PFZ: BARCLAYS PLC: Form 8.3 - Pfizer Inc

  PFZ: BARCLAYS PLC: Form 8.3 - Pfizer Inc

UK Regulatory Announcement

LONDON

                                                                      FORM 8.3

           PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

    A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                  Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are       Barclays PLC.
being disclosed:
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):                            

The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:                                 PFIZER INC

Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of           
offeror/offeree:
(e) Date position held/dealing undertaken:                    15 May 2014
(f) Has the discloser previously disclosed, or are they        YES:
today disclosing, under the Code in respect of any other     
party to this offer?                                           ASTRAZENECA PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                          ORD                           
security:
                                     Interests           Short         
                                                          Positions
                                   Number       (%)     Number        (%)
(1)              Relevant
                 securities owned
                 and/or              13,520,238   0.21%   2,531,825     0.04%
                 controlled:
                                                                   
(2)              Derivatives
                 (other than
                 options):           6,749,160    0.11%   1,339,188     0.02%
                                                                   
(3)              Options and
                 agreements to
                 purchase/sell:      10,176,320   0.16%   13,620,725    0.21%
                                                                   
(4)              TOTAL:
                                     30,445,718   0.48%   17,491,738    0.27%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Class of   Purchase/sale            Number of    Price per    
relevant                                            unit
security                             securities    
ORD         Purchase                  24            191.0000 SEK
ORD         Purchase                  200           25.9500 CHF
ORD         Purchase                  220           29.0000 USD
ORD         Purchase                  274           TRANSFER
ORD         Purchase                  588           25.9000 CHF
ORD         Purchase                  785           190.0000 SEK
ORD         Purchase                  1,016         21.2284 EUR
ORD         Purchase                  2,278         29.0765 USD
ORD         Purchase                  4,300         29.0295 USD
ORD         Sale                      8             29.0000 USD
ORD         Sale                      16            191.0000 SEK
ORD         Sale                      274           TRANSFER
ORD         Sale                      311           21.2683 EUR
ORD         Sale                      788           25.9126 CHF
ORD         Sale                      793           190.0100 SEK
ORD         Sale                      2,278         29.0765 USD
ORD         Sale                      11,600        29.0070 USD
ORD         Sale                      86,300        28.9650 USD
                                                                             
            Derivatives
(b)         transactions (other                                  
            than options)
Class of    Product                   Nature of     Number of      Price per
                                      dealing
relevant    description                             reference      unit
security                                          securities     
ORD         CFD                       Long          311            21.2655
                                                                   EUR
ORD         CFD                       Short         1,016          21.2311
                                                                   EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product      Writing,     Number      Exercise  Type      Expiry  Option
description   purchasing,   of           price                 date     money
              selling,      securities   per unit                       paid/
              varying etc   to which                                    received
                            option                                      per unit
                          relates                                  
Call          Purchasing    600          25 USD     American   17 Jan   4.4000
Options                                                        2015     USD
Call          Purchasing    100          28 USD     American   19 Jul   1.5400
Options                                                        2014     USD
Call          Purchasing    2,800        29 USD     American   27 Jun   0.7489
Options                                                        2014     USD
Call          Purchasing    1,000        29 USD     American   19 Jul   0.9360
Options                                                        2014     USD
Call          Purchasing    6,500        30 USD     American   21 Jun   0.3000
Options                                                        2014     USD
Call          Purchasing    1,900        30 USD     American   19 Jul   0.5000
Options                                                        2014     USD
Call          Purchasing    1,100        30 USD     American   20 Dec   1.2000
Options                                                        2014     USD
Call          Purchasing    23,300       31 USD     American   17 Jan   0.9100
Options                                                        2015     USD
Call          Purchasing    400          33 USD     American   17 Jan   0.4800
Options                                                        2015     USD
Call          Purchasing    2,000        35 USD     American   15 Jan   0.7700
Options                                                        2016     USD
Call          Selling       2,000        30 USD     American   15 Jan   2.0200
Options                                                        2016     USD
Call          Selling       100,100      32 USD     American   19 Jul   0.1333
Options                                                        2014     USD
Call          Selling       200          34 USD     American   21 Jun   0.0450
Options                                                        2014     USD
Call          Selling       100          36 USD     American   20 Sep   0.1900
Options                                                        2014     USD
Put Options   Purchasing    12,100       25 USD     American   17 Jan   0.6077
                                                               2015     USD
Put Options   Purchasing    2,300        26 USD     American   19 Jul   0.1400
                                                               2014     USD
Put Options   Purchasing    1,000        28 USD     American   21 Jun   0.2730
                                                               2014     USD
Put Options   Purchasing    10,200       28 USD     American   19 Jul   0.5099
                                                               2014     USD
Put Options   Purchasing    100,100      28 USD     American   19 Jul   0.5204
                                                               2014     USD
Put Options   Purchasing    1,000        28 USD     American   20 Sep   1.0000
                                                               2014     USD
Put Options   Purchasing    8,000        29 USD     American   21 Jun   0.6800
                                                               2014     USD
Put Options   Purchasing    1,200        29 USD     American   19 Jul   0.9075
                                                               2014     USD
Put Options   Purchasing    3,300        30 USD     American   21 Jun   1.3200
                                                               2014     USD
Put Options   Purchasing    200          30 USD     American   16 Aug   1.8400
                                                               2014     USD
Put Options   Purchasing    400          31 USD     American   16 Aug   2.5975
                                                               2014     USD
Put Options   Selling       8,000        28 USD     American   21 Jun   0.3200
                                                               2014     USD
Put Options   Selling       229,700      30 USD     American   21 Jun   1.3500
                                                               2014     USD
Put Options   Selling       100          31 USD     American   17 May   2.0400
                                                               2014     USD

