For filings with the FCA include the annex For filings with issuer exclude the annex TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are Crystal Amber Fund Limited attached:ii 2. Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights x An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): ): 3. Full name of person(s) subject to the Aviva plc & its subsidiaries notification obligation:iii Registered Holder: BNY (Nominees) Limited 33,000* BNY Norwich Union Nominees Limited 650,000* Chase GA Group Nominees Limited 4,810,777* 4. Full name of shareholder(s) (if different from 3.):iv Vidacos Nominees Limited 27,000* * denotes direct interest Chase Nominees Limited 30,000 5. Date of the transaction and date on which the threshold is crossed or 25 October 2013 reached: v 6. Date on which issuer notified: 28 October 2013 4% to 7% Change at Direct Interest Level 7. Threshold(s) that is/are crossed or and <5% to >5% Change at Combined Interest reached: vi, vii Level 8. Notified details: A: Voting rights attached to shares viii, ix Class/type Situation previous Resulting situation after the triggering transaction of to the triggering shares transaction if possible Number Number Number Number of voting % of voting rights x using of of of shares rights the ISIN Shares Voting CODE Rights Direct Direct xi Indirect xii Direct Indirect Ordinary Shares 3,050,777 3,050,777 5,550,777 5,520,777 30,000 7.15% 0.04% GG00B1Z2SL48 B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date xiii Conversion Period xiv rights that may be rights acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting rights % of voting financial price date xvii Conversion instrument refers to rights xix, xx instrument period xviii Nominal Delta Total (A+B+C) Number of voting rights Percentage of voting rights 5,550,777 7.19% 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited: Aviva plc (Parent Company) Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) Proxy Voting: 10. Name of the proxy holder: See Section 4 11. Number of voting rights proxy holder will cease to hold: 12. Date on which proxy holder will cease to hold voting rights: 13. Additional information: Figures are based total number of voting rights of 77,170,153, as per the Company's Transactions in Shares announcement of 25 October 2013. 14. Contact name: Neil Whittaker, Aviva Plc 15. Contact telephone number: 01603 684420 END -0- Oct/29/2013 16:15 GMT
CRYSTAL AMBER FUND LIMITED: Holding(s) in Company
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