ISYS: BARCLAYS PLC: FORM 8.5 (EPT/NON-RI) - INVENSYS PLC Amendment

  ISYS: BARCLAYS PLC: FORM 8.5 (EPT/NON-RI) - INVENSYS PLC Amendment

UK Regulatory Announcement

LONDON

                                                         FORM 8.5 (EPT/NON-RI)

         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

  EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
                      WHERE RI STATUS IS NOT APPLICABLE)

                  Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)  Name of exempt principal trader:           BARCLAYS CAPITAL SECURITIES
                                                  LTD
(b)   Name of offeror/offeree in relation to      INVENSYS PLC
      whose
     relevant securities this form relates:      
(c)   Name of the party to the offer with which   Advisor to Offeree
      exempt
     principal trader is connected               
(d)   Date position held/dealing undertaken:      12 July 2013
(e)   Has the EPT previously disclosed, or is     YES:
      it
      today disclosing, under the Code in         SCHNEIDER ELECTRIC SA
      respect
     of any other party to this offer?           

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)

Class of
relevant                             ORD                        
security:
                                        Interests           Short Positions
                                      Number      (%)     Number      (%)
(1)               Relevant securities
                  owned
                  and/or controlled:    2,318,493   0.35%   1,133,900   0.17%
                                                                   
(2)               Derivatives (other
                  than
                  options):             830,446     0.13%   635,120     0.10%
                                                                   
(3)               Options and
                  agreements to
                  purchase/sell:        0           0.00%   0           0.00%
                                                                   
(4)               TOTAL:
                                        3,148,939   0.48%   1,769,020   0.27%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).

(b) Rights to subscribe for new securities (including directors’ and other
executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages: 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant  Purchase/sale  Number of   Price per unit
security                           securities   
ORD                 Purchase        267          5.0502 GBP
ORD                 Purchase        594          5.0461 GBP
ORD                 Purchase        1,469        5.0868 GBP
ORD                 Purchase        2,150        5.0885 GBP
ORD                 Purchase        2,232        5.1001 GBP
ORD                 Purchase        6,233        5.0497 GBP
ORD                 Purchase        23,374       4.9574 GBP
ORD                 Purchase        27,564       5.0702 GBP
ORD                 Purchase        31,386       5.0598 GBP
ORD                 Purchase        49,507       5.0520 GBP
ORD                 Purchase        50,000       5.0900 GBP
ORD                 Purchase        60,000       5.0723 GBP
ORD                 Purchase        92,931       5.0593 GBP
ORD                 Purchase        191,355      5.0509 GBP
ORD                 Purchase        225,612      5.0559 GBP
ORD                 Purchase        514,176      5.0744 GBP
ORD                 Purchase        750,000      5.0848 GBP
ORD                 Purchase        981,188      5.0619 GBP
ORD                 Sale            636          5.1100 GBP
ORD                 Sale            1,220        5.0937 GBP
ORD                 Sale            1,590        5.0500 GBP
ORD                 Sale            3,405        5.0449 GBP
ORD                 Sale            3,573        5.0596 GBP
ORD                 Sale            10,658       5.0446 GBP
ORD                 Sale            13,146       5.1057 GBP
ORD                 Sale            21,000       5.1007 GBP
ORD                 Sale            23,374       5.0374 GBP
ORD                 Sale            28,132       5.0966 GBP
ORD                 Sale            34,455       5.0747 GBP
ORD                 Sale            44,506       5.0638 GBP
ORD                 Sale            46,748       5.1922 GBP
ORD                 Sale            48,223       5.0871 GBP
ORD                 Sale            52,800       5.0950 GBP
ORD                 Sale            96,586       5.0794 GBP
ORD                 Sale            200,000      5.1051 GBP
ORD                 Sale            330,000      5.0800 GBP
ORD                 Sale            405,925      5.1008 GBP
ORD                 Sale            659,122      5.0850 GBP

(b) Derivatives transactions (other than options)

Class of  Product      Nature of dealing  Number of   Price per
relevant   description                       reference    unit
security                                   securities   
ORD        CFD           Long                657          5.0893 GBP
ORD        SWAP          Long                1,458        5.1158 GBP
ORD        SWAP          Long                3,573        5.0596 GBP
ORD        SWAP          Long                4,084        5.1025 GBP
ORD        SWAP          Long                9,062        5.1072 GBP
ORD        CFD           Long                11,420       5.0959 GBP
ORD        SWAP          Long                23,374       5.0374 GBP
ORD        CFD           Long                35,460       5.1143 GBP
ORD        SWAP          Long                46,748       5.1922 GBP
ORD        CFD           Long                51,678       5.1093 GBP
ORD        CFD           Long                64,046       5.0493 GBP
ORD        SWAP          Long                67,397       5.0950 GBP
ORD        CFD           Long                330,000      5.0800 GBP
ORD        SWAP          Short               594          5.0462 GBP
ORD        CFD           Short               657          5.1156 GBP
ORD        SWAP          Short               1,469        5.0868 GBP
ORD        SWAP          Short               2,232        5.1001 GBP
ORD        SWAP          Short               2,909        5.0627 GBP
ORD        CFD           Short               9,790        5.0882 GBP
ORD        CFD           Short               16,625       5.0623 GBP
ORD        SWAP          Short               23,374       4.9574 GBP
ORD        SWAP          Short               225,612      5.0559 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

                         Writing,      Number of               Type                 Option
Class of   Product       purchasing,   securities   Exercise                        money
relevant  description  selling,     to which    price     e.g.       Expiry  paid/
security   e.g. call     varying       option       per unit   American,   date     received
           option        etc.          relates                 European             per unit
                                                               etc.

(ii) Exercising

                     Product
Class of relevant   description         Number of          Exercise price
security                                  securities          per unit
                     e.g. call option

(d) Other dealings (including subscribing for new securities)

                    Nature of dealing
Class of relevant                      Details  Price per unit (if
security            e.g. subscription,             applicable)
                    conversion

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(b) Agreements, arrangements or understandings relating to options or
derivatives

Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  NO
Date of disclosure:                                   19 Jul 2013
Contact name:                                         Rajesh Muthanna
Telephone number:                                     020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Contact:

BARCLAYS PLC
 
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