Watch Live

Tweet TWEET

Nasdaq ’Threshold’ Securities for Nov. 26

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ABWTQ   ABITIBIBOWATER, INC.                                  47
AEBF    AE BIOFUELS, INC. COMMON STOCK                         9
ALXA    ALEXZA PHARMACEUTICALS INC COM                        12
BAJFF   BAJA MINING CORP                                      10
BCEKF   BEAR CREEK MINING CORPORATION                          7
BICK    FIRST TRUST ISE BICK INDEX FUN                        12
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
BNTNF   BONTAN CORP INC                                       18
CDDRF   CORRIDOR RESOURCES INC                                 9
CDTI    CLEAN DIESEL TECHNOLOGIES INC                         10
CFWFF   CALFRAC WELL SERVICES LTD                              6
CHCI    COMSTOCK HOMEBUILDING COMPANIE                         6
CHNG    China Natural Gas, Inc. New Co                        12
CIGX    STAR SCIENTIFIC INC                                    4
CLRH    CLEAR-LITE HOLDINGS, INC COMMO                        19
CLSP    CALLISTO PHARMACEUTICALS INC (                         3
CPLP    CAPITAL PRODUCT PARTNERS L P (                        13
CU      FIRST TRUST ISE GLOBAL COPPER                         49
DPMLF   DUNDEE PRECIOUS METALS INC                             4
ECUXF   ECU SILVER MINING INC                                  6
EMFN    ISHARS MSCI EMERGING MKTS FINA                        10
EMIF    ISHARES S&P EMERGING MARKETS I                        21
EMMT    ISHARES MSCI EMERGING MKTS MAT                         6
FMCC    FREDDIE MAC D/B/A VOTING                               3
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
GGCRF   SILVERMEX RESOURCES, INC. ORDI                         1
GOFPY   GREEK ORGANISATION FOOTBALL PR                         2
GPRLF   GREAT PANTHER SILVER LIMITED O                        19
GWMGF   GREAT WESTERN MINERALS GROUP L                         7
GXEXF   GEOLOGIX EXPLORATIONS INC (CAN                        15
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         19
HYSR    HYPERSOLAR INC COM STK (NV)                            1
IBB     ISHARES NASDAQ BIOTECHNOLOGY I                         1
IMZLF   INTERNATIONAL MINERALS CORP                            6
INDY    ISHARES S&P INDIA NIFTY 50 IND                        19
KEYP    KEYUAN PETROCHEMICALS INC COM                         20
KPELY   KEPPEL LTD SPONSORED ADR                               6
KSKTF   KISKA METALS CORP ORD SHS (CDA                         4
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         3
LFBG    Left Behind Games Inc. Common                          6
LGCUF   LUNA GOLD CORP                                        22
MELA    MELA SCIENCES INC COM STK (DE)                        25
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
MSOA    MY SOCIAL INCOME, INC. COMMON                          6
NENE    NEW ENERGY TECHNOLOGIES, INC.                         16
NNAN    NATURALNANO INC                                        1
NXPN    HIGH PLAINS GAS INC COM STK                            4
PTXRF   Protox Therapeutics Inc Ordina                         6
QADMF   QUADRA FNX MNG LTD COM SHS (CD                         1
QMIN    KENTUCKY ENERGY INC  COM STK (                        24
QQEW    FIRST TR NASDAQ 100 EQUAL WEIG                        25
REVZP   REVLON,INC SER A PERPETUAL PFD                         4
RITT    RIT TECHNOLOGIES LTD COM STK (                        18
RVXCF   RESVERLOGIX CORP                                      25
SCPZF   SPROTT RESOURCE CORP ORD SHS (                         6
SFORE   Strikeforce Technologies, Inc.                         2
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          14
STHJF   STRATHMORE MINERALS CORP                               2
STVZF   SILVERCREST MINES INC                                 47
TQQQ    PROSHARES ULTRAPRO QQQ                                 4
VNQI    VANGUARD GLOBAL EX- U.S. REAL                          7
VTPIE   VITAL PRODUCTS, INC. NEW COMMO                         6
YNGFF   YUKON-NEVADA GOLD CORP                                66
=================================================================
SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

Press spacebar to pause and continue. Press esc to stop.

Bloomberg reserves the right to remove comments but is under no obligation to do so, or to explain individual moderation decisions.

Please enable JavaScript to view the comments powered by Disqus.