RSA: RSA Insurance Group Plc: Holding(s) in Company UK Regulatory Announcement LONDON TR-1: Notifications of Major Interests in Shares 1. Identity of the issuer or the underlying RSA Insurance Group issuer of existing shares to which voting PLC rights are attached: 2. Reason for notification (yes/no) An acquisition or disposal of voting rights Yes An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which No voting rights are attached An acquisition or disposal of instruments with similar economic No effect to qualifying financial instruments An event changing the breakdown of voting rights No Other (please specify):___________________________ No 3. Full name of person(s) Ameriprise Financial, Inc. and its subject to notification group obligation: 4. Full name of shareholder(s) (if different See additional information under 13. from 3): 5. Date of transaction and date on which the threshold 16 December 2013 is crossed or reached: 6. Date on which issuer 18 December 2013 notified: 7. Threshold(s) that is/are Above the threshold of 5% crossed or reached: 8: Notified Details A: Voting rights attached to shares Class/type Situation previous of shares to the triggering Resulting situation after the triggering transaction transaction If possible Number Number Number of Number of Percentage use ISIN of of shares voting of voting code shares voting rights rights rights Direct Direct Indirect Direct Indirect GB0006616899 N/A N/A 1,718,189 1,718,189 186,984,122 0.047% 5.082% US74971A2069 N/A N/A 0 0 460 0.000% 0.000% B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of Expiration Exercise/ No. of voting rights that may be Percentage financial date conversion acquired if the instrument is of voting instrument period exercised/converted. rights C: Financial Instruments with similar economic effect to Qualifying Financial Instruments Resulting situation after the triggering transaction No. of Type of Exercise Expiration Exercise / voting Percentage of financial Price date conversion rights voting rights instrument period instrument refers to Nominal Delta CFD 200,000 0.005% Total (A+B+C) Number of voting rights Percentage of voting rights 188,902,771 5.134% 9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd. Proxy Voting: 10. Name of proxy holder: N/A 11. Number of voting rights proxy holder will cease to hold: N/A 12. Date on which proxy holder will cease to hold voting rights: N/A Registered Owner Littledown Nominees Ltd A/c ZLA08 139,885 Littledown Nominees Ltd A/c 41408 946,750 Littledown Nominees Ltd A/c 47182 8,591,900 Littledown Nominees Ltd A/c 200,000 State Street Nominees Limited A/c XC7N 10,933,133 HSBC Global Custody Nominee (UK) Limited A/c 683182 3,805,684 HSBC Global Custody Nominee (UK) Limited A/c 740190 986,330 HSBC Global Custody Nominee (UK) Limited A/c 739874 4,649,230 HSBC Global Custody Nominee (UK) Limited A/c 740311 467,836 The Bank Of New York ( Nominees ) Limited A/c PTG 15303 / 09997799 722,409 HSBC Global Custody Nominee (UK) Limited A/c 811056 309,160 Nortrust Nominees LTD A/c BBH05 974,670 State Street Nominees Limited A/c SHCE 2,118,502 Securities Services Nominees Limited A/c 1030030046H 633,164 HSBC Global Custody Nominee (UK) Limited A/c 7003989008 1,252,338 William & Glyns (Isle of Man) Nominees Ltd A/c 301780 340,980 Littledown Nominees Ltd A/c ZLA01 1,390,000 13. Additional information: Littledown Nominees Ltd A/c ZLA03 34,809,408 Littledown Nominees Ltd A/c 07198 1,519,895 Littledown Nominees Ltd A/c 27642 198,294 Littledown Nominees Ltd A/c ZLA09 71,970 Littledown Nominees Ltd A/c 10479 80,258 Littledown Nominees Ltd A/c ZLA12 1,633,732 Littledown Nominees Ltd A/c ZLA14 454,112 Littledown Nominees Ltd A/c 07207 2,262,999 Mellon Nominees (UK) Ltd A/c WWSF0004002 1,808,301 Littledown Nominees Ltd A/c 18667 4,928,111 Littledown Nominees Ltd A/c 10469 1,338,856 Littledown Nominees Ltd A/c 10496 65,810,220 Littledown Nominees Ltd A/c 10492 4,535,917 Littledown Nominees Ltd A/c 10491 12,937,020 Littledown Nominees Ltd A/c 10488 8,685,482 Littledown Nominees Ltd A/c 10495 3,645,000 Littledown Nominees Ltd A/c ZLA15 5,720,765 Ameriprise Financial Inc A/c 460 14. Contact name: John Mills 15. Contact telephone name: 020 7111 7333 Contact: RSA Insurance Group Plc
RSA: RSA Insurance Group Plc: Holding(s) in Company
Press spacebar to pause and continue. Press esc to stop.