AZN: BARCLAYS PLC: Form 8.3 - AstraZeneca Plc

  AZN: BARCLAYS PLC: Form 8.3 - AstraZeneca Plc

UK Regulatory Announcement

LONDON

                                   FORM 8.3

           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                  Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)  Identity of the person whose positions/dealings      Barclays PLC.
     are being disclosed:                                  
(b)   Owner or controller of interest and short
     positions disclosed, if different from 1(a):          
(c)   Name of offeror/offeree in relation to whose          ASTRAZENECA PLC
     relevant securities this form relates:                
(d)   If an exempt fund manager connected with an
      offeror/offeree, state this and specify identity of
     offeror/offeree:                                      
(e)   Date position held/dealing undertaken:                15 May 2014
(f)   Has the discloser previously disclosed, or are        YES:
      they today disclosing, under the Code in respect      PFIZER INC
     of any other party to this offer?                     

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                          ORD                           
security:
                                     Interests           Short         
                                                          Positions
                                   Number       (%)     Number        (%)
(1)              Relevant
                 securities owned
                 and/or              21,311,130   1.69%   6,169,520     0.49%
                 controlled:
                                                                   
(2)              Derivatives
                 (other than
                 options):           678,316      0.05%   13,661,946    1.08%
                                                                   
(3)              Options and
                 agreements to
                 purchase/sell:      1,377,040    0.11%   2,583,343     0.20%
                                                                   