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES

Date of disclosure:  16 May 2014
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

  DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
                                  SELL ETC.

            Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:    Barclays PLC.
Name of offeror/offeree in relation to whose relevant            PFIZER INC
securities the disclosure relates:

2. OPTIONS AND DERIVATIVES

Class     Product      Writing,     Number      Exercise  Type      Expiry
of         description   purchasing,   of           price                 date
relevant                 selling,      securities   per unit
security                 varying etc   to which
                                      option
                                    relates                          
ORD        Put Options   Purchased     -1,800       13.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Purchased     -800         15.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Purchased     -400         16.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Purchased     -1,100       18.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Purchased     -500         18.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Purchased     -2,300       18.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Purchased     -500         20.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Purchased     -1,000       20.0000    American   15 Jan
                                                                          2016
ORD        Put Options   Purchased     -2,600       23.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Purchased     -8,400       23.0000    American   20 Dec
                                                                          2014
ORD        Put Options   Purchased     -2,900       23.0000    American   15 Jan
                                                                          2016
ORD        Put Options   Purchased     -200         24.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Purchased     -4,400       24.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Purchased     -2,700       24.0000    American   20 Dec
                                                                          2014
ORD        Put Options   Purchased     -600         24.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Purchased     -1,400       25.0000    American   20 Dec
                                                                          2014
ORD        Put Options   Purchased     -46,300      25.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Purchased     -29,600      25.0000    American   15 Jan
                                                                          2016
ORD        Put Options   Purchased     -2,300       26.0000    American   19 Jul
                                                                          2014
ORD        Put Options   Purchased     -7,200       26.0000    American   20 Dec
                                                                          2014
ORD        Put Options   Purchased     -4,200       26.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Purchased     -1,700       27.0000    American   17 May
                                                                          2014
ORD        Put Options   Purchased     -200         27.0000    American   30 May
                                                                          2014
ORD        Put Options   Purchased     -9,600       27.0000    American   19 Jul
                                                                          2014
ORD        Put Options   Purchased     -200         27.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Purchased     -4,500       27.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Purchased     -7,400       27.0000    American   20 Dec
                                                                          2014
ORD        Put Options   Purchased     -9,000       27.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Purchased     -100         27.5000    American   27 Jun
                                                                          2014
ORD        Put Options   Purchased     -3,800       28.0000    American   17 May
                                                                          2014
ORD        Put Options   Purchased     -500         28.0000    American   23 May
                                                                          2014
ORD        Put Options   Purchased     -100         28.0000    American   13 Jun
                                                                          2014
ORD        Put Options   Purchased     -132,500     28.0000    American   19 Jul
                                                                          2014
ORD        Put Options   Purchased     -5,500       28.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Purchased     -212,500     28.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Purchased     -4,500       28.0000    American   20 Dec
                                                                          2014
ORD        Put Options   Purchased     -8,200       28.0000    American   15 Jan
                                                                          2016
ORD        Put Options   Purchased     -11,100      28.5000    American   23 May
                                                                          2014
ORD        Put Options   Purchased     -500         28.5000    American   30 May
                                                                          2014
ORD        Put Options   Purchased     -200         28.5000    American   6 Jun
                                                                          2014
ORD        Put Options   Purchased     -1,600       28.5000    American   13 Jun
                                                                          2014
ORD        Put Options   Purchased     -15,225      29.0000    American   16 May
                                                                          2014
ORD        Put Options   Purchased     -9,400       29.0000    American   17 May
                                                                          2014
ORD        Put Options   Purchased     -5,600       29.0000    American   23 May
                                                                          2014
ORD        Put Options   Purchased     -9,500       29.0000    American   30 May
                                                                          2014
ORD        Put Options   Purchased     -1,200       29.0000    American   6 Jun
                                                                          2014
ORD        Put Options   Purchased     -1,100       29.0000    American   13 Jun
                                                                          2014
ORD        Put Options   Purchased     -1,895,500   29.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Purchased     -2,200       29.0000    American   19 Jul
                                                                          2014
ORD        Put Options   Purchased     -56,200      29.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Purchased     -6,700       29.0000    American   20 Dec
                                                                          2014
ORD        Put Options   Purchased     -7,200       29.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Purchased     -1,700       29.5000    American   23 May
                                                                          2014
