0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Schneider Electric SA

  0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) Schneider Electric SA

UK Regulatory Announcement

LONDON

                            FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:              BARCLAYS CAPITAL SECURITIES
                                                   LTD
(b) Name of offeror/offeree in relation to whose   SCHNEIDER ELECTRIC SA
   relevant securities this form relates:         
(c) Name of the party to the offer with which      Advisor to Offeree
    exempt
   principal trader is connected                  
(d) Date position held/dealing undertaken:         17 January 2014
(e) Has the EPT previously disclosed, or is it     YES:
    today disclosing, under the Code in respect    INVENSYS PLC
   of any other party to this offer?              

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of relevant                    ORD                         
security:
                                       Interests          Short        
                                                           Positions
                                     Number      (%)     Number       (%)
(1)               Relevant
                  securities owned
                  and/or controlled:   1,820,399   0.32%   1,893,696    0.34%
                                                                   
(2)               Derivatives (other
                  than
                  options):            1,793,133   0.32%   337,944      0.06%
                                                                   
(3)               Options and
                  agreements to
                  purchase/sell:       638,700     0.11%   869,000      0.15%
                                                                   
(4)               TOTAL:
                                       4,252,232   0.76%   3,100,640    0.55%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant    Purchase/sale  Number of   Price per unit
security                             securities   
ORD (traded as ADR)   Purchase        29           17.6700 USD
ORD                   Purchase        30           65.2163 EUR
ORD                   Purchase        31           65.2050 EUR
ORD                   Purchase        35           65.1960 EUR
ORD                   Purchase        36           65.1000 EUR
ORD                   Purchase        40           65.1210 EUR
ORD                   Purchase        40           65.3050 EUR
ORD                   Purchase        40           65.3350 EUR
ORD                   Purchase        41           65.1750 EUR
ORD                   Purchase        46           65.2450 EUR
ORD                   Purchase        49           65.4540 EUR
ORD                   Purchase        52           65.2310 EUR
ORD                   Purchase        54           65.2060 EUR
ORD                   Purchase        54           65.5090 EUR
ORD                   Purchase        55           65.2330 EUR
ORD                   Purchase        57           65.2150 EUR
ORD                   Purchase        57           65.4810 EUR
ORD                   Purchase        59           65.1910 EUR
ORD                   Purchase        61           65.1150 EUR
ORD                   Purchase        61           65.4780 EUR
ORD                   Purchase        61           65.4960 EUR
ORD                   Purchase        67           65.0250 EUR
ORD                   Purchase        67           65.0310 EUR
ORD                   Purchase        67           65.1850 EUR
ORD                   Purchase        70           65.5850 EUR
ORD                   Purchase        71           65.2110 EUR
ORD                   Purchase        76           65.2750 EUR
ORD                   Purchase        76           65.3850 EUR
ORD (traded as ADR)   Purchase        83           17.7300 USD
ORD                   Purchase        85           65.4550 EUR
ORD                   Purchase        90           65.5450 EUR
ORD                   Purchase        96           65.2200 EUR
ORD                   Purchase        98           65.1100 EUR
ORD                   Purchase        98           65.4650 EUR
ORD                   Purchase        99           65.0620 EUR
ORD                   Purchase        101          65.3632 EUR
ORD                   Purchase        101          65.4032 EUR
ORD                   Purchase        101          65.4332 EUR
ORD                   Purchase        101          65.7050 EUR
ORD                   Purchase        101          65.7500 EUR
ORD                   Purchase        101          65.8383 EUR
ORD                   Purchase        101          65.8532 EUR
ORD                   Purchase        102          65.4910 EUR
ORD                   Purchase        120          65.2636 EUR
ORD                   Purchase        122          65.3310 EUR
ORD                   Purchase        123          65.6300 EUR
ORD                   Purchase        128          65.0700 EUR
ORD                   Purchase        134          65.6500 EUR
ORD                   Purchase        141          65.4093 EUR
ORD                   Purchase        151          65.2950 EUR
ORD                   Purchase        159          65.3410 EUR
ORD                   Purchase        171          65.0800 EUR
ORD                   Purchase        176          65.4090 EUR
ORD                   Purchase        180          65.5650 EUR
ORD                   Purchase        184          65.3450 EUR
ORD                   Purchase        185          65.4450 EUR
ORD                   Purchase        202          65.4132 EUR
ORD                   Purchase        203          65.5900 EUR
ORD                   Purchase        204          65.7300 EUR
ORD                   Purchase        208          65.4050 EUR
ORD (traded as ADR)   Purchase        212          17.7107 USD
ORD                   Purchase        222          65.8200 EUR
ORD                   Purchase        224          65.6700 EUR
ORD                   Purchase        228          65.1900 EUR
ORD                   Purchase        238          65.5050 EUR
