                        1
AIXG    AIXTRON SEAMERICAN DEP SHRS                           20
ATTD    ATTITUDE DRINKS INC NEW COM ST                         6
AVNDF   AVENEX ENERGY CORP ORDINARY SH                        15
AXAS    ABRAXAS PETROLEUM CORP.                                4
AXVEF   ACREX VENS LTD                                        13
                                                Consecutive Days
Ticker  Security Name                                    on List
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         4
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          5
CFGI    CROWN FINANCIAL HOLDINGS, INC                          9
CFWFF   CALFRAC WELL SERVICES LTD                              2
CIGX    STAR SCIENTIFIC INC                                    5
CNET    CHINANET ONLINE HLDGS INC COM                          9
COWI    CoroWare, Inc. New Common Stoc                        38
CU      FIRST TRUST ISE GLOBAL COPPER                         87
CYRX    CRYOPORT INC NEW COMMON STOCK                          3
DEAR    DEARBORN BANCORP INC                                   4
DUNR    DUNE ENERGY INC NEW                                   24
ELTP    ELITE PHARMACEUTICAL                                   2
EMIF    ISHARES S&P EMERGING MARKETS I                        13
EMMT    ISHARES MSCI EMERGING MKTS MAT                         6
EMPR    EMPIRE PETROLEUM CORPORATION                           5
ENHD    Energroup Holdings Corporation                        14
ESMNF   EURASIAN MINERALS INC                                 14
                                                Consecutive Days
Ticker  Security Name                                    on List
FLMTF   FULL METAL MINERALS LTD                               18
GCMI    GEOS COMMUNICATIONS, INC. COMM                         4
GENE    GENETIC TECHS LTD                                      2
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        39
GNTP    GLOBAL ENTMT CORP NEW                                 10
HMRTY   HOME RETAIL GROUP PLC SPONSORE                         5
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         57
INDY    ISHARES S&P INDIA NIFTY 50 IND                        13
INHC    INNOLOG HOLDINGS CORP COMMON S                        13
ISCHY   Israel Chemicals Limited Unspo                        18
KGJI    KINGOLD JEWELRY INC. NEW COMMO                        10
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         3
LFUGY   Li & Fung Ltd Unsponsored ADR                         12
LGORF   LARGO RESOURCES LTD                                   27
MLKKF   MERCATOR MINERALS LTD                                  6
MSEZ    MEDIA SENTIMENT INC COM STK (N                         9
NEOM    NEOMEDIA TECH INC COM STK (DE)                         8
                                                Consecutive Days
Ticker  Security Name                                    on List
NSMSF   NORTHERN STAR MINING CORP                             10
NWMT    NEWMARKET TECHNOLOGY INC. NEW                          1
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         4
PAGG    POWERSHARES GLOBAL AGRICULTURE                         7
PFEH    PACIFICAP ENT HLDGS INC                                3
PIVX    PIVX SOLUTIONS INC                                    20
PSTI    PLURISTEM THERAPEUTICS, INC. C                        21
PYBX    PLAYBOX (US) INC COM STK (NV)                          2
RHIEQ   RHI ENTERTAINMENT INC. COM STK                         2
RSERF   Reservoir Cap Corp Common shar                        23
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        26
TEXG    Terax Energy, Inc. New Common                          9
THLD    THRESHOLD PHARMACEUTICALS INC                          7
UPST    UPSTREAM WORLDWIDE INC COM STK                         9
VCSH    VANGUARD SHT-TERM CORP BD ETF                         14
VTWG    VANGUARD RUSSELL 2000 GROWTH E                         2
VUNCF   VUANCE LTD. ORDINARY SHARES (I                        13
                                                Consecutive Days
Ticker  Security Name                                    on List
WHRT    WORLD HEART CORPORATION COM ST                        15
WMLLF   WEALTH MINERALS LTD                                    4
WTWO    W2 Energy Inc New Common Stock                         4
WWAYU   WESTWAY GROUP, INC. UNITS 2010                         2
XLES    POWERSHARES S&P SMALLCAP ENERG                        38
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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