(4)              TOTAL:
                                     23,366,486   1.85%   22,414,809    1.77%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant    Purchase/sale  Number of   Price per unit
security                             securities   
ORD                   Purchase        14           47.0555 GBP
ORD                   Purchase        15           46.7500 GBP
ORD                   Purchase        32           46.5065 GBP
ORD                   Purchase        33           46.8775 GBP
ORD                   Purchase        43           46.9075 GBP
ORD                   Purchase        49           46.4150 GBP
ORD                   Purchase        49           46.4850 GBP
ORD                   Purchase        49           46.5000 GBP
ORD                   Purchase        59           46.8325 GBP
ORD                   Purchase        59           46.8550 GBP
ORD                   Purchase        62           46.9375 GBP
ORD                   Purchase        62           46.9750 GBP
ORD                   Purchase        65           46.5400 GBP
ORD                   Purchase        65           46.9450 GBP
ORD                   Purchase        65           47.1300 GBP
ORD                   Purchase        73           46.8250 GBP
ORD                   Purchase        73           46.8350 GBP
ORD                   Purchase        73           46.9850 GBP
ORD                   Purchase        73           47.0095 GBP
ORD                   Purchase        85           46.9875 GBP
ORD                   Purchase        106          46.8800 GBP
ORD                   Purchase        106          46.8900 GBP
ORD                   Purchase        108          47.0900 GBP
ORD                   Purchase        117          47.1225 GBP
ORD                   Purchase        128          47.0525 GBP
ORD                   Purchase        128          47.0575 GBP
ORD                   Purchase        128          47.0700 GBP
ORD                   Purchase        128          47.0725 GBP
ORD                   Purchase        135          46.8675 GBP
ORD                   Purchase        142          46.8950 GBP
ORD                   Purchase        143          46.3800 GBP
ORD                   Purchase        160          46.8700 GBP
ORD                   Purchase        160          46.9025 GBP
ORD                   Purchase        168          46.9700 GBP
ORD                   Purchase        171          46.9975 GBP
ORD                   Purchase        182          46.9155 GBP
ORD                   Purchase        184          47.0350 GBP
ORD (traded as ADR)   Purchase        200          78.4100 USD
ORD                   Purchase        203          46.8725 GBP
ORD                   Purchase        224          46.4100 GBP
ORD                   Purchase        225          46.9250 GBP
ORD                   Purchase        232          46.6950 GBP
ORD                   Purchase        238          46.5450 GBP
ORD                   Purchase        271          47.0100 GBP
ORD                   Purchase        296          47.1250 GBP
ORD                   Purchase        309          46.8750 GBP
ORD                   Purchase        328          46.9150 GBP
ORD                   Purchase        345          47.0000 GBP
ORD                   Purchase        398          517.5000 SEK
ORD                   Purchase        405          46.7250 GBP
ORD                   Purchase        461          46.8850 GBP
ORD                   Purchase        500          46.9800 GBP
ORD                   Purchase        576          516.0208 SEK
ORD                   Purchase        594          516.5000 SEK
ORD                   Purchase        600          46.9350 GBP
ORD                   Purchase        701          46.9857 GBP
ORD                   Purchase        737          515.5000 SEK
ORD                   Purchase        798          517.1240 SEK
ORD                   Purchase        908          46.8077 GBP
ORD                   Purchase        947          46.9225 GBP
ORD                   Purchase        990          518.3000 SEK
ORD                   Purchase        1,174        46.9200 GBP
ORD                   Purchase        1,188        518.5000 SEK
ORD                   Purchase        1,394        517.0000 SEK
ORD                   Purchase        1,584        518.0000 SEK
ORD                   Purchase        1,758        514.3361 SEK
ORD                   Purchase        2,011        46.5237 GBP
ORD                   Purchase        2,020        521.0390 SEK
ORD                   Purchase        2,094        46.9100 GBP
ORD                   Purchase        2,308        46.9050 GBP
ORD                   Purchase        2,341        511.8763 SEK
ORD                   Purchase        2,547        515.9919 SEK
ORD                   Purchase        2,618        46.9300 GBP
ORD                   Purchase        2,686        516.3056 SEK
ORD                   Purchase        2,970        517.6000 SEK
ORD                   Purchase        4,474        46.9366 GBP
ORD                   Purchase        4,942        46.9599 GBP
ORD                   Purchase        5,049        46.9420 GBP
ORD                   Purchase        5,111        46.9000 GBP
ORD                   Purchase        5,816        516.6905 SEK
ORD                   Purchase        7,059        46.9498 GBP
ORD                   Purchase        7,577        46.8829 GBP
ORD                   Purchase        11,884       47.2077 GBP
ORD                   Purchase        13,993       47.2650 GBP
ORD                   Purchase        14,797       46.9275 GBP
ORD                   Purchase        18,134       46.9062 GBP
ORD                   Purchase        19,658       521.0000 SEK
ORD                   Purchase        20,500       47.1429 GBP
ORD                   Purchase        22,234       46.5374 GBP
ORD (traded as ADR)   Purchase        28,310       79.1326 USD
ORD                   Purchase        33,926       46.9052 GBP
ORD                   Purchase        38,974       517.2830 SEK
ORD                   Purchase        40,542       46.8946 GBP
ORD                   Purchase        48,723       46.9865 GBP
ORD                   Purchase        68,040       46.9621 GBP
ORD                   Purchase        85,615       46.8805 GBP
ORD                   Purchase        87,052       46.9948 GBP
