0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA - Amendment

  0NWV: BARCLAYS PLC: Form 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA -
  Amendment

UK Regulatory Announcement

LONDON

                                               FORM 8.5 (EPT/NON-RI) Amendment

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:                    BARCLAYS CAPITAL
                                                         SECURITIES LTD
(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:                  SCHNEIDER ELECTRIC SA

Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt    Advisor to Offeree
principal trader is connected:
(d) Date position held/dealing undertaken:              1 Aug 2013
(e) Has the EPT previously disclosed, or is it today     YES:
disclosing, under the Code in respect of any other     
party to this offer?                                     INVENSYS PLC

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                            ORD                         
security:
                                       Interests          Short        
                                                           Positions
                                     Number      (%)     Number       (%)
(1)               Relevant
                  securities owned
                  and/or controlled:   1,085,155   0.20%   501,337      0.09%
                                                                   
(2)               Derivatives (other
                  than
                  options):            1,396,212   0.25%   1,300,907    0.23%
                                                                   
(3)               Options and
                  agreements to
                  purchase/sell:       1,329,900   0.24%   1,740,000    0.31%
                                                                   
(4)               TOTAL:
                                       3,811,267   0.69%   3,542,244    0.63%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

(a)          Purchases and sales                            
Class of      Purchase/sale           Number of     Price per
relevant                                            unit
security                             securities    
ORD           Purchase                129           61.5800 EUR
ORD           Purchase                140           61.6000 EUR
ORD           Purchase                159           61.9500 EUR
ORD           Purchase                161           61.9600 EUR
ORD           Purchase                168           61.9400 EUR
ORD           Purchase                169           61.9000 EUR
ORD           Purchase                171           61.9300 EUR
ORD           Purchase                172           61.9900 EUR
ORD           Purchase                174           62.0100 EUR
ORD           Purchase                206           61.5500 EUR
ORD           Purchase                230           61.5700 EUR
ORD           Purchase                250           61.5900 EUR
ORD           Purchase                268           62.0050 EUR
ORD           Purchase                346           61.9100 EUR
ORD           Purchase                367           61.9200 EUR
ORD           Purchase                384           61.5600 EUR
ORD           Purchase                453           61.1383 EUR
ORD           Purchase                490           61.9700 EUR
ORD           Purchase                522           61.6811 EUR
ORD           Purchase                683           61.9800 EUR
ORD           Purchase                857           62.0000 EUR
ORD           Purchase                1,111         16.2721 USD
ORD           Purchase                2,154         61.7164 EUR
ORD           Purchase                2,173         61.0905 EUR
ORD           Purchase                2,398         61.3341 EUR
ORD           Purchase                2,500         60.8722 EUR
ORD           Purchase                3,768         60.9644 EUR
ORD           Purchase                3,824         61.1461 EUR
ORD           Purchase                5,232         61.3877 EUR
ORD           Purchase                6,791         61.8556 EUR
ORD           Purchase                9,759         61.1428 EUR
ORD           Purchase                10,974        61.4366 EUR
ORD           Purchase                12,000        60.7555 EUR
ORD           Purchase                14,921        61.2891 EUR
ORD           Purchase                24,901        61.1881 EUR
ORD           Purchase                27,826        62.6300 EUR
ORD           Purchase                40,258        61.4598 EUR
ORD           Purchase                49,611        61.1076 EUR
ORD           Purchase                74,122        61.5138 EUR
ORD           Sale                    24            62.6300 EUR
ORD           Sale                    46            60.5600 EUR
ORD           Sale                    78            60.5800 EUR
ORD           Sale                    118           61.7256 EUR
ORD           Sale                    222           61.0124 EUR
ORD           Sale                    311           61.6357 EUR
ORD           Sale                    324           61.3989 EUR
ORD           Sale                    453           61.1383 EUR
ORD           Sale                    1,196         61.2813 EUR
ORD           Sale                    1,224         16.4204 USD
ORD           Sale                    1,234         61.3348 EUR
ORD           Sale                    1,308         61.9988 EUR
ORD           Sale                    1,700         61.9167 EUR
ORD           Sale                    1,756         62.6112 EUR
ORD           Sale                    1,911         60.9900 EUR
ORD           Sale                    2,600         60.6998 EUR
ORD           Sale                    2,842         60.8348 EUR
ORD           Sale                    2,921         61.4844 EUR
ORD           Sale                    3,024         60.9625 EUR
ORD           Sale                    3,100         61.1865 EUR
ORD           Sale                    3,500         61.2716 EUR
ORD           Sale                    5,648         61.3790 EUR
ORD           Sale                    6,044         61.8853 EUR
ORD           Sale                    6,491         61.6623 EUR
ORD           Sale                    9,158         62.4700 EUR
ORD           Sale                    14,483        61.5080 EUR
ORD           Sale                    21,680        62.1655 EUR
ORD           Sale                    22,292        60.9000 EUR
ORD           Sale                    25,902        62.0371 EUR
ORD           Sale                    31,000        61.4791 EUR
ORD           Sale                    47,736        61.1900 EUR
ORD           Sale                    68,088        61.4934 EUR
ORD           Sale                    77,370        61.2546 EUR
ORD           Sale                    93,207        61.2355 EUR
ORD (traded   Purchase                4             16.6400 USD
as ADR)
ORD (traded   Purchase                204           16.4204 USD
as ADR)
ORD (traded   Purchase                762           16.5600 USD
as ADR)
ORD (traded   Purchase                1,111         16.2721 USD
as ADR)
ORD (traded   Sale                    4             16.6400 USD
as ADR)
ORD (traded   Sale                    47            15.8840 USD
as ADR)
ORD (traded   Sale                    185           16.2721 USD
as ADR)
ORD (traded   Sale                    762           16.5600 USD
as ADR)
ORD (traded   Sale                    1,224         16.4204 USD
as ADR)
                                                                             