ORD        Put Options   Purchased     -8,300       29.5000    American   30 May
                                                                          2014
ORD        Put Options   Purchased     -61,100      30.0000    American   17 May
                                                                          2014
ORD        Put Options   Purchased     -100         30.0000    American   23 May
                                                                          2014
ORD        Put Options   Purchased     -300         30.0000    American   6 Jun
                                                                          2014
ORD        Put Options   Purchased     -1,940,300   30.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Purchased     -8,200       30.0000    American   19 Jul
                                                                          2014
ORD        Put Options   Purchased     -11,100      30.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Purchased     -10,200      30.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Purchased     -17,800      30.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Purchased     -1,500       30.0000    American   15 Jan
                                                                          2016
ORD        Put Options   Purchased     -800         30.5000    American   30 May
                                                                          2014
ORD        Put Options   Purchased     -31,800      31.0000    American   17 May
                                                                          2014
ORD        Put Options   Purchased     -100         31.0000    American   23 May
                                                                          2014
ORD        Put Options   Purchased     -41,200      31.0000    American   19 Jul
                                                                          2014
ORD        Put Options   Purchased     -2,800       31.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Purchased     -100         31.0000    American   20 Dec
                                                                          2014
ORD        Put Options   Purchased     -1,300       31.5000    American   23 May
                                                                          2014
ORD        Put Options   Purchased     -11,400      32.0000    American   17 May
                                                                          2014
ORD        Put Options   Purchased     -200         32.0000    American   23 May
                                                                          2014
ORD        Put Options   Purchased     -17,400      32.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Purchased     -600         32.0000    American   15 Jan
                                                                          2016
ORD        Put Options   Purchased     -10,600      33.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Purchased     -600         33.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Purchased     -497,600     35.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Purchased     -5,600       35.0000    American   15 Jan
                                                                          2016
ORD        Put Options   Written       5,500        15.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Written       300          19.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       500          20.0000    American   20 Dec
                                                                          2014
ORD        Put Options   Written       17,500       20.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Written       10,400       22.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Written       2,300        23.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Written       4,600        24.0000    American   17 May
                                                                          2014
ORD        Put Options   Written       7,900        24.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       316,600      24.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Written       1,500        25.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       274,100      25.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Written       900          26.0000    American   17 May
                                                                          2014
ORD        Put Options   Written       1,600        26.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Written       15,700       26.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Written       9,200        27.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       444,100      27.0000    American   19 Jul
                                                                          2014
ORD        Put Options   Written       6,700        27.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Written       200          28.0000    American   17 May
                                                                          2014
ORD        Put Options   Written       557,700      28.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       172,500      29.0000    American   17 May
                                                                          2014
ORD        Put Options   Written       8,100        29.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       14,000       29.0000    American   18 Jul
                                                                          2014
ORD        Put Options   Written       15,500       29.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Written       18,000       30.0000    American   17 May
                                                                          2014
ORD        Put Options   Written       37,000       30.0000    American   30 May
                                                                          2014
ORD        Put Options   Written       3,800        30.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       500          30.5000    American   23 May
                                                                          2014
ORD        Put Options   Written       4,500        31.0000    American   17 May
                                                                          2014
ORD        Put Options   Written       200          31.0000    American   30 May
                                                                          2014
ORD        Put Options   Written       28,700       31.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       8,800        31.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Written       6,000        32.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       100          32.0000    American   19 Jul
                                                                          2014
ORD        Put Options   Written       4,500        32.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Written       68,500       32.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Written       3,000        33.0000    American   17 May
                                                                          2014
ORD        Put Options   Written       900          33.0000    American   16 Aug
                                                                          2014
ORD        Put Options   Written       100          33.0000    American   17 Jan
                                                                          2015
ORD        Put Options   Written       3,800        34.0000    American   21 Jun