ORD (traded as ADR)   Purchase        95,000       78.5807 USD
ORD                   Purchase        107,971      47.0097 GBP
ORD                   Purchase        239,044      47.1491 GBP
ORD                   Purchase        284,531      46.9044 GBP
ORD                   Purchase        296,250      47.0390 GBP
ORD                   Purchase        687,400      47.1126 GBP
ORD                   Sale            14           47.0555 GBP
ORD                   Sale            15           46.7500 GBP
ORD                   Sale            32           46.5065 GBP
ORD                   Sale            33           46.8775 GBP
ORD                   Sale            43           46.9075 GBP
ORD                   Sale            49           46.4150 GBP
ORD                   Sale            49           46.4850 GBP
ORD                   Sale            49           46.5000 GBP
ORD                   Sale            54           46.9140 GBP
ORD                   Sale            59           46.8325 GBP
ORD                   Sale            59           46.8550 GBP
ORD                   Sale            62           46.9375 GBP
ORD                   Sale            62           46.9750 GBP
ORD                   Sale            65           46.5400 GBP
ORD                   Sale            65           46.9450 GBP
ORD                   Sale            65           47.1300 GBP
ORD                   Sale            73           46.8250 GBP
ORD                   Sale            73           46.8350 GBP
ORD                   Sale            73           46.9850 GBP
ORD                   Sale            73           47.0095 GBP
ORD                   Sale            85           46.9875 GBP
ORD                   Sale            106          46.8800 GBP
ORD                   Sale            106          46.8900 GBP
ORD                   Sale            108          47.0900 GBP
ORD                   Sale            117          47.1225 GBP
ORD                   Sale            128          47.0525 GBP
ORD                   Sale            128          47.0575 GBP
ORD                   Sale            128          47.0700 GBP
ORD                   Sale            128          47.0725 GBP
ORD                   Sale            135          46.8675 GBP
ORD                   Sale            142          46.8950 GBP
ORD                   Sale            143          46.3800 GBP
ORD                   Sale            160          46.8700 GBP
ORD                   Sale            160          46.9025 GBP
ORD                   Sale            168          46.9700 GBP
ORD                   Sale            171          46.9975 GBP
ORD                   Sale            182          46.9155 GBP
ORD                   Sale            184          47.0350 GBP
ORD (traded as ADR)   Sale            200          78.4100 USD
ORD                   Sale            203          46.8725 GBP
ORD                   Sale            224          46.4100 GBP
ORD                   Sale            225          46.9250 GBP
ORD                   Sale            232          46.6950 GBP
ORD                   Sale            238          46.5450 GBP
ORD                   Sale            271          47.0100 GBP
ORD                   Sale            296          47.1250 GBP
ORD                   Sale            300          46.9350 GBP
ORD                   Sale            328          46.9150 GBP
ORD                   Sale            405          46.7250 GBP
ORD                   Sale            450          517.8333 SEK
ORD                   Sale            461          46.8850 GBP
ORD                   Sale            594          516.5000 SEK
ORD                   Sale            620          517.5000 SEK
ORD                   Sale            776          46.9300 GBP
ORD                   Sale            792          517.8750 SEK
ORD                   Sale            879          46.9099 GBP
ORD                   Sale            1,160        46.9088 GBP
ORD                   Sale            1,188        518.5000 SEK
ORD                   Sale            1,194        517.0000 SEK
ORD                   Sale            1,488        517.9314 SEK
ORD                   Sale            1,584        518.0000 SEK
ORD                   Sale            1,623        517.1651 SEK
ORD                   Sale            1,694        46.9100 GBP
ORD                   Sale            1,836        46.9753 GBP
ORD                   Sale            2,078        516.8431 SEK
ORD                   Sale            2,194        46.9050 GBP
ORD                   Sale            2,478        517.4394 SEK
ORD                   Sale            3,045        513.9788 SEK
ORD                   Sale            3,325        46.9247 GBP
ORD                   Sale            3,693        46.8072 GBP
ORD                   Sale            4,122        517.2188 SEK
ORD                   Sale            4,950        47.2650 GBP
ORD                   Sale            5,111        46.9000 GBP
ORD                   Sale            5,898        517.3352 SEK
ORD                   Sale            6,576        46.9122 GBP
ORD                   Sale            6,604        46.8776 GBP
ORD                   Sale            7,038        517.1187 SEK
ORD                   Sale            7,298        46.8981 GBP
ORD                   Sale            8,871        46.9071 GBP
ORD                   Sale            14,204       46.8838 GBP
ORD                   Sale            17,473       46.9089 GBP
ORD (traded as ADR)   Sale            28,310       79.1326 USD
ORD                   Sale            32,201       46.8435 GBP
ORD                   Sale            37,803       46.8960 GBP
ORD                   Sale            49,976       46.9839 GBP
ORD                   Sale            52,016       518.3968 SEK
ORD                   Sale            55,474       46.8828 GBP
ORD                   Sale            56,403       46.9019 GBP
ORD                   Sale            60,549       46.8352 GBP
ORD                   Sale            61,897       46.9332 GBP
ORD                   Sale            77,260       46.8839 GBP
ORD                   Sale            92,315       46.9873 GBP
ORD                   Sale            96,174       46.9200 GBP
ORD                   Sale            116,692      47.0000 GBP
ORD                   Sale            301,636      47.1561 GBP

