Nasdaq ’Threshold’ Securities for Nov. 12

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ABWTQ   ABITIBIBOWATER, INC.                                  38
ALXA    ALEXZA PHARMACEUTICALS INC COM                         3
AMKT    ACE MARKETING & PROMOTIONS, IN                        15
ANTS    ANTS SOFTWARE INC                                     14
AWBCQ   AMERICAN WEST BANCORPORATION                           5
AWYI    ARIEL WAY, INC                                        14
                                                Consecutive Days
Ticker  Security Name                                    on List
BAJFF   BAJA MINING CORP                                       1
BICK    FIRST TRUST ISE BICK INDEX FUN                         3
BIOD    BIODEL INC COM STK (DE)                                6
BLOAQ   BLOCKBUSTER INC CL-A                                  34
BNTNF   BONTAN CORP INC                                        9
CDTI    CLEAN DIESEL TECHNOLOGIES INC                          1
CHNG    China Natural Gas, Inc. New Co                         3
CLRH    CLEAR-LITE HOLDINGS, INC COMMO                        10
COWI    CoroWare, Inc. New Common Stoc                        17
CPLP    CAPITAL PRODUCT PARTNERS L P (                         4
CPMCF   COASTAL PACIFIC MINING CORP CO                         9
CU      FIRST TRUST ISE GLOBAL COPPER                         40
ELRFF   EASTERN PLATINUM LTD ORD SHS (                         6
EMFN    ISHARS MSCI EMERGING MKTS FINA                         1
EMIF    ISHARES S&P EMERGING MARKETS I                        12
ETHT    ENTHEOS TECHNOLOGIES INC NEW                           7
FLTT    FLINT TELECOM GROUP, INC. COMM                         6
                                                Consecutive Days
Ticker  Security Name                                    on List
FNMA    FANNIE MAE                                             6
GPRLF   GREAT PANTHER SILVER LIMITED O                        10
GTXI    GTX INC DEL                                            6
GXEXF   GEOLOGIX EXPLORATIONS INC (CAN                         6
HLXW    Helix Wind, Corp. Common Stock                        10
HOTJ    HOUSE OF TAYLOR JEWELRY, INC.                         10
INDY    ISHARES S&P INDIA NIFTY 50 IND                        10
JYHW    Jayhawk Energy, Inc. Common St                        10
KCLOF   POTASH ONE INC ORD SHS (CANADA                        14
KEYP    KEYUAN PETROCHEMICALS INC COM                         11
LGCUF   LUNA GOLD CORP                                        13
LOCN    Locan Inc  Common Stock                                4
MELA    MELA SCIENCES INC COM STK (DE)                        16
MURGY   Muenchener Rueckversicherungs-                        12
NENE    NEW ENERGY TECHNOLOGIES, INC.                          7
PKOL    POWERSHARES GLOBAL COAL PORTFO                        11
PLTM    FIRST TRUST ISE GLOBAL PLATINU                        11
                                                Consecutive Days
Ticker  Security Name                                    on List
PTCK    Pro-Tech Industries, Inc. Comm                         1
PYBX    PLAYBOX (US) INC COM STK (NV)                         10
QMIN    KENTUCKY ENERGY INC  COM STK (                        15
QQEW    FIRST TR NASDAQ 100 EQUAL WEIG                        16
RELM    RELM HOLDINGS INC. COM                                 7
RGIN    REGENICIN INC COM STK (NV)                             4
RHIE    RHI ENTERTAINMENT INC. COM STK                        26
RINO    RINO International Corporation                        14
RIOAF   RIO ALTO MNG LTD NEW COM SHS (                         3
RITT    RIT TECHNOLOGIES LTD COM STK (                         9
RVXCF   RESVERLOGIX CORP                                      16
SGAS    Sino Gas International Holding                         6
SPBC    SP BANCORP, INC COM STK                                3
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                           5
STVZF   SILVERCREST MINES INC                                 38
TFRFF   TEFRON LTD NEW COM STK (ISRAEL                         5
VCIT    VANGUARD INTERMEDIATE-TERM COR                        20
                                                Consecutive Days
Ticker  Security Name                                    on List
VLEEY   VALEO SPONS ADR                                        9
VOQP    VIOQUEST PHARMACEUTICALS, INC.                        13
XLUS    POWERSHARES S&P SMALLCAP UTILI                         4
YNGFF   YUKON-NEVADA GOLD CORP                                57
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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