Nasdaq ’Threshold’ Securities for Nov. 30

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ABWTQ   ABITIBIBOWATER, INC.                                  49
AEBF    AE BIOFUELS, INC. COMMON STOCK                        11
ALXA    ALEXZA PHARMACEUTICALS INC COM                        14
BAJFF   BAJA MINING CORP                                      12
BCEKF   BEAR CREEK MINING CORPORATION                          9
BICK    FIRST TRUST ISE BICK INDEX FUN                        14
                                                Consecutive Days
Ticker  Security Name                                    on List
CDDRF   CORRIDOR RESOURCES INC                                11
CDTI    CLEAN DIESEL TECHNOLOGIES INC                         12
CFWFF   CALFRAC WELL SERVICES LTD                              8
CHCI    COMSTOCK HOMEBUILDING COMPANIE                         8
CHNG    China Natural Gas, Inc. New Co                        14
CLRH    CLEAR-LITE HOLDINGS, INC COMMO                        21
CLSP    CALLISTO PHARMACEUTICALS INC (                         5
COWI    CoroWare, Inc. New Common Stoc                         2
CU      FIRST TRUST ISE GLOBAL COPPER                         51
DPMLF   DUNDEE PRECIOUS METALS INC                             6
ECUXF   ECU SILVER MINING INC                                  8
EMFN    ISHARS MSCI EMERGING MKTS FINA                        12
EMIF    ISHARES S&P EMERGING MARKETS I                        23
FMCC    FREDDIE MAC D/B/A VOTING                               5
FNGN    FINANCIAL ENGINES INC COM STK                          2
GGCRF   SILVERMEX RESOURCES, INC. ORDI                         3
GOFPY   GREEK ORGANISATION FOOTBALL PR                         4
                                                Consecutive Days
Ticker  Security Name                                    on List
GWMGF   GREAT WESTERN MINERALS GROUP L                         9
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         21
HYSR    HYPERSOLAR INC COM STK (NV)                            3
IBB     ISHARES NASDAQ BIOTECHNOLOGY I                         3
IMZLF   INTERNATIONAL MINERALS CORP                            8
INDY    ISHARES S&P INDIA NIFTY 50 IND                        21
KEYP    KEYUAN PETROCHEMICALS INC COM                         22
KSKTF   KISKA METALS CORP ORD SHS (CDA                         6
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         5
LGCUF   LUNA GOLD CORP                                        24
MELA    MELA SCIENCES INC COM STK (DE)                        27
NENE    NEW ENERGY TECHNOLOGIES, INC.                         18
NNAN    NATURALNANO INC                                        3
NXPN    HIGH PLAINS GAS INC COM STK                            6
PTXRF   Protox Therapeutics Inc Ordina                         8
PUMD    ProUroCare Medical, Inc. New C                         1
QADMF   QUADRA FNX MNG LTD COM SHS (CD                         3
                                                Consecutive Days
Ticker  Security Name                                    on List
QMIN    KENTUCKY ENERGY INC  COM STK (                        26
QQEW    FIRST TR NASDAQ 100 EQUAL WEIG                        27
REVZP   REVLON,INC SER A PERPETUAL PFD                         6
RHIE    RHI ENTERTAINMENT INC. COM STK                         2
RITT    RIT TECHNOLOGIES LTD COM STK (                        20
RVXCF   RESVERLOGIX CORP                                      27
SCPZF   SPROTT RESOURCE CORP ORD SHS (                         8
SFORE   Strikeforce Technologies, Inc.                         4
SPFM    SPOOFEM COM USA COM STK NEW (O                         1
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          16
STHJF   STRATHMORE MINERALS CORP                               4
STVZF   SILVERCREST MINES INC                                 49
TNFG    TNFG CORP COM STK (IL)                                 2
TQQQ    PROSHARES ULTRAPRO QQQ                                 6
XLES    POWERSHARES S&P SMALLCAP ENERG                         2
YNGFF   YUKON-NEVADA GOLD CORP                                68
SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at

To contact the editor responsible for this story: Alex Tanzi at

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