Nasdaq ’Threshold’ Securities for Nov. 24

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

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                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
ABWTQ   ABITIBIBOWATER, INC.                                  46
AEBF    AE BIOFUELS, INC. COMMON STOCK                         8
ALXA    ALEXZA PHARMACEUTICALS INC COM                        11
BAJFF   BAJA MINING CORP                                       9
BCEKF   BEAR CREEK MINING CORPORATION                          6
BICK    FIRST TRUST ISE BICK INDEX FUN                        11
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
BNTNF   BONTAN CORP INC                                       17
CDDRF   CORRIDOR RESOURCES INC                                 8
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          9
CFWFF   CALFRAC WELL SERVICES LTD                              5
CHCI    COMSTOCK HOMEBUILDING COMPANIE                         5
CHNG    China Natural Gas, Inc. New Co                        11
CIGX    STAR SCIENTIFIC INC                                    3
CLRH    CLEAR-LITE HOLDINGS, INC COMMO                        18
CLSP    CALLISTO PHARMACEUTICALS INC (                         2
CPLP    CAPITAL PRODUCT PARTNERS L P (                        12
CU      FIRST TRUST ISE GLOBAL COPPER                         48
DPMLF   DUNDEE PRECIOUS METALS INC                             3
ECUXF   ECU SILVER MINING INC                                  5
EMFN    ISHARS MSCI EMERGING MKTS FINA                         9
EMIF    ISHARES S&P EMERGING MARKETS I                        20
EMMT    ISHARES MSCI EMERGING MKTS MAT                         5
FMCC    FREDDIE MAC D/B/A VOTING                               2
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
GOFPY   GREEK ORGANISATION FOOTBALL PR                         1
GPRLF   GREAT PANTHER SILVER LIMITED O                        18
GWMGF   GREAT WESTERN MINERALS GROUP L                         6
GXEXF   GEOLOGIX EXPLORATIONS INC (CAN                        14
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         18
IMZLF   INTERNATIONAL MINERALS CORP                            5
INDY    ISHARES S&P INDIA NIFTY 50 IND                        18
KEYP    KEYUAN PETROCHEMICALS INC COM                         19
KPELY   KEPPEL LTD SPONSORED ADR                               5
KSKTF   KISKA METALS CORP ORD SHS (CDA                         3
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         2
LFBG    Left Behind Games Inc. Common                          5
LGCUF   LUNA GOLD CORP                                        21
MELA    MELA SCIENCES INC COM STK (DE)                        24
MSOA    MY SOCIAL INCOME, INC. COMMON                          5
MURZY   MURRAY & ROBERTS HLDG LTD ORD                          6
NENE    NEW ENERGY TECHNOLOGIES, INC.                         15
=================================================================
                                                Consecutive Days
Ticker  Security Name                                    on List
=================================================================
NXPN    HIGH PLAINS GAS INC COM STK                            3
OPELF   OPEL INTERNATIONAL INC (CANADA                         6
PEGFF   PACIFIC RUBIALES ENERGY CORP N                         5
PKOL    POWERSHARES GLOBAL COAL PORTFO                        19
PTXRF   Protox Therapeutics Inc Ordina                         5
QMIN    KENTUCKY ENERGY INC  COM STK (                        23
QQEW    FIRST TR NASDAQ 100 EQUAL WEIG                        24
REVZP   REVLON,INC SER A PERPETUAL PFD                         3
RITT    RIT TECHNOLOGIES LTD COM STK (                        17
RVXCF   RESVERLOGIX CORP                                      24
SCPZF   SPROTT RESOURCE CORP ORD SHS (                         5
SFORE   Strikeforce Technologies, Inc.                         1
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          13
STHJF   STRATHMORE MINERALS CORP                               1
STVZF   SILVERCREST MINES INC                                 46
TQQQ    PROSHARES ULTRAPRO QQQ                                 3
VNQI    VANGUARD GLOBAL EX- U.S. REAL                          6
VTPIE   VITAL PRODUCTS, INC. NEW COMMO                         5
YNGFF   YUKON-NEVADA GOLD CORP                                65
=================================================================
SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at dpetrie5@bloomberg.net

To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net

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