ORD                   Purchase        257          65.1600 EUR
ORD                   Purchase        260          65.7600 EUR
ORD                   Purchase        269          65.8000 EUR
ORD                   Purchase        273          65.7000 EUR
ORD                   Purchase        277          65.4150 EUR
ORD                   Purchase        286          65.4750 EUR
ORD                   Purchase        310          65.4283 EUR
ORD                   Purchase        321          65.7100 EUR
ORD                   Purchase        342          65.2710 EUR
ORD                   Purchase        346          65.0900 EUR
ORD                   Purchase        349          65.6100 EUR
ORD                   Purchase        419          65.2700 EUR
ORD                   Purchase        419          65.2800 EUR
ORD                   Purchase        434          65.2410 EUR
ORD                   Purchase        443          65.4400 EUR
ORD                   Purchase        446          65.2420 EUR
ORD                   Purchase        477          65.1800 EUR
ORD                   Purchase        480          65.3210 EUR
ORD                   Purchase        492          65.3300 EUR
ORD                   Purchase        495          65.7200 EUR
ORD                   Purchase        498          65.3100 EUR
ORD                   Purchase        501          65.5300 EUR
ORD                   Purchase        515          65.2300 EUR
ORD                   Purchase        522          65.2600 EUR
ORD                   Purchase        558          65.3139 EUR
ORD                   Purchase        578          65.4900 EUR
ORD                   Purchase        581          65.5400 EUR
ORD                   Purchase        604          65.3900 EUR
ORD (traded as ADR)   Purchase        640          17.7400 USD
ORD                   Purchase        668          65.3000 EUR
ORD                   Purchase        675          65.5500 EUR
ORD                   Purchase        755          65.3600 EUR
ORD                   Purchase        773          65.2100 EUR
ORD                   Purchase        821          65.5100 EUR
ORD                   Purchase        855          65.5200 EUR
ORD                   Purchase        883          65.2400 EUR
ORD                   Purchase        1,040        65.3525 EUR
ORD                   Purchase        1,106        65.3200 EUR
ORD                   Purchase        1,106        65.3700 EUR
ORD                   Purchase        1,154        65.3489 EUR
ORD                   Purchase        1,223        65.3542 EUR
ORD                   Purchase        1,230        65.3800 EUR
ORD                   Purchase        1,366        65.4800 EUR
ORD                   Purchase        1,402        65.4600 EUR
ORD                   Purchase        1,430        65.2600 EUR
ORD                   Purchase        1,507        65.5700 EUR
ORD                   Purchase        1,581        65.4300 EUR
ORD                   Purchase        1,772        65.5000 EUR
ORD                   Purchase        1,872        65.2090 EUR
ORD                   Purchase        1,875        65.4100 EUR
ORD                   Purchase        1,922        65.2900 EUR
ORD                   Purchase        2,092        65.4200 EUR
ORD                   Purchase        2,206        65.4000 EUR
ORD                   Purchase        2,366        65.4500 EUR
ORD                   Purchase        3,063        65.2500 EUR
ORD                   Purchase        3,118        65.4350 EUR
ORD                   Purchase        3,182        65.3520 EUR
ORD                   Purchase        3,403        65.3400 EUR
ORD                   Purchase        3,660        65.2000 EUR
ORD                   Purchase        4,683        65.4700 EUR
ORD                   Purchase        5,440        65.2536 EUR
ORD                   Purchase        5,990        65.3253 EUR
ORD                   Purchase        6,897        65.4879 EUR
ORD                   Purchase        8,901        65.2290 EUR
ORD                   Purchase        11,202       65.3424 EUR
ORD                   Purchase        11,877       65.3905 EUR
ORD                   Purchase        12,062       65.4423 EUR
ORD                   Purchase        12,249       65.3388 EUR
ORD                   Purchase        13,299       65.3324 EUR
ORD                   Purchase        18,145       65.3500 EUR
ORD                   Purchase        49,761       65.3475 EUR
ORD                   Purchase        50,000       65.3518 EUR
ORD                   Purchase        54,275       65.3504 EUR
ORD                   Purchase        59,586       65.5686 EUR
ORD                   Purchase        79,652       65.2986 EUR
ORD                   Purchase        88,360       65.3065 EUR
ORD                   Sale            21           65.1900 EUR
ORD (traded as ADR)   Sale            29           17.6700 USD
ORD                   Sale            30           65.2163 EUR
ORD                   Sale            31           65.2050 EUR
ORD                   Sale            35           65.1960 EUR
ORD                   Sale            36           65.1000 EUR
ORD                   Sale            40           65.1210 EUR
ORD                   Sale            40           65.3050 EUR
ORD                   Sale            40           65.3350 EUR
ORD                   Sale            41           65.1750 EUR
ORD                   Sale            46           65.2450 EUR
ORD                   Sale            49           65.4540 EUR
ORD                   Sale            52           65.2310 EUR
ORD                   Sale            54           65.2060 EUR
ORD                   Sale            54           65.5090 EUR
ORD                   Sale            54           65.5500 EUR
ORD                   Sale            55           65.2330 EUR
ORD                   Sale            57           65.2150 EUR
ORD                   Sale            57           65.4810 EUR
ORD                   Sale            59           65.1910 EUR
ORD                   Sale            61           65.1150 EUR
ORD                   Sale            61           65.4780 EUR