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        SWAP          Long                1,160        46.9088 GBP
ORD        CFD           Long                3,258        46.9466 GBP
ORD        CFD           Long                8,569        46.8693 GBP
ORD        CFD           Long                12,454       47.1009 GBP
ORD        SWAP          Long                17,328       47.1252 GBP
ORD        CFD           Long                31,355       47.2090 GBP
ORD        SWAP          Short               100          46.9945 GBP
ORD        CFD           Short               701          46.7411 GBP
ORD        SWAP          Short               1,519        46.8339 GBP
ORD        CFD           Short               908          46.8077 GBP
ORD        SWAP          Short               1,911        46.4990 GBP
ORD        CFD           Short               2,151        517.0525 SEK
ORD        CFD           Short               2,886        46.8925 GBP
ORD        CFD           Short               1,494        46.8237 GBP
ORD        CFD           Short               3,000        47.1942 GBP
ORD        CFD           Short               4,672        46.8648 GBP
ORD        SWAP          Short               6,600        47.2650 GBP
ORD        SWAP          Short               20,500       47.1429 GBP
ORD        SWAP          Short               150,000      46.9903 GBP
ORD        SWAP          Short               296,250      47.0389 GBP
ORD        SWAP          Short               687,400      47.1126 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class     Product      Writing,     Number      Exercise  Type      Expiry  Option
of         description   purchasing,   of           price                 date     money
relevant                 selling,      securities   per unit                       paid/
security                 varying etc   to which                                    received
                                       option                                      per unit
                                    relates                                  
ORD        Call          Purchasing    32,500       80 USD     American   41,776   0.5830
           Options                                                                 USD

