Nasdaq ’Threshold’ Securities for Nov. 29

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ABWTQ   ABITIBIBOWATER, INC.                                  48
AEBF    AE BIOFUELS, INC. COMMON STOCK                        10
ALXA    ALEXZA PHARMACEUTICALS INC COM                        13
BAJFF   BAJA MINING CORP                                      11
BCEKF   BEAR CREEK MINING CORPORATION                          8
BICK    FIRST TRUST ISE BICK INDEX FUN                        13
                                                Consecutive Days
Ticker  Security Name                                    on List
BNTNF   BONTAN CORP INC                                       19
CDDRF   CORRIDOR RESOURCES INC                                10
CDTI    CLEAN DIESEL TECHNOLOGIES INC                         11
CFWFF   CALFRAC WELL SERVICES LTD                              7
CHCI    COMSTOCK HOMEBUILDING COMPANIE                         7
CHNG    China Natural Gas, Inc. New Co                        13
CIGX    STAR SCIENTIFIC INC                                    5
CLRH    CLEAR-LITE HOLDINGS, INC COMMO                        20
CLSP    CALLISTO PHARMACEUTICALS INC (                         4
COWI    CoroWare, Inc. New Common Stoc                         1
CU      FIRST TRUST ISE GLOBAL COPPER                         50
DPMLF   DUNDEE PRECIOUS METALS INC                             5
ECUXF   ECU SILVER MINING INC                                  7
EMFN    ISHARS MSCI EMERGING MKTS FINA                        11
EMIF    ISHARES S&P EMERGING MARKETS I                        22
FMCC    FREDDIE MAC D/B/A VOTING                               4
FNGN    FINANCIAL ENGINES INC COM STK                          1
                                                Consecutive Days
Ticker  Security Name                                    on List
GGCRF   SILVERMEX RESOURCES, INC. ORDI                         2
GOFPY   GREEK ORGANISATION FOOTBALL PR                         3
GWMGF   GREAT WESTERN MINERALS GROUP L                         8
GXEXF   GEOLOGIX EXPLORATIONS INC (CAN                        16
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         20
HYSR    HYPERSOLAR INC COM STK (NV)                            2
IBB     ISHARES NASDAQ BIOTECHNOLOGY I                         2
IMZLF   INTERNATIONAL MINERALS CORP                            7
INDY    ISHARES S&P INDIA NIFTY 50 IND                        20
KEYP    KEYUAN PETROCHEMICALS INC COM                         21
KPELY   KEPPEL LTD SPONSORED ADR                               7
KSKTF   KISKA METALS CORP ORD SHS (CDA                         5
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         4
LGCUF   LUNA GOLD CORP                                        23
MELA    MELA SCIENCES INC COM STK (DE)                        26
NENE    NEW ENERGY TECHNOLOGIES, INC.                         17
NNAN    NATURALNANO INC                                        2
                                                Consecutive Days
Ticker  Security Name                                    on List
NXPN    HIGH PLAINS GAS INC COM STK                            5
PTXRF   Protox Therapeutics Inc Ordina                         7
QADMF   QUADRA FNX MNG LTD COM SHS (CD                         2
QMIN    KENTUCKY ENERGY INC  COM STK (                        25
QQEW    FIRST TR NASDAQ 100 EQUAL WEIG                        26
REVZP   REVLON,INC SER A PERPETUAL PFD                         5
RHIE    RHI ENTERTAINMENT INC. COM STK                         1
RITT    RIT TECHNOLOGIES LTD COM STK (                        19
RVXCF   RESVERLOGIX CORP                                      26
SCPZF   SPROTT RESOURCE CORP ORD SHS (                         7
SFORE   Strikeforce Technologies, Inc.                         3
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          15
STHJF   STRATHMORE MINERALS CORP                               3
STVZF   SILVERCREST MINES INC                                 48
TNFG    TNFG CORP COM STK (IL)                                 1
TQQQ    PROSHARES ULTRAPRO QQQ                                 5
VTPIE   VITAL PRODUCTS, INC. NEW COMMO                         7
XLES    POWERSHARES S&P SMALLCAP ENERG                         1
YNGFF   YUKON-NEVADA GOLD CORP                                67
SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at

To contact the editor responsible for this story: Alex Tanzi at

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