0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA - Amendment UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) AMENDMENT PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION BARCLAYS CAPITAL (a) Name of exempt principal trader: SECURITIES LTD (b) Name of offeror/offeree in relation to whose relevant securities this form relates: SCHNEIDER ELECTRIC SA Use a separate form for each offeror/offeree (c) Name of the party to the offer with which exempt Advisor to Offeree principal trader is connected: (d) Date position held/dealing undertaken: 13 August 2013 (e) Has the EPT previously disclosed, or is it today YES: INVENSYS PLC disclosing, under the Code in respect of any other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,225,479 0.22% 901,001 0.16% (2) Derivatives (other than options): 1,725,017 0.31% 1,461,713 0.26% (3) Options and agreements to purchase/sell: 1,329,900 0.24% 1,740,000 0.31% (4) TOTAL: 4,280,396 0.76% 4,102,714 0.73% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 36 60.8900 EUR ORD Purchase 75 61.1200 EUR ORD Purchase 100 61.0400 EUR ORD Purchase 471 60.9294 EUR ORD Purchase 649 60.8078 EUR ORD Purchase 767 60.9392 EUR ORD Purchase 978 61.0571 EUR ORD Purchase 1,075 61.1379 EUR ORD Purchase 1,314 61.1651 EUR ORD Purchase 1,820 61.0638 EUR ORD Purchase 2,845 61.1481 EUR ORD Purchase 3,149 61.2191 EUR ORD Purchase 3,975 61.0000 EUR ORD Purchase 5,564 61.3573 EUR ORD Purchase 6,195 60.9751 EUR ORD Purchase 10,494 61.0060 EUR ORD Purchase 14,161 61.0767 EUR ORD Purchase 14,400 61.0918 EUR ORD Purchase 100,000 60.8680 EUR ORD Sale 100 61.0400 EUR ORD Sale 227 60.8198 EUR ORD Sale 256 61.1147 EUR ORD Sale 284 60.8366 EUR ORD Sale 380 61.0500 EUR ORD Sale 409 60.9425 EUR ORD Sale 422 60.8013 EUR ORD Sale 553 60.9445 EUR ORD Sale 620 61.1052 EUR ORD Sale 723 61.0000 EUR ORD Sale 772 61.1515 EUR ORD Sale 803 60.8590 EUR ORD Sale 820 61.2846 EUR ORD Sale 2,111 61.1432 EUR ORD Sale 2,550 16.1774 USD ORD Sale 2,550 60.9852 EUR ORD Sale 3,007 61.0908 EUR ORD Sale 3,175 60.8374 EUR ORD Sale 3,339 61.0468 EUR ORD Sale 4,627 61.0760 EUR ORD Sale 6,519 60.8924 EUR ORD Sale 11,253 61.0230 EUR ORD Sale 22,461 60.8536 EUR ORD Sale 40,945 60.8733 EUR ORD Sale 54,704 60.9430 EUR ORD Sale 54,886 61.2000 EUR ORD (traded as ADR) Purchase 182 16.2630 USD ORD (traded as ADR) Purchase 425 16.1774 USD ORD (traded as ADR) Purchase 1,678 16.2470 USD ORD (traded as ADR) Purchase 1,678 16.2900 USD ORD (traded as ADR) Sale 182 16.2630 USD ORD (traded as ADR) Sale 2,550 16.1774 USD ORD (traded as ADR) Sale 3,356 16.2900 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD SWAP Long 11 60.9645 EUR ORD SWAP Long 2,228 61.1320 EUR ORD SWAP Long 4,100 61.0000 EUR ORD SWAP Long 5,096 60.9215 EUR ORD CFD Long 15,769 61.0210 EUR ORD SWAP Short 471 60.9294 EUR ORD CFD Short 2,185 61.7239 EUR ORD CFD Long 425 16.1774 USD ORD SWAP Short 3,149 61.2191 EUR ORD SWAP Short 4,086 61.0987 EUR ORD SWAP Short 4,100 61.0000 EUR ORD CFD Short 10,494 61.0060 EUR ORD SWAP Short 12,372 61.0362 EUR (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments YES Is a Supplemental Form 8 (Open Positions) attached? Date of disclosure: 15 Aug 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. 143221.01 SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the “Code”) 1. KEY INFORMATION Identity of person whose open positions are BARCLAYS CAPITAL SECURITIES being disclosed: LTD Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class Product Writing, Number Exercise Type Expiry of description purchasing, of price date relevant selling, securities per unit security varying etc to which option relates ORD Futures Purchased 140,000 1.3340 20 Dec 2013 ORD Futures Selling -90,000 1.5200 20 Dec 2013 ORD Put Options Written -300,000 57.7500 European 18 Dec 2015 ORD Call Written -250,000 57.7500 European 18 Dec Options 2015 ORD Put Options Purchased 150,000 38.0000 American 20 Jun 2014 ORD Put Options Purchased 25,000 42.0000 American 20 Dec 2013 ORD Put Options Purchased 25,000 43.0000 American 20 Dec 2013 ORD Put Options Purchased 125,000 44.0000 American 20 Dec 2013 ORD Put Options Purchased 200,000 48.0000 American 20 Dec 2013 ORD Put Options Purchased 100,000 50.0000 American 20 Dec 2013 ORD Put Options Purchased 100,000 56.0000 American 20 Dec 2013 ORD Put Options Purchased 15,000 58.0000 American 16 Aug 2013 ORD Put Options Written -200,000 42.0000 American 20 Dec 2013 ORD Put Options Written -200,000 48.0000 American 20 Dec 2013 ORD Put Options Written -100,000 50.0000 American 20 Dec 2013 ORD Put Options Written -100,000 50.0000 American 19 Dec 2014 ORD Put Options Written -100,000 52.0000 American 20 Dec 2013 ORD Put Options Written -50,000 60.0000 American 20 Sep 2013 ORD Call Purchased 50,000 52.0000 American 20 Dec Options 2013 ORD Call Purchased 149,900 58.0000 American 16 Aug Options 2013 ORD Call Purchased 150,000 60.0000 American 20 Sep Options 2013 ORD Call Purchased 100,000 64.0000 American 20 Dec Options 2013 ORD Call Written -50,000 48.0000 American 20 Dec Options 2013 ORD Call Written -100,000 50.0000 American 20 Dec Options 2013 ORD Call Written -200,000 58.0000 American 16 Aug Options 2013 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA - Amendment
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