              Derivatives
(b)           transactions (other                                
              than options)
Class of      Product                 Nature of     Number of      Price per
                                      dealing
relevant      description                           reference      unit
security                                          securities     
ORD           SWAP                    Long          232            61.9906
                                                                   EUR
ORD           SWAP                    Long          324            61.3989
                                                                   EUR
ORD           CFD                     Long          204            16.4204
                                                                   USD
ORD           CFD                     Short         185            16.2721
                                                                   USD
ORD           CFD                     Long          790            61.1370
                                                                   EUR
ORD           SWAP                    Long          1,100          62.6300
                                                                   EUR
ORD           SWAP                    Long          1,756          62.6112
                                                                   EUR
ORD           SWAP                    Long          2,485          61.2662
                                                                   EUR
ORD           SWAP                    Long          2,600          60.6997
                                                                   EUR
ORD           SWAP                    Long          3,077          61.3781
                                                                   EUR
ORD           SWAP                    Long          6,044          61.8853
                                                                   EUR
ORD           CFD                     Long          6,884          60.9468
                                                                   EUR
ORD           CFD                     Long          7,229          61.3986
                                                                   EUR
ORD           CFD                     Long          25,902         62.0371
                                                                   EUR
ORD           CFD                     Long          145,124        61.3988
                                                                   EUR
ORD           CFD                     Short         180            62.0482
                                                                   EUR
ORD           SWAP                    Short         200            61.2562
                                                                   EUR
ORD           SWAP                    Short         1,033          61.3669
                                                                   EUR
ORD           SWAP                    Short         1,100          62.6300
                                                                   EUR
ORD           CFD                     Short         2,741          61.1565
                                                                   EUR
ORD           CFD                     Short         3,768          60.9644
                                                                   EUR
ORD           SWAP                    Short         36,703         61.1603
                                                                   EUR

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  YES

Date of disclosure:  5 Aug 2013
Contact name:         Rajesh Muthanna
Telephone number:     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

                     SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

  DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
                                  SELL ETC.

            Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are       BARCLAYS CAPITAL SECURITIES
being disclosed:                                   LTD
Name of offeror/offeree in relation to whose       SCHNEIDER ELECTRIC SA
relevant securities the disclosure relates:

2. OPTIONS AND DERIVATIVES

Class     Product      Writing,     Number      Exercise  Type      Expiry
of         description   purchasing,   of           price                 date
relevant                 selling,      securities   per unit
security                 varying etc   to which
                                       option
                                    relates                          
ORD        Futures       Purchased     140,000      1.3340               20 Dec
                                                                          2013
ORD        Futures       Selling       -90,000      1.5200               20 Dec
                                                                          2013
ORD        Put Options   Written       -300,000     57.7500    European   18 Dec
                                                                          2015
ORD        Call          Written       -250,000     57.7500    European   18 Dec
           Options                                                        2015
ORD        Put Options   Purchased     150,000      38.0000    American   20 Jun
                                                                          2014
ORD        Put Options   Purchased     25,000       42.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     25,000       43.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     125,000      44.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     200,000      48.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     100,000      50.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     100,000      56.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Purchased     15,000       58.0000    American   16 Aug
                                                                          2013
ORD        Put Options   Written       -200,000     42.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -200,000     48.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -100,000     50.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -100,000     50.0000    American   19 Dec
                                                                          2014
ORD        Put Options   Written       -100,000     52.0000    American   20 Dec
                                                                          2013
ORD        Put Options   Written       -50,000      60.0000    American   20 Sep
                                                                          2013
ORD        Call          Purchased     50,000       52.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Purchased     149,900      58.0000    American   16 Aug
           Options                                                        2013
ORD        Call          Purchased     150,000      60.0000    American   20 Sep
           Options                                                        2013
ORD        Call          Purchased     100,000      64.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -50,000      48.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -100,000     50.0000    American   20 Dec
           Options                                                        2013
ORD        Call          Written       -200,000     58.0000    American   16 Aug
           Options                                                        2013

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position
can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation
to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC