0NWV: BARCLAYS PLC: FORM 8.5 (EPT/NON-RI) Schneider Electric SA - Amendment

  0NWV: BARCLAYS PLC: FORM 8.5 (EPT/NON-RI) Schneider Electric SA - Amendment

UK Regulatory Announcement

LONDON

                                  Amendment

                            FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:              BARCLAYS CAPITAL SECURITIES
                                                   LTD
(b) Name of offeror/offeree in relation to whose   SCHNEIDER ELECTRIC SA
   relevant securities this form relates:         
(c) Name of the party to the offer with which      Advisor to Offeree
    exempt
   principal trader is connected                  
(d) Date position held/dealing undertaken:         18 September 2013
(e) Has the EPT previously disclosed, or is it     YES:
    today disclosing, under the Code in respect    INVENSYS PLC
   of any other party to this offer?              

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of relevant                    ORD                         
security:
                                       Interests          Short        
                                                           Positions
                                     Number      (%)     Number       (%)
(1)               Relevant
                  securities owned
                  and/or controlled:   1,227,150   0.22%   967,612      0.17%
                                                                   
(2)               Derivatives (other
                  than
                  options):            1,808,944   0.32%   1,257,711    0.22%
                                                                   
(3)               Options and
                  agreements to
                  purchase/sell:       1,293,500   0.23%   1,840,000    0.33%
                                                                   
(4)               TOTAL:
                                       4,329,594   0.77%   4,065,323    0.73%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant    Purchase/sale  Number of   Price per unit
security                             securities   
ORD                   Purchase        1            65.0290 EUR
ORD                   Purchase        20           65.4500 EUR
ORD                   Purchase        20           65.6400 EUR
ORD                   Purchase        21           65.9500 EUR
ORD                   Purchase        29           65.8100 EUR
ORD                   Purchase        45           65.0250 EUR
ORD                   Purchase        70           65.6800 EUR
ORD                   Purchase        100          17.7000 USD
ORD                   Purchase        150          65.8400 EUR
ORD                   Purchase        152          66.0350 EUR
ORD                   Purchase        158          65.0300 EUR
ORD                   Purchase        213          65.0600 EUR
ORD                   Purchase        220          66.0500 EUR
ORD                   Purchase        266          65.6149 EUR
ORD                   Purchase        325          65.6100 EUR
ORD                   Purchase        365          65.9800 EUR
ORD                   Purchase        393          65.4000 EUR
ORD                   Purchase        515          65.9700 EUR
ORD                   Purchase        574          65.1503 EUR
ORD                   Purchase        585          65.9082 EUR
ORD                   Purchase        735          66.0000 EUR
ORD                   Purchase        773          65.5100 EUR
ORD                   Purchase        1,000        65.7650 EUR
ORD                   Purchase        1,140        65.8978 EUR
ORD                   Purchase        1,300        65.9600 EUR
ORD                   Purchase        2,021        65.5090 EUR
ORD                   Purchase        2,572        65.4659 EUR
ORD                   Purchase        2,604        65.4912 EUR
ORD                   Purchase        4,993        65.9900 EUR
ORD                   Purchase        6,143        65.4571 EUR
ORD                   Purchase        6,604        65.5177 EUR
ORD                   Purchase        23,158       65.5509 EUR
ORD                   Purchase        38,933       65.9575 EUR
ORD                   Purchase        110          65.1800 EUR
ORD                   Purchase        1,000        65.6881 EUR
ORD (traded as ADR)   Purchase        20           17.7000 USD
ORD (traded as ADR)   Purchase        96           17.6000 USD
ORD (traded as ADR)   Purchase        270          17.5181 USD
ORD (traded as ADR)   Sale            20           17.7000 USD
ORD (traded as ADR)   Sale            66           17.6000 USD
ORD (traded as ADR)   Sale            270          17.5181 USD
ORD                   Sale            499          65.4400 EUR
ORD                   Sale            25           64.8010 EUR
ORD                   Sale            42           64.8350 EUR
ORD                   Sale            62           65.4580 EUR
ORD                   Sale            62           65.4600 EUR
ORD                   Sale            63           64.8500 EUR
ORD                   Sale            70           65.6800 EUR
ORD                   Sale            93           65.4960 EUR
ORD                   Sale            130          64.8867 EUR
ORD                   Sale            150          65.8400 EUR
ORD                   Sale            172          65.9886 EUR
ORD                   Sale            213          65.0600 EUR
ORD                   Sale            231          65.4100 EUR
ORD                   Sale            249          65.0313 EUR
ORD                   Sale            273          65.4920 EUR
ORD                   Sale            297          64.8400 EUR
ORD                   Sale            300          65.4200 EUR
ORD                   Sale            300          65.4900 EUR
ORD                   Sale            365          65.9800 EUR
ORD                   Sale            400          66.0000 EUR
ORD                   Sale            415          65.9700 EUR
ORD                   Sale            427          64.8387 EUR
ORD                   Sale            582          65.9110 EUR
ORD                   Sale            700          65.4400 EUR
ORD                   Sale            844          65.5000 EUR
ORD                   Sale            967          65.6653 EUR
ORD                   Sale            1,350        17.5181 USD
ORD                   Sale            1,517        65.0079 EUR
ORD                   Sale            1,912        65.9002 EUR
ORD                   Sale            2,031        65.4700 EUR
ORD                   Sale            2,190        65.8295 EUR
ORD                   Sale            2,409        65.4704 EUR
ORD                   Sale            2,435        65.4500 EUR
ORD                   Sale            3,061        65.9702 EUR
ORD                   Sale            3,632        65.8119 EUR
ORD                   Sale            4,142        65.6624 EUR
ORD                   Sale            4,704        65.4828 EUR
ORD                   Sale            5,275        65.8106 EUR
ORD                   Sale            8,130        64.9130 EUR
ORD                   Sale            12,320       65.5951 EUR
ORD                   Sale            13,147       65.4647 EUR
ORD                   Sale            15,422       65.6072 EUR
ORD                   Sale            27,490       65.6849 EUR
ORD                   Sale            49,984       65.7464 EUR
ORD                   Sale            108,505      65.6589 EUR

