Invest Mgmnt/Advis Serv Companies

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NAME SYMBOL COUNTRY TYPE
Aberdeen Asset Management PLC (324) 324:GR Germany Common Stock
Aberdeen Asset Management PLC (ADN) ADN:LN UK Common Stock
Aberdeen Asset Management PLC (ABDNF) ABDNF:US USA Common Stock
Aberdeen Asset Management PLC (ABDNY) ABDNY:US USA ADR
ACAP Advisory PCL (ACAP) ACAP:TB Thailand Common Stock
Affiliated Managers Group Inc (AMG) AMG:US USA Common Stock
Affiliated Managers Group Inc (AFS) AFS:GR Germany Common Stock
AFH Financial Group PLC (AFHP) AFHP:PZ UK Common Stock
African & Overseas Enterprises Ltd (AON) AON:SJ South Africa Common Stock
African & Overseas Enterprises Ltd (AOO) AOO:SJ South Africa Common Stock
AG Financial Ltd (AHA) AHA:AU Australia Common Stock
AG Financial Ltd (FX6A) FX6A:GR Germany Common Stock
AGF Management Ltd (A3J) A3J:GR Germany Common Stock
AGF Management Ltd (AGFMF) AGFMF:US USA Common Stock
AGF Management Ltd (AGF/B) AGF/B:CN Canada Common Stock
AK Capital Services Ltd (AKCPS) AKCPS:IN India Common Stock
AKAN Capital Partners PLC (PVPB) PVPB:GR Germany Common Stock
Alacrity Securities Ltd (ALSE) ALSE:IN India Common Stock
Alexander Forbes Ltd (AFB) AFB:SJ South Africa Common Stock
Alpha Trust Mutual Fund Management SA (ATRUST) ATRUST:GA Greece Common Stock
Altira AG (A7A) A7A:GR Germany Common Stock
Altisource Asset Management Corp (AAMC) AAMC:US USA Common Stock
Altisource Portfolio Solutions SA (ASPS) ASPS:US USA Common Stock
Altisource Portfolio Solutions SA (95A) 95A:GR Germany Common Stock
Ambromobiliare SpA (AMB) AMB:IM Italy Common Stock
American Capital Senior Floating Ltd (ACSF) ACSF:US USA Common Stock
American Capital Senior Floating Ltd (8AF) 8AF:GR Germany Common Stock
Ameriprise Financial Inc (AMP) AMP:US USA Common Stock
Ameriprise Financial Inc (A4S) A4S:GR Germany Common Stock
Analyst IMS Investment Management Services Ltd (ANLT) ANLT:IT Israel Common Stock
Anjani Finance Ltd (ANJF) ANJF:IN India Common Stock
APA Financial Services Ltd (APP) APP:AU Australia Common Stock
APA Financial Services Ltd (F9H) F9H:GR Germany Common Stock
ARA Asset Management Ltd (35Y) 35Y:GR Germany Common Stock
ARA Asset Management Ltd (ARA) ARA:SP Singapore Common Stock
Ares Management LP (ARES) ARES:US USA Unit
Argo Group Ltd (ARGO) ARGO:LN UK Common Stock
Arsagera JSC (ARSA) ARSA:RM Russia Common Stock
Artisan Partners Asset Management Inc (APAM) APAM:US USA Common Stock
Artisan Partners Asset Management Inc (AP0) AP0:GR Germany Common Stock
Arun Varun Trade & Investment Ltd (AVT) AVT:IN India Common Stock
Ashcourt Rowan (ARP) ARP:LN UK Common Stock
Ashcourt Rowan (S8IA) S8IA:GR Germany Common Stock
Ashmore Group PLC (ASHM) ASHM:LN UK Common Stock
Ashmore Group PLC (A1B) A1B:GR Germany Common Stock
Ashmore Group PLC (AJMPF) AJMPF:US USA Common Stock
Asian Capital Holdings Ltd (8295) 8295:HK Hong Kong Common Stock
