Second Notice Regarding Disposition of LBI Estate Securities - November 4, 2013 PR Newswire NEW YORK, Nov. 4, 2013 NEW YORK, Nov. 4, 2013 /PRNewswire/ -- James W. Giddens, Trustee for the liquidation of Lehman Brothers Inc. (LBI) under the Securities Investor Protection Act, in keeping with his statutory duty and ongoing focus of maximizing the value of the LBI general estate, along with his counsel at Hughes Hubbard & Reed LLP, continues to implement a strategy to liquidate securities and raise cash for distributions to customers and general creditors. Consistent with the procedures outlined in the Notice dated October 28, 2013 (available at www.lehmantrustee.com), Miller Buckfire and Stifel Fixed Income are offering the list of Week 1 Securities listed in Exhibit A of this notice. oBids should be sent to LBI@stifel.com no later than 4:00pm Eastern Time on Tuesday, November 12, 2013 with the following information: oBuyer Contact Information oCUSIP oSecurity Name oQuantity Desired oBid Price oSettlement Instructions (for DTC or physical settlement) oMiller Buckfire / Stifel will notify winning bidders no later than 10:00am Eastern Time on Wednesday, November 13, 2013. oSecurities will have reserve prices set at the discretion of the Trustee and Miller Buckfire/ Stifel. Sales inquiries can be made to: Al Lhota Matthew Stewart Senior Managing Director Vice President email@example.com firstname.lastname@example.org T: +1 203 717 6524 T: +1 203 717 6483 Media Contact for the Trustee Jake Sargent email@example.com 202-569-5086 THE SECURITIES SOLD IN ANY AUCTION HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), AND MAY NOT BE OFFERED OR SOLD IN THE UNITED STATES OR TO, OR FOR THE BENEFIT OF, U.S. PERSONS ABSENT REGISTRATION UNDER, OR AN APPLICABLE EXEMPTION FROM, THE REGISTRATION REQUIREMENTS OF THE ACT AND APPLICABLE STATE SECURITIES LAW. THIS PRESS RELEASE DOES NOT CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY THE AUCTION SECURITIES, AND SHALL NOT CONSTITUTE AN OFFER, SOLICITATION OR SALE IN ANY JURISDICTION IN WHICH, OR TO ANY PERSONS TO WHOM, SUCH OFFERING, SOLICITATION OR SALE WOULD BE UNLAWFUL. . Most securities will trade through BNY Mellon. Securities held in physical form may be subject to longer settlement periods. Count Cusip/ISIN Security Description Quantity 1 026874BU0 AMERICAN INTL GROUP INC, 144A 3,000,000 2 026874BR7 AMERICAN INTL GROUP INC, 144A 1,000,000 3 06652BAF0 BANKUNITED FINL CORP, SR NT (a) 2,450,000 4 13758B102 CANGENE CORP, RESTRICTED (b) 111,360 5 IL0010825102 GILAT SATELLITE NETWORKS LTD 77,499 6 455209AA4 INDIANAPOLIS DOWNS LLC/IND DOWNS CAP COR (a) 134,943 7 683078GG8 ONTARIO HYDRO 100,000 8 721467AF5 PILGRIMS PRIDE CORP, SR SUB NT 1,135,000 9 871639985 SYNERGY PHARMACEUTICALS INC (b) 48,826 10 978802205 WOODBOURNE CAP TR I FLEX COMMITTED CAP SECS 18,500,000 11 97880P204 WOODBOURNE CAP TR III FLEX COMMITTED CAP SEC 18,500,000 12 97880Q202 WOODBOURNE CAP TR IV FLEX COMMITTED CAP SECS 18,500,000 (a) Securities will trade flat. Buyer to receive all distributions from trade date forward regardless of record date. (b) Settles via physical delivery. SOURCE Office of the Trustee for the Liquidation of Lehman Brothers Inc.
Second Notice Regarding Disposition of LBI Estate Securities - November 4, 2013