0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI)- SCHNEIDER ELECTRIC SA UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: SCHNEIDER ELECTRIC SA Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 24 December 2013 (e) Has the EPT previously disclosed, or is it today YES: disclosing, under the Code in respect of any other party to this offer? INVENSYS PLC 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,940,036 0.35% 1,478,925 0.26% (2) Derivatives (other than options): 1,830,334 0.33% 506,608 0.09% (3) Options and agreements to purchase/sell: 682,000 0.12% 869,000 0.16% (4) TOTAL: 4,452,370 0.79% 2,854,533 0.51% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD (traded as ADR) Purchase 2 17.0300 USD ORD Purchase 32 61.7900 EUR ORD Purchase 57 62.2000 EUR ORD Purchase 80 61.8700 EUR ORD Purchase 89 62.0525 EUR ORD (traded as ADR) Purchase 116 17.0700 USD ORD Purchase 166 61.8963 EUR ORD Purchase 300 62.1300 EUR ORD Purchase 474 62.1264 EUR ORD Purchase 804 62.1400 EUR ORD Purchase 1,128 61.8952 EUR ORD Purchase 2,000 62.1385 EUR ORD Purchase 3,370 61.7590 EUR ORD Purchase 10,094 62.1083 EUR ORD (traded as ADR) Sale 2 17.0300 USD ORD Sale 32 61.7900 EUR ORD Sale 32 61.7974 EUR ORD Sale 114 62.2000 EUR ORD (traded as ADR) Sale 116 17.0700 USD ORD Sale 124 62.3745 EUR ORD Sale 219 62.1427 EUR ORD Sale 248 62.2976 EUR ORD Sale 300 62.1300 EUR ORD Sale 500 17.0700 USD ORD Sale 677 62.1392 EUR ORD Sale 804 62.1400 EUR ORD Sale 941 62.2878 EUR ORD Sale 1,104 62.1372 EUR ORD Sale 3,132 61.8200 EUR ORD Sale 15,262 62.2308 EUR (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 124 62.3738 EUR ORD CFD Long 1,189 62.2805 EUR ORD CFD Long 15,262 62.2308 EUR ORD CFD Long 100 17.0700 USD ORD CFD Short 4,498 61.8004 EUR (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? YES Date of disclosure: 27 Dec 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. 143221.01 SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the “Code”) 1. KEY INFORMATION Identity of person whose open positions are BARCLAYS CAPITAL SECURITIES being disclosed: LTD Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class Product Writing, Number Exercise Type Expiry of description purchasing, of price date relevant selling, securities per unit security varying etc to which option relates ORD Put Options Written -300,000 57.7500 European 18 Dec 2015 ORD Call Written -250,000 57.7500 European 18 Dec Options 2015 ORD Put Options Purchased 150,000 38.0000 American 20 Jun 2014 ORD Put Options Purchased 100,000 48.0000 American 19 Dec 2014 ORD Put Options Written -100,000 50.0000 American 19 Dec 2014 ORD Put Options Written -50,000 52.0000 American 19 Dec 2014 ORD Call Purchased 63,700 60.0000 American 21 Feb Options 2014 ORD Call Purchased 75,000 60.0000 American 19 Dec Options 2014 ORD Call Purchased 50,000 64.0000 American 19 Dec Options 2014 ORD Call Purchased 43,300 68.0000 American 17 Jan Options 2014 ORD Call Purchased 100,000 68.0000 American 20 Jun Options 2014 ORD Call Purchased 100,000 80.0000 American 19 Dec Options 2014 ORD Call Written -119,000 60.0000 American 21 Feb Options 2014 ORD Call Written -50,000 64.0000 American 19 Dec Options 2014 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI)- SCHNEIDER ELECTRIC SA
Press spacebar to pause and continue. Press esc to stop.