ASTMAX Co Ltd (7162) 7162:JP Japan Common Stock
Aston Hill Financial Inc (AHF) AHF:CN Canada Common Stock
Aurora Funds Ltd (AFV) AFV:AU Australia Common Stock
Australian Ethical Investment Ltd (AEF) AEF:AU Australia Common Stock
Australian Ethical Investment Ltd (AHCLF) AHCLF:US USA Common Stock
Avenir Finance SA (AVF) AVF:FP France Common Stock
Avrasya Petrol ve Turistik Tesisler Yatirimlar AS (AVTUR) AVTUR:TI Turkey Common Stock
Azimut Holding SpA (AZIHF) AZIHF:US USA Common Stock
Azimut Holding SpA (HDB) HDB:GR Germany Common Stock
Azimut Holding SpA (AZM) AZM:IM Italy Common Stock
Azteka PLC (AZ7A) AZ7A:GR Germany Common Stock
Basic Resources AG (W8Z) W8Z:GR Germany Common Stock
Batterymarch Trust (BTYM) BTYM:US USA Common Stock
Begbies Traynor Group PLC (BEG) BEG:LN UK Common Stock
Begbies Traynor Group PLC (BEG) BEG:PZ UK Common Stock
BKF Capital Group Inc (BKFG) BKFG:US USA Common Stock
BlackRock Inc (BLK) BLK:US USA Common Stock
BlackRock Inc (BLQA) BLQA:GR Germany Common Stock
BlackRock Inc (BLK*) BLK*:MM Mexico Common Stock
BLB Ltd (BLBL) BLBL:IN India Common Stock
Blend Financial Services Ltd (BFSL) BFSL:IN India Common Stock
BLME Holdings PLC (BLME) BLME:DU UAE Common Stock
Blue Chip India Ltd (BLCI) BLCI:IN India Common Stock
Blue Circle Services Ltd (BCIS) BCIS:IN India Common Stock
Blue Sky Alternative Investments Ltd (BLA) BLA:AU Australia Common Stock
BN Rathi Securities Ltd (LL) LL:IN India Common Stock
Bookkeeper International Equities Corp (BKPR) BKPR:US USA Common Stock
Brokersclub AG (BCAG) BCAG:G4 Denmark Common Stock
Brooks Macdonald Group PLC (BRK) BRK:LN UK Common Stock
Brooks Macdonald Group PLC (BRK2) BRK2:PZ UK Common Stock
BT Investment Management Ltd (4B5) 4B5:GR Germany Common Stock
BT Investment Management Ltd (BTT) BTT:AU Australia Common Stock
C-QUADRAT Investment AG (C8I) C8I:AV Austria Common Stock
C-QUADRAT Investment AG (C8I) C8I:GR Germany Common Stock
Calamos Asset Management Inc (FND) FND:GR Germany Common Stock
Calamos Asset Management Inc (CLMS) CLMS:US USA Common Stock
Cambridge Capital Holdings Inc (CCHI) CCHI:US USA Common Stock
Capital Financial Holdings Inc (CPFH) CPFH:US USA Common Stock
Capital First Ltd (CAFL) CAFL:IN India Common Stock
Capstone Financial Group Inc (CAPP) CAPP:US USA Common Stock
Chanceton Financial Group Ltd (8020) 8020:HK Hong Kong Common Stock
Charlemagne Capital Ltd (CCAP) CCAP:LN UK Common Stock
Charlemagne Capital Ltd (CCAP) CCAP:PZ UK Common Stock
China Cinda Asset Management Co Ltd (1359) 1359:HK Hong Kong Common Stock
China Cinda Asset Management Co Ltd (0CI) 0CI:GR Germany Common Stock
CI Financial Corp (CIX) CIX:CN Canada Common Stock
CI Financial Corp (CIFAF) CIFAF:US USA Common Stock
CI Financial Corp (CF7) CF7:GR Germany Common Stock
CIC Capital Ltd (CICC) CICC:LN UK Common Stock
CIFC Corp (D5P1) D5P1:GR Germany Common Stock
CIFC Corp (CIFC) CIFC:US USA Common Stock
