Annex DTR3 Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons Please complete all relevant boxes should in block capital letters. 1. Name of the issuer 2. State whether the notification relates to (i) a transaction BANK OF AMERICA CORPORATION notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code THIS TRANSACTION RELATES TO (i) 3. Name of person discharging 4. State whether notification relates managerial responsibilities/ to a person connected with a person director discharging managerial responsibilities/director named BRIAN T. MOYNIHAN in 3 and identify the connected person NO 5. Indicate whether the 6. Description of shares (including notification is in respect of a class), debentures or derivatives holding of the person referred or financial instruments relating to in 3 or 4 above or in respect to shares of a non-beneficial interest(1) DERIVATIVE SECURITIES RELATING TO SHARES OF COMMON STOCK 7. Name of registered shareholders 8. State the nature of the (s) and, if more than one, the transaction number of shares held by each of them PAYMENT ON A DISTRIBUTION OF 1/12 TH OF 2013 CASH SETTLED RESTRICTED STOCK UNIT AWARD 9. Number of shares, debentures or 10. Percentage of issued class financial instruments relating acquired (treasury shares of that to shares acquired class should not be taken into account when calculating percentage) 11. Number of shares, debentures or 12. Percentage of issued class financial instruments relating disposed (treasury shares of that to shares disposed class should not be taken into account when calculating percentage) 13. Price per share or value of 14. Date and place of transaction transaction OCTOBER 15, 2013, CHARLOTTE, NC 23,156 STOCK UNITS AT US$14.24 PER STOCK UNIT 15. Total holding following 16. Date issuer informed of notification and total transaction percentage holding following notification (any treasury OCTOBER 17, 2013 shares should not be taken into account when calculating percentage) If a person discharg ing manager ialr esponsi bilities has been granted options by the issuer complete the following boxes 17. Date of grant 18. Period during which or date on which exercisable 19. Total amount paid (if any) for 20. Description of shares or grant of the option debentures involved (class and number) 21. Exercise price (if fixed at 22. Total number of shares or time of grant) or indication debentures over which options that price is to be fixed at held following notification the time of exercise 23. Any additional information 24. Name of contact and telephone number for queries EVELYN KING 1.980.388.1135 Name of authorise d officer of issuer responsible for making notification EVELYN KING Date of notification OCTOBER 17, 2013 This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director /person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. END -0- Oct/18/2013 06:00 GMT
BANK OF AMERICA CORPORATION: Director/PDMR Shareholding
Press spacebar to pause and continue. Press esc to stop.