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  YES

Date of disclosure:  16 May 2014
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

  DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
                                  SELL ETC.

            Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings  Barclays PLC.
are being disclosed:                              
Name of offeror/offeree in relation to whose      ASTRAZENECA PLC
relevant securities this from relates:            

2. OPTIONS AND DERIVATIVES

Class     Product      Writing,     Number      Exercise   Type      Expiry
of         description   purchasing,   of           price                  date
relevant                 selling,      securities   per unit
security                 varying etc   to which
                                       option
                                    relates                           
ORD        Futures       Selling       -150,000     2.4600                18 Dec
                                                                           2015
ORD        Futures       Selling       -69,000      3418.3728             16 May
                                                                           2014
ORD        Futures       Purchased     21,000       3749.5637             18 Jul
                                                                           2014
ORD        Put Options   Purchased     -100,000     4500.0000   American   20 Jun
                                                                           2014
ORD        Put Options   Written       200,000      4200.0000   American   20 Jun
                                                                           2014
ORD        Call          Purchased     150,000      4200.0000   American   20 Jun
           Options                                                         2014
ORD        Call          Written       -150,000     4200.0000   American   19 Sep
           Options                                                         2014
ORD        Call          Written       -4,000       4400.0000   American   20 Jun
           Options                                                         2014
ORD        Call          Written       -45,000      4500.0000   American   20 Jun
           Options                                                         2014
ORD        Put Options   Purchased     -100         25.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Purchased     -400         30.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Purchased     -1,300       30.0000     American   15 Jan
                                                                           2016
ORD        Put Options   Purchased     -700         35.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Purchased     -1,100       37.5000     American   17 Jan
                                                                           2015
ORD        Put Options   Purchased     -1,100       40.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Purchased     -200         42.5000     American   17 Jan
                                                                           2015
ORD        Put Options   Purchased     -6,200       47.5000     American   17 Jan
                                                                           2015
ORD        Put Options   Purchased     -100         50.0000     American   15 Jan
                                                                           2016
ORD        Put Options   Purchased     -400         55.0000     American   15 Jan
                                                                           2016
ORD        Put Options   Purchased     -100         60.0000     American   21 Jun
                                                                           2014
ORD        Put Options   Purchased     -600         60.0000     American   18 Oct
                                                                           2014
ORD        Put Options   Purchased     -13,200      65.0000     American   21 Jun
                                                                           2014
ORD        Put Options   Purchased     -900         65.0000     American   19 Jul
                                                                           2014
ORD        Put Options   Purchased     -13,500      67.5000     American   21 Jun
                                                                           2014
ORD        Put Options   Purchased     -1,600       67.5000     American   19 Jul
                                                                           2014
ORD        Put Options   Purchased     -1,000       70.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Purchased     -280,000     72.5000     American   19 Jul
                                                                           2014
ORD        Put Options   Purchased     -50,000      75.0000     American   21 Jun
                                                                           2014
ORD        Put Options   Purchased     -1,000       77.5000     American   16 May
                                                                           2014
ORD        Put Options   Purchased     -600         77.5000     American   17 May
                                                                           2014
ORD        Put Options   Purchased     -7,000       80.0000     American   16 May
                                                                           2014
ORD        Put Options   Purchased     -13,200      80.0000     American   17 May
                                                                           2014
ORD        Put Options   Purchased     -3,000       80.0000     American   20 Jun
                                                                           2014
ORD        Put Options   Purchased     -1,900       80.0000     American   21 Jun
                                                                           2014
ORD        Put Options   Purchased     -1,343       80.0000     American   18 Jul
                                                                           2014
ORD        Put Options   Purchased     -5,300       80.0000     American   19 Jul
                                                                           2014
ORD        Put Options   Purchased     -400         85.0000     American   19 Jul
                                                                           2014
ORD        Put Options   Purchased     -4,600       85.0000     American   18 Oct
                                                                           2014
ORD        Put Options   Written       600          35.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Written       300          35.0000     American   15 Jan
                                                                           2016
ORD        Put Options   Written       1,500        40.0000     American   15 Jan
                                                                           2016
ORD        Put Options   Written       2,000        45.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Written       100          47.5000     American   17 Jan
                                                                           2015
ORD        Put Options   Written       300          50.0000     American   19 Jul
                                                                           2014
ORD        Put Options   Written       1,000        50.0000     American   18 Oct
                                                                           2014
ORD        Put Options   Written       300          52.5000     American   17 Jan
                                                                           2015
ORD        Put Options   Written       2,400        55.0000     American   19 Jul
                                                                           2014
