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0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA



  0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA

UK Regulatory Announcement

LONDON

                                                         FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:                     BARCLAYS CAPITAL
                                                         SECURITIES LTD
(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:                   SCHNEIDER ELECTRIC SA

Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt     Advisor to Offeree
principal trader is connected:
(d) Date position held/dealing undertaken:               9 Oct 2013
(e) Has the EPT previously disclosed, or is it today     YES:
disclosing, under the Code in respect of any other      
party to this offer?                                     INVENSYS PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                               ORD                               
security:
                                       Interests           Short         
                                                           Positions
                                       Number      (%)     Number       (%)
(1)               Relevant
                  securities owned
                  and/or controlled:   1,506,910   0.27%   1,392,748    0.25%
                                                                         
(2)               Derivatives (other
                  than
                  options):            2,151,380   0.38%   1,321,835    0.24%
                                                                         
(3)               Options and
                  agreements to
                  purchase/sell:       1,115,000   0.20%   1,690,000    0.30%
                                                                         
(4)               TOTAL:
                                       4,773,290   0.85%   4,404,583    0.79%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:   
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant     Purchase/sale   Number of    Price per unit
security                              securities    
ORD                   Purchase        21           60.8000 EUR
ORD                   Purchase        30           60.3250 EUR
ORD                   Purchase        34           60.4150 EUR
ORD                   Purchase        34           60.5150 EUR
ORD                   Purchase        48           60.5100 EUR
ORD                   Purchase        49           60.5200 EUR
ORD                   Purchase        160          60.6400 EUR
ORD                   Purchase        170          60.9600 EUR
ORD                   Purchase        173          60.8900 EUR
ORD                   Purchase        180          60.6700 EUR
ORD                   Purchase        243          60.7000 EUR
ORD                   Purchase        248          60.9200 EUR
ORD                   Purchase        272          60.8400 EUR
ORD                   Purchase        300          60.8833 EUR
ORD                   Purchase        484          60.5000 EUR
ORD                   Purchase        500          60.9800 EUR
ORD                   Purchase        531          60.8800 EUR
ORD                   Purchase        588          60.8100 EUR
ORD                   Purchase        612          60.5300 EUR
ORD                   Purchase        845          60.8874 EUR
ORD                   Purchase        1,236        60.8057 EUR
ORD                   Purchase        1,839        60.6393 EUR
ORD                   Purchase        1,879        60.7800 EUR
ORD                   Purchase        2,000        60.4305 EUR
ORD                   Purchase        2,258        60.7437 EUR
ORD                   Purchase        3,008        60.7634 EUR
ORD                   Purchase        4,875        60.7826 EUR
ORD                   Purchase        6,369        60.7674 EUR
ORD                   Purchase        7,016        60.7426 EUR
ORD                   Purchase        12,157       60.7222 EUR
ORD                   Purchase        19,698       60.6741 EUR
ORD                   Purchase        29,645       60.7491 EUR
ORD                   Purchase        33,423       60.8197 EUR
ORD (traded as ADR)   Purchase        30           16.4900 USD
ORD (traded as ADR)   Purchase        192          16.3800 USD
ORD (traded as ADR)   Purchase        405          16.4285 USD
ORD (traded as ADR)   Sale            30           16.4900 USD
ORD (traded as ADR)   Sale            192          16.3800 USD
ORD (traded as ADR)   Sale            405          16.4285 USD
ORD                   Sale            30           60.3250 EUR
ORD                   Sale            33           60.8221 EUR
ORD                   Sale            34           60.4150 EUR
ORD                   Sale            34           60.5150 EUR
ORD                   Sale            48           60.5100 EUR
ORD                   Sale            49           60.5200 EUR
ORD                   Sale            136          60.8400 EUR
ORD                   Sale            160          60.6400 EUR
ORD                   Sale            170          60.9600 EUR
ORD                   Sale            173          60.8900 EUR
ORD                   Sale            190          60.6700 EUR
ORD                   Sale            231          60.8000 EUR
ORD                   Sale            243          60.7000 EUR
ORD                   Sale            248          60.9200 EUR
ORD                   Sale            424          60.8800 EUR
ORD                   Sale            442          60.8839 EUR
ORD                   Sale            484          60.5000 EUR
ORD                   Sale            491          60.8111 EUR
ORD                   Sale            500          60.9800 EUR
ORD                   Sale            555          60.8222 EUR
ORD                   Sale            588          60.8100 EUR
ORD                   Sale            612          60.5300 EUR
ORD                   Sale            672          60.7666 EUR
ORD                   Sale            684          60.7759 EUR
ORD                   Sale            874          60.7592 EUR
ORD                   Sale            1,244        60.6934 EUR
ORD                   Sale            1,828        60.7227 EUR
ORD                   Sale            2,028        16.4285 USD
ORD                   Sale            2,048        60.7439 EUR
ORD                   Sale            2,135        60.7844 EUR
ORD                   Sale            2,877        60.8574 EUR
ORD                   Sale            3,563        60.8217 EUR
ORD                   Sale            4,000        60.5124 EUR
ORD                   Sale            5,573        60.6800 EUR
ORD                   Sale            6,369        60.7674 EUR
ORD                   Sale            9,010        60.8778 EUR
ORD                   Sale            11,926       60.7910 EUR
ORD                   Sale            12,294       60.8482 EUR
ORD                   Sale            12,609       60.8190 EUR
ORD                   Sale            27,931       60.7421 EUR