                                                                          2014
ORD        Put Options   Written       100          34.0000    American   20 Sep
                                                                          2014
ORD        Put Options   Written       100          40.0000    American   15 Jan
                                                                          2016
ORD        Put Options   Written       100          45.0000    American   15 Jan
                                                                          2016
ORD        Call          Purchased     100          20.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Purchased     14,000       22.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Purchased     20,300       25.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Purchased     79,020       25.3100    European   16 Jan
           Options                                                        2015
ORD        Call          Purchased     3,400        27.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     400          27.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Purchased     100          27.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Purchased     14,400       27.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Purchased     6,700        28.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     6,400        28.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Purchased     395,700      28.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Purchased     5,100        28.0000    American   20 Dec
           Options                                                        2014
ORD        Call          Purchased     16,000       29.0000    American   17 May
           Options                                                        2014
ORD        Call          Purchased     16,800       29.0000    American   30 May
           Options                                                        2014
ORD        Call          Purchased     700          29.0000    American   13 Jun
           Options                                                        2014
ORD        Call          Purchased     1,974,000    29.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     2,800        29.0000    American   27 Jun
           Options                                                        2014
ORD        Call          Purchased     12,400       29.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Purchased     589,400      29.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Purchased     3,500        29.0000    American   20 Dec
           Options                                                        2014
ORD        Call          Purchased     1,400        29.5000    American   17 May
           Options                                                        2014
ORD        Call          Purchased     600          29.5000    American   6 Jun
           Options                                                        2014
ORD        Call          Purchased     1,600        29.5000    American   13 Jun
           Options                                                        2014
ORD        Call          Purchased     1,053,600    30.0000    American   17 May
           Options                                                        2014
ORD        Call          Purchased     8,100        30.0000    American   30 May
           Options                                                        2014
ORD        Call          Purchased     2,400        30.0000    American   6 Jun
           Options                                                        2014
ORD        Call          Purchased     1,152,100    30.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     484,600      30.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Purchased     1,100        30.0000    American   20 Dec
           Options                                                        2014
ORD        Call          Purchased     22,700       30.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Purchased     2,400        30.5000    American   23 May
           Options                                                        2014
ORD        Call          Purchased     251,900      31.0000    American   17 May
           Options                                                        2014
ORD        Call          Purchased     23,700       31.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     506,200      31.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Purchased     200          31.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Purchased     71,900       31.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Purchased     122,700      31.5000    American   30 May
           Options                                                        2014
ORD        Call          Purchased     100          31.5000    American   27 Jun
           Options                                                        2014
ORD        Call          Purchased     150,000      32.0000    American   30 May
           Options                                                        2014
ORD        Call          Purchased     441,300      32.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     40,000       32.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Purchased     50,000       32.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Purchased     85,900       32.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Purchased     119,600      32.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Purchased     1,000        33.0000    American   17 May
           Options                                                        2014
ORD        Call          Purchased     3,400        33.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     800          33.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Purchased     1,000        33.0000    American   20 Dec
           Options                                                        2014
ORD        Call          Purchased     168,400      33.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Purchased     3,000        34.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     600          34.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Purchased     7,800        34.0000    American   20 Dec
           Options                                                        2014
ORD        Call          Purchased     1,200        35.0000    American   17 May
           Options                                                        2014
ORD        Call          Purchased     18,800       35.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     9,700        35.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Purchased     105,400      35.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Purchased     1,400        35.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Purchased     1,000        36.0000    American   17 May
           Options                                                        2014
ORD        Call          Purchased     800          36.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     600          37.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Purchased     200          37.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Purchased     2,300        37.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Purchased     4,200        38.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Purchased     7,800        40.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Purchased     5,500        45.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Written       -200         23.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Written       -1,000       25.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -13,400      25.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Written       -11,900      27.0000    American   20 Dec