Cindrella Financial Services Ltd (CNFS) CNFS:IN India Common Stock
Clientis Sparkasse Oftringen Genossenschaft (CLISO) CLISO:SW Switzerland Common Stock
Cohen & Steers Inc (CNS) CNS:US USA Common Stock
Cohen & Steers Inc (FG9) FG9:GR Germany Common Stock
Connector Capital Corp (0276408D) 0276408D:US USA Common Stock
Coronation Fund Managers Ltd (CML) CML:SJ South Africa Common Stock
Coronation Fund Managers Ltd (N8C) N8C:GR Germany Common Stock
Credit Foncier de Monaco (MLCFM) MLCFM:FP France Common Stock
Crosby Capital Ltd (8088) 8088:HK Hong Kong Common Stock
Crosby Capital Ltd (TPK2) TPK2:GR Germany Common Stock
Daniels Corporate Advisory Co Inc (DCAC) DCAC:US USA Common Stock
Deap Capital Management & Trust PLC (DEAPCAP) DEAPCAP:NL Nigeria Common Stock
Deutsche Technologie Beteiligungen AG (DTKK) DTKK:GR Germany Common Stock
Diversa Ltd (DVA) DVA:AU Australia Common Stock
Diversa Ltd (XA6) XA6:GR Germany Common Stock
Dundee Corp (DC/A) DC/A:CN Canada Common Stock
Dundee Corp (DDEJF) DDEJF:US USA Common Stock
Eaton Vance Corp (EVCN) EVCN:GR Germany Common Stock
Eaton Vance Corp (EV) EV:US USA Common Stock
Efficient Group Ltd (EFG) EFG:SJ South Africa Common Stock
EIH PLC (EIH) EIH:LN UK Common Stock
EIH PLC (E7K) E7K:GR Germany Common Stock
Envit Capital Group Inc (ECGP) ECGP:US USA Common Stock
Equity Trustees Ltd (EQT) EQT:AU Australia Common Stock
Euro Kapital Yatirim Ortakligi AS (EUKYO) EUKYO:TI Turkey Common Stock
Euro Trend Yatirim Ortakligi AS (ETYAT) ETYAT:TI Turkey Common Stock
Everest Financial Group Ltd (EBBN) EBBN:AU Australia Common Stock
F&C Asset Management PLC (FCAM) FCAM:LN UK Common Stock
F&C Asset Management PLC (FCAFF) FCAFF:US USA Common Stock
Fantastic Co AG (CEDA) CEDA:GR Germany Common Stock
Federated Investors Inc (3KC) 3KC:GR Germany Common Stock
Federated Investors Inc (FII) FII:US USA Common Stock
Feedback AG (FEE1) FEE1:GR Germany Common Stock
Fiducian Portfolio Services Ltd (FPS) FPS:AU Australia Common Stock
Fiera Capital Corp (FSZ) FSZ:CN Canada Common Stock
Fiera Capital Corp (ZFS) ZFS:GR Germany Common Stock
Financial Engines Inc (FNGN) FNGN:US USA Common Stock
Financial Engines Inc (3FE) 3FE:GR Germany Common Stock
Financiere Hoche Bain (MLHBB) MLHBB:FP France Common Stock
Fintech Global Inc (8789) 8789:JP Japan Common Stock
First Custodian Fund India Ltd (FCF) FCF:IN India Common Stock
Fortune Management Inc (FMI1) FMI1:GR Germany Common Stock
Franklin Resources Inc (BEN) BEN:US USA Common Stock
Franklin Resources Inc (FRK) FRK:GR Germany Common Stock
Frontline Securities Ltd (FLSL) FLSL:IN India Common Stock
Fund Creation Group Co Ltd (3266) 3266:JP Japan Common Stock
GAM Holding AG (GMHLF) GMHLF:US USA Common Stock
GAM Holding AG (GMHLY) GMHLY:US USA ADR
GAM Holding AG (GAD) GAD:GR Germany Common Stock
GAM Holding AG (GAME) GAME:SW Switzerland Common Stock
GAM Holding AG (GAM) GAM:SW Switzerland Common Stock