(b) Derivatives transactions (other than options)

Class of   Product       Nature of dealing   Number of    Price per
relevant   description                       reference    unit
security                                     securities    
ORD        CFD           Long                12           60.8225 EUR
ORD        SWAP          Long                35           60.5531 EUR
ORD        SWAP          Long                1,244        60.6934 EUR
ORD        SWAP          Long                1,769        60.7577 EUR
ORD        SWAP          Long                2,620        60.7489 EUR
ORD        SWAP          Long                2,877        60.8574 EUR
ORD        SWAP          Long                3,010        60.7682 EUR
ORD        SWAP          Long                9,259        60.9316 EUR
ORD        SWAP          Long                10,635       60.7672 EUR
ORD        CFD           Long                12,294       60.8482 EUR
ORD        SWAP          Short               40           60.7935 EUR
ORD        CFD           Short               220          60.7933 EUR
ORD        SWAP          Short               500          60.6603 EUR
ORD        SWAP          Short               1,800        60.7355 EUR
ORD        SWAP          Short               1,908        60.6846 EUR
ORD        SWAP          Short               11,307       60.6997 EUR
ORD        CFD           Short               47,870       60.7844 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant   description   selling,      to which     price      e.g.        Expiry   paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant    description          Number of           Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                        Details   Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES

Date of disclosure:   10 Oct 2013
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

  DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
                                  SELL ETC.

            Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are        BARCLAYS CAPITAL SECURITIES
being disclosed:                                   LTD
Name of offeror/offeree in relation to whose       SCHNEIDER ELECTRIC SA
relevant securities the disclosure relates:

2. OPTIONS AND DERIVATIVES

Class      Product       Writing,      Number       Exercise   Type       Expiry
of         description   purchasing,   of           price                 date
relevant                 selling,      securities   per unit
security                 varying etc   to which
                                       option
                                       relates                             
ORD        Futures       Purchased     140,000      1.3340                20 Dec
                                                                          2013
ORD        Futures       Selling       -90,000      1.5200                20 Dec
                                                                          2013
ORD        Put Options   Written       -300,000     57.7500    European   18 Dec
                                                                          2015
ORD        Call          Written       -250,000     57.7500    European   18 Dec
           Options                                                        2015
ORD        Put Options   Purchased     150,000      38.0000    American   20 Jun
                                                                          2014
ORD        Put Options   Purchased     25,000       42.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     25,000       43.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     125,000      44.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     200,000      48.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     100,000      50.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     100,000      56.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -200,000     42.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -200,000     48.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -100,000     50.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -100,000     50.0000    American   19 Dec
                                                                          2014
ORD        Put Options   Written       -100,000     52.0000    American   20 Dec
                                                                          2013
ORD        Call          Purchased     50,000       52.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Purchased     100,000      64.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Purchased     100,000      68.0000    American   20 Jun
           Options                                                        2014
ORD        Call          Written       -50,000      48.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -100,000     50.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -100,000     60.0000    American   18 Oct
           Options                                                        2013
ORD        Call          Written       -100,000     68.0000    American   20 Dec
           Options                                                        2013

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position
can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
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