Nasdaq ’Threshold’ Securities for Nov. 23

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ABWTQ   ABITIBIBOWATER, INC.                                  45
AEBF    AE BIOFUELS, INC. COMMON STOCK                         7
ALXA    ALEXZA PHARMACEUTICALS INC COM                        10
BAJFF   BAJA MINING CORP                                       8
BCEKF   BEAR CREEK MINING CORPORATION                          5
BICK    FIRST TRUST ISE BICK INDEX FUN                        10
                                                Consecutive Days
Ticker  Security Name                                    on List
BNTNF   BONTAN CORP INC                                       16
CDDRF   CORRIDOR RESOURCES INC                                 7
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          8
CFWFF   CALFRAC WELL SERVICES LTD                              4
CHCI    COMSTOCK HOMEBUILDING COMPANIE                         4
CHNG    China Natural Gas, Inc. New Co                        10
CIGX    STAR SCIENTIFIC INC                                    2
CLRH    CLEAR-LITE HOLDINGS, INC COMMO                        17
CLSP    CALLISTO PHARMACEUTICALS INC (                         1
CPLP    CAPITAL PRODUCT PARTNERS L P (                        11
CU      FIRST TRUST ISE GLOBAL COPPER                         47
DPMLF   DUNDEE PRECIOUS METALS INC                             2
ECUXF   ECU SILVER MINING INC                                  4
EMFN    ISHARS MSCI EMERGING MKTS FINA                         8
EMIF    ISHARES S&P EMERGING MARKETS I                        19
EMMT    ISHARES MSCI EMERGING MKTS MAT                         4
FMCC    FREDDIE MAC D/B/A VOTING                               1
                                                Consecutive Days
Ticker  Security Name                                    on List
GPRLF   GREAT PANTHER SILVER LIMITED O                        17
GWMGF   GREAT WESTERN MINERALS GROUP L                         5
GXEXF   GEOLOGIX EXPLORATIONS INC (CAN                        13
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         17
IMZLF   INTERNATIONAL MINERALS CORP                            4
INDY    ISHARES S&P INDIA NIFTY 50 IND                        17
KEYP    KEYUAN PETROCHEMICALS INC COM                         18
KPELY   KEPPEL LTD SPONSORED ADR                               4
KSKTF   KISKA METALS CORP ORD SHS (CDA                         2
LCTZ    LA CORTEZ ENERGY INC, INC COMM                         1
LFBG    Left Behind Games Inc. Common                          4
LGCUF   LUNA GOLD CORP                                        20
MELA    MELA SCIENCES INC COM STK (DE)                        23
MSOA    MY SOCIAL INCOME, INC. COMMON                          4
MURZY   MURRAY & ROBERTS HLDG LTD ORD                          5
NENE    NEW ENERGY TECHNOLOGIES, INC.                         14
NXPN    HIGH PLAINS GAS INC COM STK                            2
                                                Consecutive Days
Ticker  Security Name                                    on List
OPELF   OPEL INTERNATIONAL INC (CANADA                         5
PEGFF   PACIFIC RUBIALES ENERGY CORP N                         4
PKOL    POWERSHARES GLOBAL COAL PORTFO                        18
PTXRF   Protox Therapeutics Inc Ordina                         4
QMIN    KENTUCKY ENERGY INC  COM STK (                        22
QQEW    FIRST TR NASDAQ 100 EQUAL WEIG                        23
RELM    RELM HOLDINGS INC. COM                                14
REVZP   REVLON,INC SER A PERPETUAL PFD                         2
RITT    RIT TECHNOLOGIES LTD COM STK (                        16
RVXCF   RESVERLOGIX CORP                                      23
SCPZF   SPROTT RESOURCE CORP ORD SHS (                         4
SFOR    Strikeforce Technologies, Inc.                         4
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          12
STVZF   SILVERCREST MINES INC                                 45
TQQQ    PROSHARES ULTRAPRO QQQ                                 2
VNQI    VANGUARD GLOBAL EX- U.S. REAL                          5
VTPIE   VITAL PRODUCTS, INC. NEW COMMO                         4
YNGFF   YUKON-NEVADA GOLD CORP                                64
SOURCE: Nasdaq

To contact the reporter on this story: Daniel Petrie in Sydney at

To contact the editor responsible for this story: Alex Tanzi at

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