ORD        Put Options   Written       200          55.0000     American   18 Oct
                                                                           2014
ORD        Put Options   Written       400          57.5000     American   19 Jul
                                                                           2014
ORD        Put Options   Written       1,000        57.5000     American   18 Oct
                                                                           2014
ORD        Put Options   Written       1,500        57.5000     American   17 Jan
                                                                           2015
ORD        Put Options   Written       1,800        60.0000     American   19 Jul
                                                                           2014
ORD        Put Options   Written       6,400        60.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Written       5,000        62.5000     American   21 Jun
                                                                           2014
ORD        Put Options   Written       1,000        62.5000     American   18 Oct
                                                                           2014
ORD        Put Options   Written       7,000        62.5000     American   17 Jan
                                                                           2015
ORD        Put Options   Written       2,500        65.0000     American   18 Oct
                                                                           2014
ORD        Put Options   Written       6,300        65.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Written       4,500        67.5000     American   18 Oct
                                                                           2014
ORD        Put Options   Written       28,700       70.0000     American   21 Jun
                                                                           2014
ORD        Put Options   Written       400          70.0000     American   19 Jul
                                                                           2014
ORD        Put Options   Written       2,100        70.0000     American   18 Oct
                                                                           2014
ORD        Put Options   Written       25,100       72.5000     American   17 May
                                                                           2014
ORD        Put Options   Written       700          72.5000     American   21 Jun
                                                                           2014
ORD        Put Options   Written       19,600       72.5000     American   19 Jul
                                                                           2014
ORD        Put Options   Written       5,400        75.0000     American   17 May
                                                                           2014
ORD        Put Options   Written       7,700        75.0000     American   21 Jun
                                                                           2014
ORD        Put Options   Written       5,328        75.0000     American   18 Jul
                                                                           2014
ORD        Put Options   Written       114,400      75.0000     American   19 Jul
                                                                           2014
ORD        Put Options   Written       3,700        75.0000     American   17 Jan
                                                                           2015
ORD        Put Options   Written       16,900       77.5000     American   17 May
                                                                           2014
ORD        Put Options   Written       2,600        77.5000     American   21 Jun
                                                                           2014
ORD        Put Options   Written       3,582        77.5000     American   18 Jul
                                                                           2014
ORD        Put Options   Written       3,900        77.5000     American   19 Jul
                                                                           2014
ORD        Put Options   Written       500          77.5000     American   18 Oct
                                                                           2014
ORD        Put Options   Written       176,900      80.0000     American   17 May
                                                                           2014
ORD        Put Options   Written       52,700       80.0000     American   21 Jun
                                                                           2014
ORD        Put Options   Written       200          80.0000     American   18 Oct
                                                                           2014
ORD        Call          Purchased     3,000        55.0000     American   17 Jan
           Options                                                         2015
ORD        Call          Purchased     200          60.0000     American   15 Jan
           Options                                                         2016
ORD        Call          Purchased     500          62.5000     American   19 Jul
           Options                                                         2014
ORD        Call          Purchased     300          65.0000     American   17 May
           Options                                                         2014
ORD        Call          Purchased     1,400        65.0000     American   17 Jan
           Options                                                         2015
ORD        Call          Purchased     400          67.5000     American   17 May
           Options                                                         2014
ORD        Call          Purchased     198,200      67.5000     American   21 Jun
           Options                                                         2014
ORD        Call          Purchased     10,000       67.5000     American   19 Jul
           Options                                                         2014
ORD        Call          Purchased     13,400       70.0000     American   21 Jun
           Options                                                         2014
ORD        Call          Purchased     10,300       70.0000     American   19 Jul
           Options                                                         2014
ORD        Call          Purchased     100          70.0000     American   15 Jan
           Options                                                         2016
ORD        Call          Purchased     1,000        75.0000     American   17 May
           Options                                                         2014
ORD        Call          Purchased     2,400        75.0000     American   17 Jan
           Options                                                         2015
ORD        Call          Purchased     896          80.0000     American   16 May
           Options                                                         2014
ORD        Call          Purchased     167,800      80.0000     American   17 May
           Options                                                         2014
ORD        Call          Purchased     3,000        80.0000     American   20 Jun
           Options                                                         2014
ORD        Call          Purchased     1,343        80.0000     American   18 Jul
           Options                                                         2014
ORD        Call          Purchased     500          82.5000     American   17 May
           Options                                                         2014
ORD        Call          Purchased     100          82.5000     American   17 Jan
           Options                                                         2015
ORD        Call          Purchased     1,791        85.0000     American   16 May
