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0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA - Amendment



  0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA -
  Amendment

UK Regulatory Announcement

LONDON

                       FORM 8.5 (EPT/NON-RI) AMENDMENT

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

                                                         BARCLAYS CAPITAL
(a) Name of exempt principal trader:                     SECURITIES LTD

                                                          
(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:                   SCHNEIDER ELECTRIC SA

Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt     Advisor to Offeree
principal trader is connected:
(d) Date position held/dealing undertaken:               13 August 2013
(e) Has the EPT previously disclosed, or is it today     YES: INVENSYS PLC
disclosing, under the Code in respect of any other      
party to this offer?                                      

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                                ORD                              
security:
                                        Interests           Short Positions
                                        Number      (%)     Number      (%)
(1)               Relevant securities
                  owned
                  and/or controlled:    1,225,479   0.22%   901,001     0.16%
                                                                         
(2)               Derivatives (other
                  than
                  options):             1,725,017   0.31%   1,461,713   0.26%
                                                                         
(3)               Options and
                  agreements to
                  purchase/sell:        1,329,900   0.24%   1,740,000   0.31%
                                                                         
(4)               TOTAL:
                                        4,280,396   0.76%   4,102,714   0.73%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:   
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant     Purchase/sale   Number of    Price per unit
security                              securities    
ORD                   Purchase        36           60.8900 EUR
ORD                   Purchase        75           61.1200 EUR
ORD                   Purchase        100          61.0400 EUR
ORD                   Purchase        471          60.9294 EUR
ORD                   Purchase        649          60.8078 EUR
ORD                   Purchase        767          60.9392 EUR
ORD                   Purchase        978          61.0571 EUR
ORD                   Purchase        1,075        61.1379 EUR
ORD                   Purchase        1,314        61.1651 EUR
ORD                   Purchase        1,820        61.0638 EUR
ORD                   Purchase        2,845        61.1481 EUR
ORD                   Purchase        3,149        61.2191 EUR
ORD                   Purchase        3,975        61.0000 EUR
ORD                   Purchase        5,564        61.3573 EUR
ORD                   Purchase        6,195        60.9751 EUR
ORD                   Purchase        10,494       61.0060 EUR
ORD                   Purchase        14,161       61.0767 EUR
ORD                   Purchase        14,400       61.0918 EUR
ORD                   Purchase        100,000      60.8680 EUR
ORD                   Sale            100          61.0400 EUR
ORD                   Sale            227          60.8198 EUR
ORD                   Sale            256          61.1147 EUR
ORD                   Sale            284          60.8366 EUR
ORD                   Sale            380          61.0500 EUR
ORD                   Sale            409          60.9425 EUR
ORD                   Sale            422          60.8013 EUR
ORD                   Sale            553          60.9445 EUR
ORD                   Sale            620          61.1052 EUR
ORD                   Sale            723          61.0000 EUR
ORD                   Sale            772          61.1515 EUR
ORD                   Sale            803          60.8590 EUR
ORD                   Sale            820          61.2846 EUR
ORD                   Sale            2,111        61.1432 EUR
ORD                   Sale            2,550        16.1774 USD
ORD                   Sale            2,550        60.9852 EUR
ORD                   Sale            3,007        61.0908 EUR
ORD                   Sale            3,175        60.8374 EUR
ORD                   Sale            3,339        61.0468 EUR
ORD                   Sale            4,627        61.0760 EUR
ORD                   Sale            6,519        60.8924 EUR
ORD                   Sale            11,253       61.0230 EUR
ORD                   Sale            22,461       60.8536 EUR
ORD                   Sale            40,945       60.8733 EUR
ORD                   Sale            54,704       60.9430 EUR
ORD                   Sale            54,886       61.2000 EUR
ORD (traded as ADR)   Purchase        182          16.2630 USD
ORD (traded as ADR)   Purchase        425          16.1774 USD
ORD (traded as ADR)   Purchase        1,678        16.2470 USD
ORD (traded as ADR)   Purchase        1,678        16.2900 USD
ORD (traded as ADR)   Sale            182          16.2630 USD
ORD (traded as ADR)   Sale            2,550        16.1774 USD
ORD (traded as ADR)   Sale            3,356        16.2900 USD

(b) Derivatives transactions (other than options)

Class of   Product       Nature of dealing   Number of    Price per
relevant   description                       reference    unit
security                                     securities    
ORD        SWAP          Long                11           60.9645 EUR
ORD        SWAP          Long                2,228        61.1320 EUR
ORD        SWAP          Long                4,100        61.0000 EUR
ORD        SWAP          Long                5,096        60.9215 EUR
ORD        CFD           Long                15,769       61.0210 EUR
ORD        SWAP          Short               471          60.9294 EUR
ORD        CFD           Short               2,185        61.7239 EUR
ORD        CFD           Long                425          16.1774 USD
ORD        SWAP          Short               3,149        61.2191 EUR
ORD        SWAP          Short               4,086        61.0987 EUR
ORD        SWAP          Short               4,100        61.0000 EUR
ORD        CFD           Short               10,494       61.0060 EUR
ORD        SWAP          Short               12,372       61.0362 EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant   description   selling,      to which     price      e.g.        Expiry   paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant    description          Number of           Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                        Details   Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

                                                      YES
Is a Supplemental Form 8 (Open Positions) attached?  
                                                       

Date of disclosure:   15 Aug 2013
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

  DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
                                  SELL ETC.

            Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are       BARCLAYS CAPITAL SECURITIES
being disclosed:                                  LTD
Name of offeror/offeree in relation to whose      SCHNEIDER ELECTRIC SA
relevant securities the disclosure relates:

2. OPTIONS AND DERIVATIVES

Class      Product       Writing,      Number       Exercise   Type       Expiry
of         description   purchasing,   of           price                 date
relevant                 selling,      securities   per unit
security                 varying etc   to which
                                       option
                                       relates                             
ORD        Futures       Purchased     140,000      1.3340                20 Dec
                                                                          2013
ORD        Futures       Selling       -90,000      1.5200                20 Dec
                                                                          2013
ORD        Put Options   Written       -300,000     57.7500    European   18 Dec
                                                                          2015
ORD        Call          Written       -250,000     57.7500    European   18 Dec
           Options                                                        2015
ORD        Put Options   Purchased     150,000      38.0000    American   20 Jun
                                                                          2014
ORD        Put Options   Purchased     25,000       42.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     25,000       43.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     125,000      44.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     200,000      48.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     100,000      50.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     100,000      56.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     15,000       58.0000    American   16 Aug
                                                                          2013
ORD        Put Options   Written       -200,000     42.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -200,000     48.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -100,000     50.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -100,000     50.0000    American   19 Dec
                                                                          2014
ORD        Put Options   Written       -100,000     52.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -50,000      60.0000    American   20 Sep
                                                                          2013
ORD        Call          Purchased     50,000       52.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Purchased     149,900      58.0000    American   16 Aug
           Options                                                        2013
ORD        Call          Purchased     150,000      60.0000    American   20 Sep
           Options                                                        2013
ORD        Call          Purchased     100,000      64.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -50,000      48.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -100,000     50.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -200,000     58.0000    American   16 Aug
           Options                                                        2013

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position
can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
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