           Options                                                        2014
ORD        Call          Written       -200         28.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Written       -1,600       28.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -2,200       28.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Written       -1,200       28.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Written       -1,400       29.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Written       -500         29.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -2,400       29.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Written       -9,400       29.5000    American   23 May
           Options                                                        2014
ORD        Call          Written       -15,900      29.5000    American   30 May
           Options                                                        2014
ORD        Call          Written       -1,000       30.0000    American   23 May
           Options                                                        2014
ORD        Call          Written       -9,800       30.0000    American   13 Jun
           Options                                                        2014
ORD        Call          Written       -26,700      30.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Written       -18,000      30.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Written       -3,000       30.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -700         30.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Written       -610,300     31.0000    American   17 May
           Options                                                        2014
ORD        Call          Written       -1,000       31.0000    American   23 May
           Options                                                        2014
ORD        Call          Written       -8,000       31.0000    American   30 May
           Options                                                        2014
ORD        Call          Written       -1,300       31.0000    American   6 Jun
           Options                                                        2014
ORD        Call          Written       -1,896,700   31.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Written       -84,400      31.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Written       -17,100      31.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Written       -3,300       31.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -2,100       31.5000    American   23 May
           Options                                                        2014
ORD        Call          Written       -8,500       31.5000    American   30 May
           Options                                                        2014
ORD        Call          Written       -129,700     32.0000    American   17 May
           Options                                                        2014
ORD        Call          Written       -900         32.0000    American   23 May
           Options                                                        2014
ORD        Call          Written       -24,400      32.0000    American   30 May
           Options                                                        2014
ORD        Call          Written       -7,200       32.0000    American   6 Jun
           Options                                                        2014
ORD        Call          Written       -140,700     32.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Written       -1,194,300   32.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Written       -17,500      32.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Written       -78,700      32.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -2,300       32.0000    American   20 Dec
           Options                                                        2014
ORD        Call          Written       -73,500      32.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Written       -1,800       32.5000    American   23 May
           Options                                                        2014
ORD        Call          Written       -6,000       33.0000    American   17 May
           Options                                                        2014
ORD        Call          Written       -84,700      33.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Written       -41,600      33.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Written       -5,400       33.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Written       -287,700     33.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -50,300      33.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Written       -23,400      34.0000    American   17 May
           Options                                                        2014
ORD        Call          Written       -45,500      34.0000    American   21 Jun
           Options                                                        2014
ORD        Call          Written       -5,200       34.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Written       -15,800      34.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Written       -152,700     34.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -2,400       34.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Written       -700         35.0000    American   19 Jul
           Options                                                        2014
ORD        Call          Written       -8,600       35.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Written       -216,800     35.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -31,300      35.0000    American   20 Dec
           Options                                                        2014
ORD        Call          Written       -2,500,000   35.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Written       -5,100       36.0000    American   16 Aug
           Options                                                        2014
ORD        Call          Written       -4,100       36.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -460,000     36.0000    American   17 Jan
           Options                                                        2015
ORD        Call          Written       -6,800       37.0000    American   20 Dec
           Options                                                        2014
ORD        Call          Written       -1,000       39.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -400         40.0000    American   20 Sep
           Options                                                        2014
ORD        Call          Written       -5,800       40.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Written       -4,400       42.0000    American   15 Jan
           Options                                                        2016
ORD        Call          Written       -3,400       45.0000    American   17 Jan
           Options                                                        2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position
can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
 
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