Nasdaq ’Threshold’ Securities for Jan. 19

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
AIXG    AIXTRON SEAMERICAN DEP SHRS                           18
ATTD    ATTITUDE DRINKS INC NEW COM ST                         4
AVNDF   AVENEX ENERGY CORP ORDINARY SH                        13
AXAS    ABRAXAS PETROLEUM CORP.                                2
AXVEF   ACREX VENS LTD                                        11
CANXF   CANADIAN PHOENIX RES CORP ORD                         11
                                                Consecutive Days
Ticker  Security Name                                    on List
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         2
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          3
CFGI    CROWN FINANCIAL HOLDINGS, INC                          7
CIGX    STAR SCIENTIFIC INC                                    3
CNET    CHINANET ONLINE HLDGS INC COM                          7
COWI    CoroWare, Inc. New Common Stoc                        36
CU      FIRST TRUST ISE GLOBAL COPPER                         85
CYRX    CRYOPORT INC NEW COMMON STOCK                          1
DARA    DARA BIOSCIENCES INC COM STK (                        10
DEAR    DEARBORN BANCORP INC                                   2
DKAM    DRINKS AMERICAS HOLDINGS, LTD.                        13
DUNR    DUNE ENERGY INC NEW                                   22
EMIF    ISHARES S&P EMERGING MARKETS I                        11
EMMT    ISHARES MSCI EMERGING MKTS MAT                         4
EMPR    EMPIRE PETROLEUM CORPORATION                           3
ENHD    Energroup Holdings Corporation                        12
ESMNF   EURASIAN MINERALS INC                                 12
                                                Consecutive Days
Ticker  Security Name                                    on List
FLMTF   FULL METAL MINERALS LTD                               16
GCMI    GEOS COMMUNICATIONS, INC. COMM                         2
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        37
GNTP    GLOBAL ENTMT CORP NEW                                  8
HMRTY   HOME RETAIL GROUP PLC SPONSORE                         3
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         55
IFLI    IFLI ACQUISITION CORP COM STK                          7
INDY    ISHARES S&P INDIA NIFTY 50 IND                        11
INHC    INNOLOG HOLDINGS CORP COMMON S                        11
ISCHY   Israel Chemicals Limited Unspo                        16
KGJI    KINGOLD JEWELRY INC. NEW COMMO                         8
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         1
LFUGY   Li & Fung Ltd Unsponsored ADR                         10
LGORF   LARGO RESOURCES LTD                                   25
LIVC    Live Current Media Inc. Common                        16
MLKKF   MERCATOR MINERALS LTD                                  4
MSEZ    MEDIA SENTIMENT INC COM STK (N                         7
                                                Consecutive Days
Ticker  Security Name                                    on List
NEOM    NEOMEDIA TECH INC COM STK (DE)                         6
NSMSF   NORTHERN STAR MINING CORP                              8
NWMTD   NEWMARKET TECHNOLOGY INC. NEW                          5
OFLMY   ORIFLAME COSMETICS SA UNSPNSRD                         9
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         2
PAGG    POWERSHARES GLOBAL AGRICULTURE                         5
PFEH    PACIFICAP ENT HLDGS INC                                1
PIVX    PIVX SOLUTIONS INC                                    18
PSTI    PLURISTEM THERAPEUTICS, INC. C                        19
RIOAF   RIO ALTO MNG LTD NEW COM SHS (                        17
RSERF   Reservoir Cap Corp Common shar                        21
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        24
TEXG    Terax Energy, Inc. New Common                          7
THLD    THRESHOLD PHARMACEUTICALS INC                          5
UPST    UPSTREAM WORLDWIDE INC COM STK                         7
VCSH    VANGUARD SHT-TERM CORP BD ETF                         12
VUNCF   VUANCE LTD. ORDINARY SHARES (I                        11
                                                Consecutive Days
Ticker  Security Name                                    on List
WHRT    WORLD HEART CORPORATION COM ST                        13
WMLLF   WEALTH MINERALS LTD                                    2
WTWO    W2 Energy Inc New Common Stock                         2
XLES    POWERSHARES S&P SMALLCAP ENERG                        36
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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