Third Notice Regarding Disposition of LBI Estate Securities - November 12, 2013
Third Notice Regarding Disposition of LBI Estate Securities - November 12, 2013 PR Newswire NEW YORK, Nov. 12, 2013 NEW YORK, Nov. 12, 2013 /PRNewswire-USNewswire/ -- James W. Giddens, Trustee for the liquidation of Lehman Brothers Inc. (LBI) under the Securities Investor Protection Act, in keeping with his statutory duty and ongoing focus of maximizing the value of the LBI general estate, along with his counsel at Hughes Hubbard & Reed LLP, continues to implement a strategy to liquidate securities and raise cash for distributions to customers and general creditors. Consistent with the procedures outlined in the Notice dated October 28, 2013 (available at www.lehmantrustee.com), Miller Buckfire and Stifel Fixed Income are offering the list of Week 2 Securities listed in Exhibit A of this notice. o Bids should be sent to LBI@stifel.com no later than 4:00 p.m. Eastern Time on Tuesday, November 19, 2013 with the following information: o Buyer Contact Information o CUSIP o Security Name o Quantity Desired o Bid Price o Settlement Instructions (for DTC or physical settlement) o Miller Buckfire / Stifel will notify winning bidders no later than 10:00 a.m. Eastern Time on Wednesday, November 20, 2013. o Securities will have reserve prices set at the discretion of the Trustee and Miller Buckfire/ Stifel. Sales inquiries can be made to: Al Lhota Senior Managing Director firstname.lastname@example.org T: +1 203 717 6524 Matthew Stewart Vice President email@example.com T: +1 203 717 6483 Media Contact for the Trustee Jake Sargent firstname.lastname@example.org 202-569-5086 THE SECURITIES SOLD IN ANY AUCTION HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), AND MAY NOT BE OFFERED OR SOLD IN THE UNITED STATES OR TO, OR FOR THE BENEFIT OF, U.S. PERSONS ABSENT REGISTRATION UNDER, OR AN APPLICABLE EXEMPTION FROM, THE REGISTRATION REQUIREMENTS OF THE ACT AND APPLICABLE STATE SECURITIES LAW. THIS PRESS RELEASE DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY THE AUCTION SECURITIES, AND SHALL NOT CONSTITUTE AN OFFER, SOLICITATION OR SALE IN ANY JURISDICTION IN WHICH, OR TO ANY PERSONS TO WHOM, SUCH OFFERING, SOLICITATION OR SALE WOULD BE UNLAWFUL. Count Cusip/ISIN Security Description Quantity 1 022069AF5 ALTOS HORNOS DE MEXICO SA SR NOTE SER A ORG (a) 5,885,000 2 022069AA6 ALTOS HORNOS DE MEXICO SR DISC NOTES (a) (b) 1,000,000 3 USP0248NAC85 ALTOS HORNOS MEXICO SA SR NOTE REGS (a) 160,000 4 131ESC9C1 CALPINE CORP, 144A, ESCROW CUSIP (a) 183,791,000 5 131ESC9D9 CALPINE CORP, 144A, ESCROW CUSIP (a) 134,000,000 6 131ESC9K3 CALPINE CORP, 144A, ESCROW CUSIP (a) 77,921,000 7 131ESC9B3 CALPINE CORP, ESCROW 4 144A (a) 77,695,000 8 206058AB5 CONCHO VLY TEX HSG FIN CORP, SGL FAM REV CUST 875,000 (a) 9 53225KAB9 LIGHTPOINT CLO VIII LTD, SERIES 2007-8IE CLAS 403,000 (c) 10 613907BG8 MONTGOMERY CNTY TEX HSG FIN CORP, MULTI-FA 3,830,000 (a)(c) 11 656570AB4 NORTEX HSG FIN CORP, TEX SGLFAM REV CUST RCP 2,406,250 (a)(c) 12 658196RB8 NORTH CAROLINA EASTN MUN PWR AGY SYS RV 300,000 REG(a)(c) 13 721905DX2 PIMA CNTY ARIZ INDL DEV AUTH S SINGLE FAM MT 100,000 (a) 14 ARARGE03E121 REPUBLIC OF ARGENTINA (a) 9,890,997 15 040114AH3 REPUBLIC OF ARGENTINA ORIG MAT 12/20/03 (a) 500,000 16 87959YAA1 TELIGENT INC, SR NOTES (a) 11,010,099 17 46507NAA8 THE ISRAEL ELECTRIC CORP LTD, REG S 100,000 18 925817AD0 VICORP, RESTAURANTS INC, SR NOTE (a) 1,880,000 19 951846BJ2 WEST CENTRAL TEX HSG FIN CORP, SGL FAM REV CU 1,968,750 (a) a) Securities will trade flat. Buyer to receive all distributions from trade date forward regardless of record date. b) 970,000 of face held at DTC; 30,000 of face held at Euroclear. c) Settles via physical delivery. . Most securities will trade through BNY Mellon. Securities held in physical form may be subject to longer settlement periods. SOURCE Office of the Trustee for the Liquidation of Lehman Brothers Inc.