ISYS: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - INVENSYS PLC UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to whose INVENSYS PLC relevant securities this form relates: Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 15 August 2013 (e) Has the EPT previously disclosed, or is it today YES: SCHNEIDER ELECTRIC disclosing, under the Code in respect of any other SA party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 20,874,142 3.19% 1,736,031 0.26% (2) Derivatives (other than options): 1,433,089 0.22% 18,765,831 2.86% (3) Options and agreements to purchase/sell: 0 0.00% 0 0.00% (4) TOTAL: 22,307,231 3.40% 20,501,862 3.13% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 949 4.9500 GBP ORD Purchase 1,758 4.9634 GBP ORD Purchase 3,838 4.9629 GBP ORD Purchase 6,908 4.9648 GBP ORD Purchase 8,667 4.9615 GBP ORD Purchase 48,167 4.9646 GBP ORD Purchase 184,290 4.9647 GBP ORD Purchase 26,420 4.9520 GBP ORD Sale 609 4.9500 GBP ORD Sale 664 4.9550 GBP ORD Sale 1,451 4.9447 GBP ORD Sale 3,456 4.9499 GBP ORD Sale 8,000 4.9417 GBP ORD Sale 8,056 4.9608 GBP ORD Sale 9,127 4.9509 GBP ORD Sale 35,492 4.9504 GBP ORD Sale 96,109 4.9508 GBP ORD Sale 141,386 4.9513 GBP ORD Sale 241,391 4.9648 GBP ORD Sale 250,000 4.9680 GBP (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 514 4.9529 GBP ORD CFD Long 7,542 4.9606 GBP ORD SWAP Long 8,000 4.9416 GBP ORD SWAP Long 500,000 4.9680 GBP ORD SWAP Short 949 4.9500 GBP ORD CFD Short 2,746 4.9533 GBP ORD SWAP Short 8,667 4.9614 GBP ORD SWAP Short 250,000 4.9680 GBP (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 16 Aug 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
ISYS: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - INVENSYS PLC
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