Nasdaq ’Threshold’ Securities for Jan. 18

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ABCFF   ABACUS MINING & EXPLORATION CO                        16
AIXG    AIXTRON SEAMERICAN DEP SHRS                           17
ATTD    ATTITUDE DRINKS INC NEW COM ST                         3
AVNDF   AVENEX ENERGY CORP ORDINARY SH                        12
AXAS    ABRAXAS PETROLEUM CORP.                                1
AXVEF   ACREX VENS LTD                                        10
                                                Consecutive Days
Ticker  Security Name                                    on List
CANXF   CANADIAN PHOENIX RES CORP ORD                         10
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         1
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          2
CFGI    CROWN FINANCIAL HOLDINGS, INC                          6
CIGX    STAR SCIENTIFIC INC                                    2
CNET    CHINANET ONLINE HLDGS INC COM                          6
COWI    CoroWare, Inc. New Common Stoc                        35
CU      FIRST TRUST ISE GLOBAL COPPER                         84
DARA    DARA BIOSCIENCES INC COM STK (                         9
DEAR    DEARBORN BANCORP INC                                   1
DKAM    DRINKS AMERICAS HOLDINGS, LTD.                        12
DUNR    DUNE ENERGY INC NEW                                   21
EMIF    ISHARES S&P EMERGING MARKETS I                        10
EMMT    ISHARES MSCI EMERGING MKTS MAT                         3
EMPR    EMPIRE PETROLEUM CORPORATION                           2
ENHD    Energroup Holdings Corporation                        11
ESMNF   EURASIAN MINERALS INC                                 11
                                                Consecutive Days
Ticker  Security Name                                    on List
FLMTF   FULL METAL MINERALS LTD                               15
GCMI    GEOS COMMUNICATIONS, INC. COMM                         1
GGCRF   SILVERMEX RESOURCES, INC. ORDI                        36
GGIFF   GARIBALDI RESOURCES CORP ORD S                         7
GNTP    GLOBAL ENTMT CORP NEW                                  7
HMRTY   HOME RETAIL GROUP PLC SPONSORE                         2
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         54
IFLI    IFLI ACQUISITION CORP COM STK                          6
INDY    ISHARES S&P INDIA NIFTY 50 IND                        10
INHC    INNOLOG HOLDINGS CORP COMMON S                        10
ISCHY   Israel Chemicals Limited Unspo                        15
KGJI    KINGOLD JEWELRY INC. NEW COMMO                         7
LFUGY   Li & Fung Ltd Unsponsored ADR                          9
LGORF   LARGO RESOURCES LTD                                   24
LIVC    Live Current Media Inc. Common                        15
MLKKF   MERCATOR MINERALS LTD                                  3
MSEZ    MEDIA SENTIMENT INC COM STK (N                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
NEOM    NEOMEDIA TECH INC COM STK (DE)                         5
NSMSF   NORTHERN STAR MINING CORP                              7
NWMTD   NEWMARKET TECHNOLOGY INC. NEW                          4
OFLMY   ORIFLAME COSMETICS SA UNSPNSRD                         8
OGZPY   GAZPROM;ADR REP 4 ORD RUB5 REG                         1
PAGG    POWERSHARES GLOBAL AGRICULTURE                         4
PIVX    PIVX SOLUTIONS INC                                    17
PSAU    POWERSHARES GLOBAL GOLD AND PR                         6
PSTI    PLURISTEM THERAPEUTICS, INC. C                        18
RIOAF   RIO ALTO MNG LTD NEW COM SHS (                        16
RSERF   Reservoir Cap Corp Common shar                        20
RXII    RXI PHARMACEUTICALS CORP COM                          11
SCPZF   SPROTT RESOURCE CORP ORD SHS (                        23
TEXG    Terax Energy, Inc. New Common                          6
THLD    THRESHOLD PHARMACEUTICALS INC                          4
UPST    UPSTREAM WORLDWIDE INC COM STK                         6
VCLT    VANGUARD LG-TRM CORP BD ETF                            6
                                                Consecutive Days
Ticker  Security Name                                    on List
VCSH    VANGUARD SHT-TERM CORP BD ETF                         11
VUNCF   VUANCE LTD. ORDINARY SHARES (I                        10
WHRT    WORLD HEART CORPORATION COM ST                        12
WMLLF   WEALTH MINERALS LTD                                    1
WNWG    WENTWORTH ENERGY INC NEW                               9
WTWO    W2 Energy Inc New Common Stock                         1
XLES    POWERSHARES S&P SMALLCAP ENERG                        35
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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