           Options                                                         2014
ORD        Call          Purchased     3,900        85.0000     American   17 May
           Options                                                         2014
ORD        Call          Purchased     49,900       85.0000     American   21 Jun
           Options                                                         2014
ORD        Call          Purchased     6,800        85.0000     American   19 Jul
           Options                                                         2014
ORD        Call          Purchased     2,700        85.0000     American   18 Oct
           Options                                                         2014
ORD        Call          Purchased     4,600        85.0000     American   17 Jan
           Options                                                         2015
ORD        Call          Purchased     3,800        90.0000     American   21 Jun
           Options                                                         2014
ORD        Call          Purchased     12,700       90.0000     American   19 Jul
           Options                                                         2014
ORD        Call          Purchased     800          90.0000     American   17 Jan
           Options                                                         2015
ORD        Call          Purchased     8,700        95.0000     American   18 Oct
           Options                                                         2014
ORD        Call          Written       -300         52.5000     American   15 Jan
           Options                                                         2016
ORD        Call          Written       -200         57.5000     American   17 Jan
           Options                                                         2015
ORD        Call          Written       -800         60.0000     American   19 Jul
           Options                                                         2014
ORD        Call          Written       -3,000       60.0000     American   17 Jan
           Options                                                         2015
ORD        Call          Written       -1,500       62.5000     American   17 Jan
           Options                                                         2015
ORD        Call          Written       -13,500      65.0000     American   19 Jul
           Options                                                         2014
ORD        Call          Written       -400         65.0000     American   15 Jan
           Options                                                         2016
ORD        Call          Written       -500         67.5000     American   19 Jul
           Options                                                         2014
ORD        Call          Written       -100         67.5000     American   18 Oct
           Options                                                         2014
ORD        Call          Written       -500         67.5000     American   17 Jan
           Options                                                         2015
ORD        Call          Written       -1,000       70.0000     American   17 May
           Options                                                         2014
ORD        Call          Written       -100         70.0000     American   21 Jun
           Options                                                         2014
ORD        Call          Written       -2,100       70.0000     American   18 Oct
           Options                                                         2014
ORD        Call          Written       -7,900       70.0000     American   17 Jan
           Options                                                         2015
ORD        Call          Written       -500         72.5000     American   17 May
           Options                                                         2014
ORD        Call          Written       -3,600       72.5000     American   21 Jun
           Options                                                         2014
ORD        Call          Written       -7,400       72.5000     American   19 Jul
           Options                                                         2014
ORD        Call          Written       -2,200       72.5000     American   18 Oct
           Options                                                         2014
ORD        Call          Written       -100         72.5000     American   17 Jan
           Options                                                         2015
ORD        Call          Written       -10,200      75.0000     American   21 Jun
           Options                                                         2014
ORD        Call          Written       -3,600       75.0000     American   19 Jul
           Options                                                         2014
ORD        Call          Written       -1,000       75.0000     American   18 Oct
           Options                                                         2014
ORD        Call          Written       -60,800      77.5000     American   17 May
           Options                                                         2014
ORD        Call          Written       -28,500      77.5000     American   21 Jun
           Options                                                         2014
ORD        Call          Written       -15,400      77.5000     American   19 Jul
           Options                                                         2014
ORD        Call          Written       -2,000       77.5000     American   18 Oct
           Options                                                         2014
ORD        Call          Written       -100         77.5000     American   17 Jan
           Options                                                         2015
ORD        Call          Written       -261,800     80.0000     American   17 May
           Options                                                         2014
ORD        Call          Written       -80,400      80.0000     American   21 Jun
           Options                                                         2014
ORD        Call          Written       -111,400     80.0000     American   19 Jul
           Options                                                         2014
ORD        Call          Written       -700         80.0000     American   18 Oct
           Options                                                         2014
ORD        Call          Written       -5,600       80.0000     American   17 Jan
           Options                                                         2015
ORD        Call          Written       -349,900     82.5000     American   17 May
           Options                                                         2014
ORD        Call          Written       -2,200       82.5000     American   21 Jun
           Options                                                         2014
ORD        Call          Written       -12,900      85.0000     American   17 May
           Options                                                         2014
ORD        Call          Written       -172,900     85.0000     American   21 Jun
           Options                                                         2014
ORD        Call          Written       -55,000      85.0000     American   19 Jul
           Options                                                         2014
ORD        Call          Written       -652,900     87.5000     American   21 Jun
           Options                                                         2014
ORD        Call          Written       -500         90.0000     American   17 May
           Options                                                         2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position
can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
 
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