Nasdaq ’Threshold’ Securities for Nov. 9
By Michael J. Munoz -
2010-11-10T06:05:00Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
ABWTQ ABITIBIBOWATER, INC. 35
AMKT ACE MARKETING & PROMOTIONS, IN 12
ANTS ANTS SOFTWARE INC 11
AWBCQ AMERICAN WEST BANCORPORATION 2
AWYI ARIEL WAY, INC 11
BIOD BIODEL INC COM STK (DE) 3
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
BLOAQ BLOCKBUSTER INC CL-A 31
BNTNF BONTAN CORP INC 6
CABL CHINA CABLECOM HLDGS LTD ORD S 4
CDTID CLEAN DIESEL TECHNOLOGIES INC 6
CLRH CLEAR-LITE HOLDINGS, INC COMMO 7
CMRZF COMMERCE RES CORP (CDA) 8
COWI CoroWare, Inc. New Common Stoc 14
CPLP CAPITAL PRODUCT PARTNERS L P ( 1
CPMCF COASTAL PACIFIC MINING CORP CO 6
CU FIRST TRUST ISE GLOBAL COPPER 37
ELRFF EASTERN PLATINUM LTD ORD SHS ( 3
EMIF ISHARES S&P EMERGING MARKETS I 9
ETHT ENTHEOS TECHNOLOGIES INC NEW 4
FLTT FLINT TELECOM GROUP, INC. COMM 3
FNMA FANNIE MAE 3
GELYY GEELY AUTOMOBILE HOLDING LTD U 5
GLOI GlobalOptions Group, Inc. New 8
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
GPRLF GREAT PANTHER SILVER LIMITED O 7
GTXI GTX INC DEL 3
GXEXF GEOLOGIX EXPLORATIONS INC (CAN 3
HLXW Helix Wind, Corp. Common Stock 7
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 7
INDY ISHARES S&P INDIA NIFTY 50 IND 7
JYHW Jayhawk Energy, Inc. Common St 7
KCLOF POTASH ONE INC ORD SHS (CANADA 11
KEYP KEYUAN PETROCHEMICALS INC COM 8
LGCUF LUNA GOLD CORP 10
LOCN Locan Inc Common Stock 1
MELA MELA SCIENCES INC COM STK (DE) 13
MURGY Muenchener Rueckversicherungs- 9
NENE NEW ENERGY TECHNOLOGIES, INC. 4
PKOL POWERSHARES GLOBAL COAL PORTFO 8
PLTM FIRST TRUST ISE GLOBAL PLATINU 8
PYBX PLAYBOX (US) INC COM STK (NV) 7
=================================================================
Consecutive Days
Ticker Security Name on List
=================================================================
QMIN KENTUCKY ENERGY INC COM STK ( 12
QQEW FIRST TR NASDAQ 100 EQUAL WEIG 13
RELM RELM HOLDINGS INC. COM 4
RGIN REGENICIN INC COM STK (NV) 1
RHIE RHI ENTERTAINMENT INC. COM STK 23
RINO RINO International Corporation 11
RITT RIT TECHNOLOGIES LTD COM STK ( 6
RVXCF RESVERLOGIX CORP 13
SGAS Sino Gas International Holding 3
SQQQ PROSHARES ULTRAPRO SHORT QQQ 2
STVZF SILVERCREST MINES INC 35
TFRFF TEFRON LTD NEW COM STK (ISRAEL 2
VCIT VANGUARD INTERMEDIATE-TERM COR 17
VLEEY VALEO SPONS ADR 6
VONV VANGUARD RUSSELL 1000 VALUE ET 4
VOQP VIOQUEST PHARMACEUTICALS, INC. 10
VTWO VANGUARD RUSSELL 2000 ETF 5
XLUS POWERSHARES S&P SMALLCAP UTILI 1
XLVS POWERSHARES S&P SMALLCAP HEALT 5
YNGFF YUKON-NEVADA GOLD CORP 54
=================================================================
SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
Sponsored Link
Rate this Page
Bloomberg moderates all comments. Comments that are abusive or off-topic will not be posted to the site. Excessively long comments may be moderated as well. Bloomberg cannot facilitate requests to remove comments or explain individual moderation decisions.