Nasdaq ’Threshold’ Securities for Oct. 1

The following is a list of “threshold securities” from the Nasdaq Stock Market, published daily in compliance with the U.S. Securities and Exchange Commission’s Regulation SHO.

The list consists of stocks for which sellers failed to deliver 10,000 shares or more in the past five trading days and the level of “fails” is a minimum of 0.5 percent of the shares outstanding. Securities are listed alphabetically by ticker.

                                                Consecutive Days
Ticker  Security Name                                    on List
ABWTQ   ABITIBIBOWATER, INC.                                   8
AMLZF   AFRICAN MINERALS LIMITED ORDIN                        12
ATPT    ALL STATE PROPERTIES HOLDINGS                          6
BANID   BANNEKER INC. NEW  COMMON STOC                         6
BICK    FIRST TRUST ISE BICK INDEX FUN                        18
BLOAQ   BLOCKBUSTER INC CL-A                                   4
                                                Consecutive Days
Ticker  Security Name                                    on List
CCME    CHINA MEDIAEXPRESS HOLDINGS IN                         5
CHNG    China Natural Gas, Inc. New Co                         3
CU      FIRST TRUST ISE GLOBAL COPPER                         10
CYRX    CRYOPORT INC NEW COMMON STOCK                          7
FNMA    FANNIE MAE                                             5
FOOD    VAUGHAN FOODS INC COM (OK)                             6
GBBFF   GOLD BULLION DEVELOPMENT CORP                         10
GXEXF   GEOLOGIX EXPLORATIONS INC (CAN                         5
HLXW    Helix Wind, Corp. Common Stock                        53
LGORF   LARGO RESOURCES LTD                                    3
MDHI    MEDICAL ALARM CONCEPTS HLDG IN                        12
NVLT    NOVELOS THERAPEUTICS, INC.                             5
ORNID   ORAGENICS INC                                          1
OSIIF   OSI Geospatial Inc. Ordinary S                        11
OXIS    OXIS INTERNATIONAL INC-NEW                             1
PCBC    PACIFIC CAPITAL BANCORP NEW                           33
PKOL    POWERSHARES GLOBAL COAL PORTFO                         1
                                                Consecutive Days
Ticker  Security Name                                    on List
PLLVF   PALLADON VENTURES LTD                                  2
QADMF   QUADRA FNX MNG LTD COM SHS (CD                         5
QMIN    KENTUCKY ENERGY INC  COM STK (                        15
RFIL    RF INDUSTRIES LTD                                      3
SCPZF   SPROTT RESOURCE CORP ORD SHS (                         5
SFOR    Strikeforce Technologies, Inc.                         6
SIDNF   SIDON INTL RESOURCES CORP(F)                           1
SQQQ    PROSHARES ULTRAPRO SHORT QQQ                          71
STVZF   SILVERCREST MINES INC                                  8
SWKH    SWK HOLDINGS CORPORATION. COMM                        14
SXRZF   URANIUM ONE INC ORD SHS (CANAD                        17
THMRQ   THORNBURG MTG INC COM NEW (MD)                         9
TRXOF   Terrane Metals Corp. Ordinary                          8
VCIT    VANGUARD INTERMEDIATE-TERM COR                         5
VCSH    VANGUARD SHT-TERM CORP BD ETF                          3
WNWG    WENTWORTH ENERGY INC NEW                               6
YNGFF   YUKON-NEVADA GOLD CORP                                27
SOURCE: Nasdaq

To contact the reporter on this story: Michael J. Munoz in Hong Kong at

To contact the editor responsible for this story: Alex Tanzi at

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