0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) SCHNEIDER ELECTRIC SA UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to SCHNEIDER ELECTRIC SA whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 23 December 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in INVENSYS PLC respect of any other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,948,929 0.35% 1,482,760 0.26% (2) Derivatives (other than options): 1,834,772 0.33% 523,183 0.09% (3) Options and agreements to purchase/sell: 682,000 0.12% 869,000 0.16% (4) TOTAL: 4,464,429 0.80% 2,874,943 0.51% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 31 61.7400 EUR ORD Purchase 36 61.7800 EUR ORD Purchase 41 61.6660 EUR ORD Purchase 56 61.6640 EUR ORD Purchase 149 61.7700 EUR ORD Purchase 161 61.8000 EUR ORD Purchase 168 61.7600 EUR ORD Purchase 174 61.7477 EUR ORD Purchase 363 61.7300 EUR ORD Purchase 454 61.7136 EUR ORD Purchase 469 61.6700 EUR ORD Purchase 500 16.9020 USD ORD Purchase 511 61.6800 EUR ORD Purchase 562 61.6600 EUR ORD Purchase 616 61.8566 EUR ORD Purchase 691 61.6900 EUR ORD Purchase 812 61.7500 EUR ORD Purchase 1,121 61.9900 EUR ORD Purchase 1,200 61.6627 EUR ORD Purchase 1,731 61.7000 EUR ORD Purchase 2,569 61.7088 EUR ORD Purchase 2,694 61.7405 EUR ORD Purchase 3,374 61.7918 EUR ORD Purchase 4,086 61.7092 EUR ORD Purchase 9,099 61.7155 EUR ORD Purchase 9,114 61.6698 EUR ORD Purchase 9,647 61.6834 EUR ORD Purchase 13,613 61.7326 EUR ORD Purchase 29,206 61.7624 EUR ORD (traded as ADR) Purchase 11 16.9400 USD ORD (traded as ADR) Purchase 20 16.8800 USD ORD (traded as ADR) Purchase 100 16.9020 USD ORD (traded as ADR) Purchase 160 16.9762 USD ORD (traded as ADR) Sale 11 16.9400 USD ORD (traded as ADR) Sale 20 16.8800 USD ORD (traded as ADR) Sale 100 16.9020 USD ORD (traded as ADR) Sale 140 16.9540 USD ORD (traded as ADR) Sale 160 16.9762 USD ORD Sale 41 61.6660 EUR ORD Sale 43 61.7481 EUR ORD Sale 53 61.7800 EUR ORD Sale 56 61.6640 EUR ORD Sale 89 61.6625 EUR ORD Sale 92 61.7921 EUR ORD Sale 136 61.7400 EUR ORD Sale 144 61.7625 EUR ORD Sale 160 61.7300 EUR ORD Sale 161 61.8000 EUR ORD Sale 168 61.7600 EUR ORD Sale 188 61.7900 EUR ORD Sale 207 61.7323 EUR ORD Sale 406 61.6800 EUR ORD Sale 438 61.7700 EUR ORD Sale 454 61.7135 EUR ORD Sale 469 61.6700 EUR ORD Sale 487 61.7100 EUR ORD Sale 544 61.6900 EUR ORD Sale 562 61.6600 EUR ORD Sale 592 61.8013 EUR ORD Sale 664 61.8557 EUR ORD Sale 783 61.8138 EUR ORD Sale 800 16.9762 USD ORD Sale 812 61.7500 EUR ORD Sale 905 61.7768 EUR ORD Sale 1,004 61.7000 EUR ORD Sale 2,564 61.7313 EUR ORD Sale 3,959 61.9900 EUR ORD Sale 5,200 61.7766 EUR ORD Sale 8,219 61.8476 EUR ORD Sale 9,750 61.7355 EUR ORD Sale 79,000 61.9732 EUR (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 7 61.8000 EUR ORD CFD Long 39 61.9820 EUR ORD CFD Long 592 61.8013 EUR ORD SWAP Long 657 61.7646 EUR ORD SWAP Long 1,463 61.7971 EUR ORD SWAP Long 4,216 61.7731 EUR ORD CFD Long 7,137 61.7889 EUR ORD CFD Long 72,257 61.9847 EUR ORD SWAP Short 616 61.8566 EUR ORD SWAP Short 2,424 61.7097 EUR ORD CFD Short 3,299 61.6644 EUR ORD SWAP Short 6,346 61.6782 EUR ORD SWAP Short 7,454 61.6872 EUR ORD CFD Short 9,647 61.6834 EUR ORD SWAP Short 11,007 61.7230 EUR (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? YES Date of disclosure: 24 Dec 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the “Code”) 1. KEY INFORMATION Identity of the person whose BARCLAYS CAPITAL SECURITIES positions/dealings LTD are being disclosed: Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA relevant securities this from relates: 2. OPTIONS AND DERIVATIVES Class Product Writing, Number Exercise Type Expiry of description purchasing, of price date relevant selling, securities per unit security varying etc to which option relates ORD Put Options Written -300,000 57.7500 European 18 Dec 2015 ORD Call Written -250,000 57.7500 European 18 Dec Options 2015 ORD Put Options Purchased 150,000 38.0000 American 20 Jun 2014 ORD Put Options Purchased 100,000 48.0000 American 19 Dec 2014 ORD Put Options Written -100,000 50.0000 American 19 Dec 2014 ORD Put Options Written -50,000 52.0000 American 19 Dec 2014 ORD Call Purchased 63,700 60.0000 American 21 Feb Options 2014 ORD Call Purchased 75,000 60.0000 American 19 Dec Options 2014 ORD Call Purchased 50,000 64.0000 American 19 Dec Options 2014 ORD Call Purchased 43,300 68.0000 American 17 Jan Options 2014 ORD Call Purchased 100,000 68.0000 American 20 Jun Options 2014 ORD Call Purchased 100,000 80.0000 American 19 Dec Options 2014 ORD Call Written -119,000 60.0000 American 21 Feb Options 2014 ORD Call Written -50,000 64.0000 American 19 Dec Options 2014 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) SCHNEIDER ELECTRIC SA
Press spacebar to pause and continue. Press esc to stop.