Fifth Notice Regarding Disposition of LBI Estate Securities - December 2, 2013
Fifth Notice Regarding Disposition of LBI Estate Securities - December 2, 2013 PR Newswire NEW YORK, Dec. 2, 2013 NEW YORK, Dec. 2, 2013 /PRNewswire/ -- James W. Giddens, Trustee for the liquidation of Lehman Brothers Inc. (LBI) under the Securities Investor Protection Act, in keeping with his statutory duty and ongoing focus of maximizing the value of the LBI general estate, along with his counsel at Hughes Hubbard & Reed LLP, continues to implement a strategy to liquidate securities and raise cash for distributions to customers and general creditors. Consistent with the procedures outlined in the Notice dated October 28, 2013 (available at www.lehmantrustee.com), Miller Buckfire and Stifel Fixed Income are offering the list of Week 4 Securities listed in Exhibit A of this notice. o Bids should be sent to LBI@stifel.com no later than 4:00pm Eastern Time on Tuesday, December 10, 2013 with the following information: o Buyer Contact Information o CUSIP o Security Name o Quantity Desired o Bid Price o Settlement Instructions (for DTC or physical settlement) o Miller Buckfire / Stifel will notify winning bidders no later than 10:00am Eastern Time on Wednesday, December 11, 2013. o Securities will have reserve prices set at the discretion of the Trustee and Miller Buckfire/ Stifel. Sales inquiries can be made to: Al Lhota Matthew Stewart Senior Managing Director Vice President firstname.lastname@example.org email@example.com T: +1 203 717 6524 T: +1 203 717 6483 Media Contact for the Trustee Jake Sargent firstname.lastname@example.org 202-569-5086 THE SECURITIES SOLD IN ANY AUCTION HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), AND MAY NOT BE OFFERED OR SOLD IN THE UNITED STATES OR TO, OR FOR THE BENEFIT OF, U.S. PERSONS ABSENT REGISTRATION UNDER, OR AN APPLICABLE EXEMPTION FROM, THE REGISTRATION REQUIREMENTS OF THE ACT AND APPLICABLE STATE SECURITIES LAW. THIS PRESS RELEASE DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY THE AUCTION SECURITIES, AND SHALL NOT CONSTITUTE AN OFFER, SOLICITATION OR SALE IN ANY JURISDICTION IN WHICH, OR TO ANY PERSONS TO WHOM, SUCH OFFERING, SOLICITATION OR SALE WOULD BE UNLAWFUL. Exhibit A – Week 4 Securities Count Cusip/ISIN Security Description Quantity 1 01030PEY8 ALABAMA HSG FIN AUTH MULTI 7,050,000 FAMILY HSG REV FO (a)(b) 2 XS0130765026 ENRON CORP (a)(c) 2,000,000,000 3 2935618U3 ENRON CORP, ESCROW (a) 7,615,000 4 2935619Q1 ENRON CORP, ESCROW (a) 7,486,000 5 2935618S8 ENRON CORP, ESCROW (a) 6,089,999 6 2935619Z1 ENRON CORP, ESCROW (a) 3,000,000 7 2935619L2 ENRON CORP, ESCROW (a) 2,500,000 8 2935619D0 ENRON CORP, ESCROW (a) 475,000 9 2935619M0 ENRON CORP, ESCROW (a) 51,000 10 347402AA7 FORT HAMILTON HSG LLC MILITARY 4,765,000 HSG REV SERIE (a)(b)(d) 11 658196RB8 NORTH CAROLINA EASTN MUN PWR AGY 300,000 SYS RV REG (a)(b) 12 844030AH9 SOUTHERN UN CO NEW SR NOTE 14,390,000 13 871639985 SYNERGY PHARMACEUTICALS INC (b) 48,826 a) Securities will trade flat. Buyer to receive all distributions from trade date forward regardless of record date. b) Settles via physical delivery. c) Currency is Japanese Yen. d) 3,330,000 of the Fort Hamilton issue settles via physical delivery, the remainder settles via DTC.  Most securities will trade through BNY Mellon. Securities held in physical form may be subject to longer settlement periods. SOURCE Office of the Trustee for the Liquidation of Lehman Brothers Inc.