ORD                   Sale            61           65.4960 EUR
ORD                   Sale            67           65.0250 EUR
ORD                   Sale            67           65.0310 EUR
ORD                   Sale            67           65.1850 EUR
ORD                   Sale            70           65.5850 EUR
ORD                   Sale            71           65.2110 EUR
ORD                   Sale            72           65.3300 EUR
ORD                   Sale            76           65.2750 EUR
ORD                   Sale            81           65.2700 EUR
ORD (traded as ADR)   Sale            83           17.7300 USD
ORD                   Sale            84           65.4450 EUR
ORD                   Sale            85           65.4550 EUR
ORD                   Sale            90           65.5100 EUR
ORD                   Sale            90           65.5300 EUR
ORD                   Sale            90           65.5450 EUR
ORD                   Sale            96           65.3800 EUR
ORD                   Sale            98           65.1100 EUR
ORD                   Sale            98           65.4150 EUR
ORD                   Sale            98           65.4650 EUR
ORD                   Sale            98           65.4728 EUR
ORD                   Sale            99           65.0620 EUR
ORD                   Sale            102          65.3584 EUR
ORD                   Sale            102          65.4910 EUR
ORD                   Sale            112          65.3900 EUR
ORD                   Sale            120          65.2636 EUR
ORD                   Sale            122          65.3310 EUR
ORD                   Sale            128          65.0700 EUR
ORD                   Sale            129          65.5036 EUR
ORD                   Sale            151          65.2950 EUR
ORD                   Sale            159          65.3410 EUR
ORD                   Sale            171          65.0800 EUR
ORD                   Sale            176          65.4090 EUR
ORD                   Sale            180          65.5650 EUR
ORD                   Sale            182          65.4400 EUR
ORD                   Sale            184          65.3450 EUR
ORD                   Sale            199          65.3600 EUR
ORD                   Sale            208          65.4050 EUR
ORD                   Sale            211          65.1800 EUR
ORD (traded as ADR)   Sale            212          17.7107 USD
ORD                   Sale            215          65.3100 EUR
ORD                   Sale            220          65.2600 EUR
ORD                   Sale            238          65.5050 EUR
ORD                   Sale            240          65.4800 EUR
ORD                   Sale            257          65.1600 EUR
ORD                   Sale            286          65.4750 EUR
ORD                   Sale            342          65.2710 EUR
ORD                   Sale            346          65.0900 EUR
ORD                   Sale            350          65.5400 EUR
ORD                   Sale            434          65.2410 EUR
ORD                   Sale            445          65.4011 EUR
ORD                   Sale            446          65.2420 EUR
ORD                   Sale            466          65.3000 EUR
ORD                   Sale            480          65.3210 EUR
ORD                   Sale            515          65.2300 EUR
ORD                   Sale            559          65.2100 EUR
ORD                   Sale            626          65.5200 EUR
ORD                   Sale            632          65.2335 EUR
ORD (traded as ADR)   Sale            640          17.7400 USD
ORD                   Sale            677          65.5564 EUR
ORD                   Sale            680          65.2400 EUR
ORD                   Sale            720          65.4500 EUR
ORD                   Sale            795          65.3200 EUR
ORD                   Sale            836          65.3700 EUR
ORD                   Sale            862          65.5000 EUR
ORD                   Sale            952          65.4300 EUR
ORD                   Sale            977          65.4600 EUR
ORD                   Sale            1,060        17.7107 USD
ORD                   Sale            1,073        65.4100 EUR
ORD                   Sale            1,129        65.4200 EUR
ORD                   Sale            1,236        65.4777 EUR
ORD                   Sale            1,447        65.2900 EUR
ORD                   Sale            1,507        65.5700 EUR
ORD                   Sale            1,518        65.5198 EUR
ORD                   Sale            1,637        65.3402 EUR
ORD                   Sale            1,918        65.4700 EUR
ORD                   Sale            2,092        65.4000 EUR
ORD                   Sale            2,417        65.3400 EUR
ORD                   Sale            3,063        65.2500 EUR
ORD                   Sale            3,118        65.4350 EUR
ORD                   Sale            3,200        17.7400 USD
ORD                   Sale            3,439        65.2000 EUR
ORD                   Sale            4,848        65.4215 EUR
ORD                   Sale            4,868        65.3750 EUR
ORD                   Sale            5,263        65.3500 EUR
ORD                   Sale            5,694        65.3959 EUR
ORD                   Sale            6,295        65.2881 EUR
ORD                   Sale            8,047        65.2962 EUR
ORD                   Sale            10,210       65.3941 EUR
ORD                   Sale            11,884       65.2837 EUR
ORD                   Sale            12,919       65.4377 EUR
ORD                   Sale            19,782       65.4065 EUR
ORD                   Sale            24,402       65.3518 EUR
ORD                   Sale            26,938       65.2200 EUR
ORD                   Sale            31,963       65.3776 EUR
ORD                   Sale            37,687       65.3446 EUR
ORD                   Sale            46,987       65.2947 EUR
ORD                   Sale            53,797       65.2800 EUR
ORD                   Sale            88,932       65.3008 EUR

