Nasdaq ’Threshold’ Securities for Jan. 19
By Michael J. Munoz -
2011-01-20T06:03:05Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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AIXG AIXTRON SEAMERICAN DEP SHRS 18
ATTD ATTITUDE DRINKS INC NEW COM ST 4
AVNDF AVENEX ENERGY CORP ORDINARY SH 13
AXAS ABRAXAS PETROLEUM CORP. 2
AXVEF ACREX VENS LTD 11
CANXF CANADIAN PHOENIX RES CORP ORD 11
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Consecutive Days
Ticker Security Name on List
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CCME CHINA MEDIAEXPRESS HOLDINGS IN 2
CDTI CLEAN DIESEL TECHNOLOGIES INC 3
CFGI CROWN FINANCIAL HOLDINGS, INC 7
CIGX STAR SCIENTIFIC INC 3
CNET CHINANET ONLINE HLDGS INC COM 7
COWI CoroWare, Inc. New Common Stoc 36
CU FIRST TRUST ISE GLOBAL COPPER 85
CYRX CRYOPORT INC NEW COMMON STOCK 1
DARA DARA BIOSCIENCES INC COM STK ( 10
DEAR DEARBORN BANCORP INC 2
DKAM DRINKS AMERICAS HOLDINGS, LTD. 13
DUNR DUNE ENERGY INC NEW 22
EMIF ISHARES S&P EMERGING MARKETS I 11
EMMT ISHARES MSCI EMERGING MKTS MAT 4
EMPR EMPIRE PETROLEUM CORPORATION 3
ENHD Energroup Holdings Corporation 12
ESMNF EURASIAN MINERALS INC 12
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Consecutive Days
Ticker Security Name on List
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FLMTF FULL METAL MINERALS LTD 16
GCMI GEOS COMMUNICATIONS, INC. COMM 2
GGCRF SILVERMEX RESOURCES, INC. ORDI 37
GNTP GLOBAL ENTMT CORP NEW 8
HMRTY HOME RETAIL GROUP PLC SPONSORE 3
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 55
IFLI IFLI ACQUISITION CORP COM STK 7
INDY ISHARES S&P INDIA NIFTY 50 IND 11
INHC INNOLOG HOLDINGS CORP COMMON S 11
ISCHY Israel Chemicals Limited Unspo 16
KGJI KINGOLD JEWELRY INC. NEW COMMO 8
LCTZ LA CORTEZ ENERGY INC, INC COMM 1
LFUGY Li & Fung Ltd Unsponsored ADR 10
LGORF LARGO RESOURCES LTD 25
LIVC Live Current Media Inc. Common 16
MLKKF MERCATOR MINERALS LTD 4
MSEZ MEDIA SENTIMENT INC COM STK (N 7
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Consecutive Days
Ticker Security Name on List
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NEOM NEOMEDIA TECH INC COM STK (DE) 6
NSMSF NORTHERN STAR MINING CORP 8
NWMTD NEWMARKET TECHNOLOGY INC. NEW 5
OFLMY ORIFLAME COSMETICS SA UNSPNSRD 9
OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG 2
PAGG POWERSHARES GLOBAL AGRICULTURE 5
PFEH PACIFICAP ENT HLDGS INC 1
PIVX PIVX SOLUTIONS INC 18
PSTI PLURISTEM THERAPEUTICS, INC. C 19
RIOAF RIO ALTO MNG LTD NEW COM SHS ( 17
RSERF Reservoir Cap Corp Common shar 21
SCPZF SPROTT RESOURCE CORP ORD SHS ( 24
TEXG Terax Energy, Inc. New Common 7
THLD THRESHOLD PHARMACEUTICALS INC 5
UPST UPSTREAM WORLDWIDE INC COM STK 7
VCSH VANGUARD SHT-TERM CORP BD ETF 12
VUNCF VUANCE LTD. ORDINARY SHARES (I 11
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Consecutive Days
Ticker Security Name on List
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WHRT WORLD HEART CORPORATION COM ST 13
WMLLF WEALTH MINERALS LTD 2
WTWO W2 Energy Inc New Common Stock 2
XLES POWERSHARES S&P SMALLCAP ENERG 36
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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