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        SWAP          Long                36           65.4805 EUR
ORD        SWAP          Long                2,409        65.4704 EUR
ORD        SWAP          Long                3,061        65.9702 EUR
ORD        SWAP          Long                5,077        65.8667 EUR
ORD        SWAP          Long                5,275        65.8106 EUR
ORD        CFD           Long                270          17.5181 USD
ORD        CFD           Short               20           17.7000 USD
ORD        SWAP          Long                8,130        64.9129 EUR
ORD        SWAP          Long                32,109       65.6957 EUR
ORD        CFD           Long                38,144       65.8549 EUR
ORD        CFD           Long                119,832      65.6234 EUR
ORD        SWAP          Short               17           65.9805 EUR
ORD        CFD           Short               249          65.5985 EUR
ORD        SWAP          Short               500          65.6098 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  YES
Date of disclosure:                                   20 Sep 2013
Contact name:                                         Rajesh Muthanna
Telephone number:                                     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

  DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
                                  SELL ETC.

            Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose                    BARCLAYS CAPITAL SECURITIES
positions/dealings                               LTD
are being disclosed:                             
Name of offeror/offeree in relation to whose     SCHNEIDER ELECTRIC SA
relevant securities this from relates:           

2. OPTIONS AND DERIVATIVES

Class     Product      Writing,     Number      Exercise  Type      Expiry
of         description   purchasing,   of           price                 date
relevant                 selling,      securities   per unit
security                 varying etc   to which
                                       option
                                    relates                          
ORD        Futures       Purchased     140,000      1.3340               20 Dec
                                                                          2013
ORD        Futures       Selling       -90,000      1.5200               20 Dec
                                                                          2013
ORD        Put Options   Written       -300,000     57.7500    European   18 Dec
                                                                          2015
ORD        Call          Written       -250,000     57.7500    European   18 Dec
           Options                                                        2015
ORD        Put Options   Purchased     150,000      38.0000    American   20 Jun
                                                                          2014
ORD        Put Options   Purchased     25,000       42.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     25,000       43.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     125,000      44.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     200,000      48.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     100,000      50.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     100,000      56.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -200,000     42.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -200,000     48.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -100,000     50.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -100,000     50.0000    American   19 Dec
                                                                          2014
ORD        Put Options   Written       -100,000     52.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -50,000      60.0000    American   20 Sep
                                                                          2013
ORD        Call          Purchased     50,000       52.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Purchased     278,500      60.0000    American   20 Sep
           Options                                                        2013
ORD        Call          Purchased     100,000      64.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -50,000      48.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -100,000     50.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -100,000     60.0000    American   20 Sep
           Options                                                        2013
ORD        Call          Written       -100,000     60.0000    American   18 Oct
           Options                                                        2013
ORD        Call          Written       -100,000     68.0000    American   20 Dec
           Options                                                        2013

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position
can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC