Nasdaq ’Threshold’ Securities for Nov. 5
By Michael J. Munoz -
2010-11-08T01:15:00Z
The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.
The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.
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Consecutive Days
Ticker Security Name on List
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ABWTQ ABITIBIBOWATER, INC. 33
AMKT ACE MARKETING & PROMOTIONS, IN 10
ANTS ANTS SOFTWARE INC 9
AWYI ARIEL WAY, INC 9
BIOD BIODEL INC COM STK (DE) 1
BLOAQ BLOCKBUSTER INC CL-A 29
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Consecutive Days
Ticker Security Name on List
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BNTNF BONTAN CORP INC 4
CABL CHINA CABLECOM HLDGS LTD ORD S 2
CDTID CLEAN DIESEL TECHNOLOGIES INC 4
CLRH CLEAR-LITE HOLDINGS, INC COMMO 5
CMRZF COMMERCE RES CORP (CDA) 6
COWI CoroWare, Inc. New Common Stoc 12
CPMCF COASTAL PACIFIC MINING CORP CO 4
CU FIRST TRUST ISE GLOBAL COPPER 35
CULBF COOL BRANDS INTERNATIONAL, INC 7
ELRFF EASTERN PLATINUM LTD ORD SHS ( 1
EMIF ISHARES S&P EMERGING MARKETS I 7
ENAB ENABLE HOLDINGS, INC (DE) 16
ETHT ENTHEOS TECHNOLOGIES INC NEW 2
FLTT FLINT TELECOM GROUP, INC. COMM 1
FNMA FANNIE MAE 1
GELYY GEELY AUTOMOBILE HOLDING LTD U 3
GLOI GlobalOptions Group, Inc. New 6
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Consecutive Days
Ticker Security Name on List
=================================================================
GPRLF GREAT PANTHER SILVER LIMITED O 5
GTXI GTX INC DEL 1
GXEXF GEOLOGIX EXPLORATIONS INC (CAN 1
HLXW Helix Wind, Corp. Common Stock 5
HOTJ HOUSE OF TAYLOR JEWELRY, INC. 5
INDY ISHARES S&P INDIA NIFTY 50 IND 5
JYHW Jayhawk Energy, Inc. Common St 5
KCLOF POTASH ONE INC ORD SHS (CANADA 9
KEYP KEYUAN PETROCHEMICALS INC COM 6
LFUGY Li & Fung Ltd Unsponsored ADR 5
LGCUF LUNA GOLD CORP 8
MELA MELA SCIENCES INC COM STK (DE) 11
MURGY Muenchener Rueckversicherungs- 7
NENE NEW ENERGY TECHNOLOGIES, INC. 2
PKOL POWERSHARES GLOBAL COAL PORTFO 6
PLTM FIRST TRUST ISE GLOBAL PLATINU 6
POPN POP N GO INC 5
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Consecutive Days
Ticker Security Name on List
=================================================================
PYBX PLAYBOX (US) INC COM STK (NV) 5
QMIN KENTUCKY ENERGY INC COM STK ( 10
QPCI QPC LASERS INC COM STK 5
QQEW FIRST TR NASDAQ 100 EQUAL WEIG 11
RELM RELM HOLDINGS INC. COM 2
RHAYY RHODIA ADS (RP 1 COM ) NEW 6
RHIE RHI ENTERTAINMENT INC. COM STK 21
RINO RINO International Corporation 9
RITT RIT TECHNOLOGIES LTD COM STK ( 4
RVXCF RESVERLOGIX CORP 11
SFOR Strikeforce Technologies, Inc. 7
SGAS Sino Gas International Holding 1
STVZF SILVERCREST MINES INC 33
VCIT VANGUARD INTERMEDIATE-TERM COR 15
VLEEY VALEO SPONS ADR 4
VONV VANGUARD RUSSELL 1000 VALUE ET 2
VOQP VIOQUEST PHARMACEUTICALS, INC. 8
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Consecutive Days
Ticker Security Name on List
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VTWO VANGUARD RUSSELL 2000 ETF 3
WDST REGENICIN INC COM STK (NV) 3
XLVS POWERSHARES S&P SMALLCAP HEALT 3
YNGFF YUKON-NEVADA GOLD CORP 52
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SOURCE: Nasdaq
To contact the reporter on this story: Michael J. Munoz in Hong Kong at mjmunoz@bloomberg.net
To contact the editor responsible for this story: Alex Tanzi at atanzi@bloomberg.net
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