Third Notice Regarding Disposition of LBI Estate Securities - November 12,
NEW YORK, Nov. 12, 2013
NEW YORK, Nov. 12, 2013 /PRNewswire-USNewswire/ -- James W. Giddens, Trustee
for the liquidation of Lehman Brothers Inc. (LBI) under the Securities
Investor Protection Act, in keeping with his statutory duty and ongoing focus
of maximizing the value of the LBI general estate, along with his counsel at
Hughes Hubbard & Reed LLP, continues to implement a strategy to liquidate
securities and raise cash for distributions to customers and general
Consistent with the procedures outlined in the Notice dated October 28, 2013
(available at www.lehmantrustee.com), Miller Buckfire and Stifel Fixed Income
are offering the list of Week 2 Securities listed in Exhibit A of this notice.
oBids should be sent to LBI@stifel.com no later than 4:00 p.m. Eastern
Time on Tuesday, November 19, 2013 with the following information:
oBuyer Contact Information
oSettlement Instructions (for DTC or physical settlement)
oMiller Buckfire / Stifel will notify winning bidders no later than 10:00
a.m. Eastern Time on Wednesday, November 20, 2013.
oSecurities will have reserve prices set at the discretion of the Trustee
and Miller Buckfire/ Stifel.
Sales inquiries can be made to:
Senior Managing Director
T: +1 203 717 6524
T: +1 203 717 6483
Media Contact for the Trustee
THE SECURITIES SOLD IN ANY AUCTION HAVE NOT BEEN AND WILL NOT BE REGISTERED
UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), AND MAY NOT BE OFFERED
OR SOLD IN THE UNITED STATES OR TO, OR FOR THE BENEFIT OF, U.S. PERSONS ABSENT
REGISTRATION UNDER, OR AN APPLICABLE EXEMPTION FROM, THE REGISTRATION
REQUIREMENTS OF THE ACT AND APPLICABLE STATE SECURITIES LAW. THIS PRESS
RELEASE DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER
TO BUY THE AUCTION SECURITIES, AND SHALL NOT CONSTITUTE AN OFFER, SOLICITATION
OR SALE IN ANY JURISDICTION IN WHICH, OR TO ANY PERSONS TO WHOM, SUCH
OFFERING, SOLICITATION OR SALE WOULD BE UNLAWFUL.
Count Cusip/ISIN Security Description Quantity
1 022069AF5 ALTOS HORNOS DE MEXICO SA SR NOTE SER A ORG (a) 5,885,000
2 022069AA6 ALTOS HORNOS DE MEXICO SR DISC NOTES (a) (b) 1,000,000
3 USP0248NAC85 ALTOS HORNOS MEXICO SA SR NOTE REGS (a) 160,000
4 131ESC9C1 CALPINE CORP, 144A, ESCROW CUSIP (a) 183,791,000
5 131ESC9D9 CALPINE CORP, 144A, ESCROW CUSIP (a) 134,000,000
6 131ESC9K3 CALPINE CORP, 144A, ESCROW CUSIP (a) 77,921,000
7 131ESC9B3 CALPINE CORP, ESCROW 4 144A (a) 77,695,000
8 206058AB5 CONCHO VLY TEX HSG FIN CORP, SGL FAM REV CUST 875,000
9 53225KAB9 LIGHTPOINT CLO VIII LTD, SERIES 2007-8IE CLAS 403,000
10 613907BG8 MONTGOMERY CNTY TEX HSG FIN CORP, MULTI-FA 3,830,000
11 656570AB4 NORTEX HSG FIN CORP, TEX SGLFAM REV CUST RCP 2,406,250
12 658196RB8 NORTH CAROLINA EASTN MUN PWR AGY SYS RV 300,000
13 721905DX2 PIMA CNTY ARIZ INDL DEV AUTH S SINGLE FAM MT 100,000
14 ARARGE03E121 REPUBLIC OF ARGENTINA (a) 9,890,997
15 040114AH3 REPUBLIC OF ARGENTINA ORIG MAT 12/20/03 (a) 500,000
16 87959YAA1 TELIGENT INC, SR NOTES (a) 11,010,099
17 46507NAA8 THE ISRAEL ELECTRIC CORP LTD, REG S 100,000
18 925817AD0 VICORP, RESTAURANTS INC, SR NOTE (a) 1,880,000
19 951846BJ2 WEST CENTRAL TEX HSG FIN CORP, SGL FAM REV CU 1,968,750
a) Securities will trade flat. Buyer to receive all distributions from
trade date forward regardless of record date.
b) 970,000 of face held at DTC; 30,000 of face held at Euroclear.
c) Settles via physical delivery.
. Most securities will trade through BNY Mellon. Securities held in
physical form may be subject to longer settlement periods.
SOURCE Office of the Trustee for the Liquidation of Lehman Brothers Inc.
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