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        SWAP          Long                200          65.2415 EUR
ORD        SWAP          Long                1,080        65.3765 EUR
ORD        CFD           Long                12,644       65.2467 EUR
ORD        CFD           Long                46,104       65.3022 EUR
ORD        SWAP          Short               728          65.2774 EUR
ORD        CFD           Short               1,040        65.3525 EUR
ORD        CFD           Short               2,542        65.3094 EUR
ORD        CFD           Short               3,182        65.3520 EUR
ORD        CFD           Short               51,699       65.3555 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class     Product      Writing,     Number      Exercise  Type      Expiry  Option
of         description   purchasing,   of           price                 date     money
relevant                 selling,      securities   per unit                       paid/
security                 varying etc   to which                                    received
                                       option                                      per unit
                                    relates                                  
ORD        Call          Selling       43,300       68 EUR     American   17 Jan   TRANSFER
           Options                                                        2014

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  YES
Date of disclosure:                                   20 Jan 2014
Contact name:                                         Rajesh Muthanna
Telephone number:                                     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

  DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
                                  SELL ETC.

            Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose                    BARCLAYS CAPITAL SECURITIES
positions/dealings                               LTD
are being disclosed:                             
Name of offeror/offeree in relation to whose     SCHNEIDER ELECTRIC SA
relevant securities this from relates:           

2. OPTIONS AND DERIVATIVES

Class     Product      Writing,     Number      Exercise  Type      Expiry
of         description   purchasing,   of           price                 date
relevant                 selling,      securities   per unit
security                 varying etc   to which
                                       option
                                    relates                          
ORD        Put Options   Written       -300,000     57.7500    European   18 Dec
                                                                          2015
ORD        Call          Written       -250,000     57.7500    European   18 Dec
           Options                                                        2015
ORD        Put Options   Purchased     150,000      38.0000    American   20 Jun
                                                                          2014
ORD        Put Options   Purchased     100,000      48.0000    American   19 Dec
                                                                          2014
ORD        Put Options   Written       -100,000     50.0000    American   19 Dec
                                                                          2014
ORD        Put Options   Written       -50,000      52.0000    American   19 Dec
                                                                          2014
ORD        Call          Purchased     63,700       60.0000    American   21 Feb
           Options                                                        2014
ORD        Call          Purchased     75,000       60.0000    American   19 Dec
           Options                                                        2014
ORD        Call          Purchased     50,000       64.0000    American   19 Dec
           Options                                                        2014
ORD        Call          Purchased     100,000      68.0000    American   20 Jun
           Options                                                        2014
ORD        Call          Purchased     100,000      80.0000    American   19 Dec
           Options                                                        2014
ORD        Call          Written       -119,000     60.0000    American   21 Feb
           Options                                                        2014
ORD        Call          Written       -50,000      64.0000    American   19 Dec
           Options                                                        2014

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position
can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
 
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