0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: SCHNEIDER ELECTRIC SA Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 15 August 2013 (e) Has the EPT previously disclosed, or is it today YES: INVENSYS PLC disclosing, under the Code in respect of any other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,239,524 0.22% 899,168 0.16% (2) Derivatives (other than options): 1,751,485 0.31% 1,469,728 0.26% (3) Options and agreements to purchase/sell: 1,329,900 0.24% 1,740,000 0.31% (4) TOTAL: 4,320,909 0.77% 4,108,896 0.73% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 25 61.2200 EUR ORD Purchase 226 60.9000 EUR ORD Purchase 260 60.6229 EUR ORD Purchase 370 60.7000 EUR ORD Purchase 452 60.6872 EUR ORD Purchase 565 60.7685 EUR ORD Purchase 1,100 61.0153 EUR ORD Purchase 2,577 60.8804 EUR ORD Purchase 3,200 60.8327 EUR ORD Purchase 4,663 60.8332 EUR ORD Purchase 5,215 61.1000 EUR ORD Purchase 5,264 60.8972 EUR ORD Purchase 10,992 60.8084 EUR ORD Purchase 11,992 60.7209 EUR ORD Purchase 13,249 60.8025 EUR ORD Purchase 13,365 60.6600 EUR ORD Purchase 70,000 60.8568 EUR ORD (traded as ADR) Purchase 29 16.1600 USD ORD (traded as ADR) Purchase 186 16.1700 USD ORD (traded as ADR) Sale 29 16.1600 USD ORD (traded as ADR) Sale 108 16.1700 USD ORD Sale 41 61.0000 EUR ORD Sale 84 60.8696 EUR ORD Sale 109 60.9300 EUR ORD Sale 176 60.5051 EUR ORD Sale 368 61.1434 EUR ORD Sale 471 60.5700 EUR ORD Sale 508 60.8799 EUR ORD Sale 580 60.8191 EUR ORD Sale 901 61.1696 EUR ORD Sale 902 60.8317 EUR ORD Sale 1,247 60.7143 EUR ORD Sale 2,753 60.8458 EUR ORD Sale 2,916 60.9275 EUR ORD Sale 3,972 60.8369 EUR ORD Sale 4,877 60.7963 EUR ORD Sale 5,439 60.7779 EUR ORD Sale 6,716 60.8349 EUR ORD Sale 7,201 60.7509 EUR ORD Sale 10,734 60.9988 EUR ORD Sale 11,846 60.8190 EUR ORD Sale 17,438 60.7736 EUR ORD Sale 21,880 60.8169 EUR ORD Sale 22,627 60.8341 EUR ORD Sale 36,943 60.8772 EUR (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 808 61.0304 EUR ORD SWAP Long 1,938 60.6910 EUR ORD SWAP Long 3,031 60.7560 EUR ORD SWAP Long 11,385 60.7242 EUR ORD CFD Long 21,880 60.8169 EUR ORD CFD Long 22,438 60.8264 EUR ORD SWAP Short 300 61.1591 EUR ORD SWAP Short 440 60.6017 EUR ORD CFD Short 542 61.3679 EUR ORD SWAP Short 2,577 60.8804 EUR ORD SWAP Short 2,832 60.7923 EUR ORD SWAP Short 3,275 60.7667 EUR ORD SWAP Short 5,100 61.1000 EUR ORD SWAP Short 16,967 60.8210 EUR (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments YES Is a Supplemental Form 8 (Open Positions) attached? Date of disclosure: 16 Aug 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at firstname.lastname@example.org. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. 143221.01 SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the “Code”) 1. KEY INFORMATION Identity of person whose open positions are BARCLAYS CAPITAL SECURITIES being disclosed: LTD Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class Product Writing, Number Exercise Type Expiry of description purchasing, of price date relevant selling, securities per unit security varying etc to which option relates ORD Futures Purchased 140,000 1.3340 20 Dec 2013 ORD Futures Selling -90,000 1.5200 20 Dec 2013 ORD Put Options Written -300,000 57.7500 European 18 Dec 2015 ORD Call Written -250,000 57.7500 European 18 Dec Options 2015 ORD Put Options Purchased 150,000 38.0000 American 20 Jun 2014 ORD Put Options Purchased 25,000 42.0000 American 20 Dec 2013 ORD Put Options Purchased 25,000 43.0000 American 20 Dec 2013 ORD Put Options Purchased 125,000 44.0000 American 20 Dec 2013 ORD Put Options Purchased 200,000 48.0000 American 20 Dec 2013 ORD Put Options Purchased 100,000 50.0000 American 20 Dec 2013 ORD Put Options Purchased 100,000 56.0000 American 20 Dec 2013 ORD Put Options Purchased 15,000 58.0000 American 16 Aug 2013 ORD Put Options Written -200,000 42.0000 American 20 Dec 2013 ORD Put Options Written -200,000 48.0000 American 20 Dec 2013 ORD Put Options Written -100,000 50.0000 American 20 Dec 2013 ORD Put Options Written -100,000 50.0000 American 19 Dec 2014 ORD Put Options Written -100,000 52.0000 American 20 Dec 2013 ORD Put Options Written -50,000 60.0000 American 20 Sep 2013 ORD Call Purchased 50,000 52.0000 American 20 Dec Options 2013 ORD Call Purchased 149,900 58.0000 American 16 Aug Options 2013 ORD Call Purchased 150,000 60.0000 American 20 Sep Options 2013 ORD Call Purchased 100,000 64.0000 American 20 Dec Options 2013 ORD Call Written -50,000 48.0000 American 20 Dec Options 2013 ORD Call Written -100,000 50.0000 American 20 Dec Options 2013 ORD Call Written -200,000 58.0000 American 16 Aug Options 2013 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA
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