GAMCO Investors Inc (GBL) GBL:US USA Common Stock
GBS Asset Management AG (GA2) GA2:GR Germany Common Stock
GenTurica AG (GENAZ) GENAZ:SW Switzerland Common Stock
GFA Co Ltd (8783) 8783:JP Japan Common Stock
Global Asset Management Ltd (GAM) GAM:SJ South Africa Common Stock
Gluskin Sheff + Associates Inc (GS) GS:CN Canada Common Stock
Gluskin Sheff + Associates Inc (GLUSF) GLUSF:US USA Common Stock
Gottex Fund Management Holdings Ltd (GFMN) GFMN:SW Switzerland Common Stock
Gottex Fund Management Holdings Ltd (3VD) 3VD:GR Germany Common Stock
GreaterChina Professional Services Ltd (8193) 8193:HK Hong Kong Common Stock
Grupo BTG Pactual (BBTG11) BBTG11:BZ Brazil Unit
Hanhua Financial Holding Co Ltd (3903) 3903:HK Hong Kong Common Stock
Hargreaves Lansdown PLC (HL/) HL/:LN UK Common Stock
Hargreaves Lansdown PLC (DMB) DMB:GR Germany Common Stock
Hargreaves Lansdown PLC (HRGLF) HRGLF:US USA Common Stock
Hargreaves Lansdown PLC (HRGLY) HRGLY:US USA ADR
Havsfrun Investment AB (HAVB) HAVB:SS Sweden Common Stock
HCI Capital AG (HXCI) HXCI:GR Germany Common Stock
Henderson Group PLC (HGG) HGG:AU Australia Receipt
Henderson Group PLC (HGG) HGG:LN UK Common Stock
Henderson Group PLC (HDJ) HDJ:GR Germany Receipt
Henderson Group PLC (HDJ0) HDJ0:GR Germany Common Stock
Henderson Group PLC (HNDGF) HNDGF:US USA Common Stock
Hennessy Advisors Inc (HNNA) HNNA:US USA Common Stock
Hesse Newman Capital AG (RTM3) RTM3:GR Germany Common Stock
HF2 Financial Management Inc (HTWO) HTWO:US USA Common Stock
HFA Holdings Ltd (HFA) HFA:AU Australia Common Stock
HFA Holdings Ltd (HVH) HVH:GR Germany Common Stock
Hunter Hall International Ltd (HHL) HHL:AU Australia Common Stock
Ichigo Group Holdings Co Ltd (2337) 2337:JP Japan Common Stock
IGM Financial Inc (IGM) IGM:CN Canada Common Stock
IGM Financial Inc (IGIFF) IGIFF:US USA Common Stock
IGM Financial Inc (C7G) C7G:GR Germany Common Stock
Impax Asset Management Group PLC (IPX) IPX:LN UK Common Stock
IndiaCo Ventures Ltd (IVEN) IVEN:IN India Common Stock
IndiaNivesh Ltd (INNV) INNV:IN India Common Stock
Industrial Securities Co Ltd (601377) 601377:CH China Common Stock
Institutional Financial Markets Inc (IFMI) IFMI:US USA Common Stock
Integra Capital Management Ltd (ICM) ICM:IN India Common Stock
Integrated Asset Management Corp (IAM) IAM:CN Canada Common Stock
International Financial Advisors KPSC (IFA) IFA:UH UAE Common Stock
Intrepid Capital Corp (ITPC) ITPC:US USA Common Stock
Inventure Growth & Securities Ltd (IGSL) IGSL:IN India Common Stock
Inverfiatc SA (FIA) FIA:SM Spain Common Stock
Invesco Ltd (3IW) 3IW:GR Germany Common Stock
Invesco Ltd (IVZ) IVZ:US USA Common Stock
Investview Inc (INVU) INVU:US USA Common Stock
Janus Capital Group Inc (JNS) JNS:US USA Common Stock
Janus Capital Group Inc (SLS) SLS:GR Germany Common Stock
Jordan American Holdings Inc (JAHI) JAHI:US USA Common Stock
Jupiter Fund Management PLC (4JF) 4JF:GR Germany Common Stock