0NWV: BARCLAYS PLC: FORM 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA Amendment UK Regulatory Announcement LONDON FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the “Code”) 1. KEY INFORMATION (a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD (b) Name of offeror/offeree in relation to SCHNEIDER ELECTRIC SA whose relevant securities this form relates: (c) Name of the party to the offer with which Advisor to Offeree exempt principal trader is connected (d) Date position held/dealing undertaken: 12 July 2013 (e) Has the EPT previously disclosed, or is YES: it today disclosing, under the Code in INVENSYS PLC respect of any other party to this offer? 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant ORD security: Interests Short Positions Number (%) Number (%) (1) Relevant securities owned and/or controlled: 1,111,581 0.20% 33,057 0.01% (2) Derivatives (other than options): 960,294 0.17% 1,367,123 0.25% (3) Options and agreements to purchase/sell: 958,300 0.17% 1,490,000 0.27% TOTAL: 3,030,175 0.54% 2,890,180 0.52% All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors’ and other executive options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages: If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (a) Purchases and sales Class of relevant Purchase/sale Number of Price per unit security securities ORD Purchase 100 55.9300 EUR ORD Purchase 360 55.6071 EUR ORD Purchase 751 55.6254 EUR ORD Purchase 1,295 55.7000 EUR ORD Purchase 2,133 55.8706 EUR ORD Purchase 2,143 55.6408 EUR ORD Purchase 2,899 55.7167 EUR ORD Purchase 3,805 14.3923 USD ORD Purchase 4,490 55.6699 EUR ORD Purchase 5,806 55.6597 EUR ORD Purchase 5,919 55.6899 EUR ORD Purchase 6,157 55.8197 EUR ORD Purchase 6,568 55.8290 EUR ORD Purchase 11,144 55.6742 EUR ORD Purchase 15,173 55.7436 EUR ORD Purchase 32,066 55.7495 EUR ORD Purchase 48,890 55.7139 EUR ORD Purchase 60,096 55.7323 EUR ORD Purchase 343,500 55.6852 EUR ORD Sale 66 55.8124 EUR ORD Sale 100 55.9300 EUR ORD Sale 133 55.9698 EUR ORD Sale 267 55.9114 EUR ORD Sale 393 56.0307 EUR ORD Sale 507 55.6328 EUR ORD Sale 1,267 14.4952 USD ORD Sale 1,333 55.6159 EUR ORD Sale 1,388 56.2500 EUR ORD Sale 1,500 55.6100 EUR ORD Sale 1,864 55.6399 EUR ORD Sale 1,887 55.7141 EUR ORD Sale 1,919 55.5185 EUR ORD Sale 2,037 55.7481 EUR ORD Sale 2,630 55.9129 EUR ORD Sale 2,000 55.6928 EUR ORD Sale 4,000 56.0300 EUR ORD Sale 4,500 55.8846 EUR ORD Sale 6,658 55.7298 EUR ORD Sale 8,364 55.7692 EUR ORD Sale 9,299 55.7667 EUR ORD Sale 10,220 55.7331 EUR ORD Sale 10,299 55.8464 EUR ORD Sale 11,407 55.7000 EUR ORD Sale 13,925 55.7132 EUR ORD Sale 17,694 55.3926 EUR ORD Sale 18,863 55.8094 EUR ORD Sale 19,758 55.6138 EUR ORD Sale 20,635 55.6199 EUR ORD Sale 24,116 55.6844 EUR ORD Sale 26,621 55.7377 EUR ORD Sale 32,567 55.6477 EUR ORD Sale 34,000 55.6366 EUR ORD Sale 38,588 55.5829 EUR ORD Sale 54,423 55.7335 EUR ORD Sale 99,045 55.6488 EUR ORD Sale 155,907 55.6652 EUR ORD (traded as ADR) Purchase 82 14.4900 USD ORD (traded as ADR) Purchase 211 14.4952 USD ORD (traded as ADR) Purchase 3,805 14.3923 USD ORD (traded as ADR) Sale 37 15.1430 USD ORD (traded as ADR) Sale 82 14.4900 USD ORD (traded as ADR) Sale 634 14.3923 USD ORD (traded as ADR) Sale 1,267 14.4952 USD (b) Derivatives transactions (other than options) Class of Product Nature of dealing Number of Price per relevant description reference unit security securities ORD CFD Long 1,056 14.4952 USD ORD CFD Short 3,171 14.3923 USD ORD CFD Long 1 55.8300 EUR ORD SWAP Long 66 55.8124 EUR ORD SWAP Long 1,416 55.3804 EUR ORD SWAP Long 2,700 55.4300 EUR ORD SWAP Long 4,748 55.3879 EUR ORD SWAP Long 6,490 55.8383 EUR ORD CFD Long 19,758 55.6138 EUR ORD CFD Long 34,296 55.6663 EUR ORD SWAP Long 41,676 55.8410 EUR ORD CFD Short 200 55.8183 EUR ORD CFD Short 482 55.9977 EUR ORD SWAP Short 656 55.6512 EUR ORD SWAP Short 2,899 55.7167 EUR ORD SWAP Short 6,499 55.6856 EUR (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Writing, Number of Type Option Class of Product purchasing, securities Exercise money relevant description selling, to which price e.g. Expiry paid/ security e.g. call varying option per unit American, date received option etc. relates European per unit etc. (ii) Exercising Product Class of relevant description Number of Exercise price security securities per unit e.g. call option (d) Other dealings (including subscribing for new securities) Nature of dealing Class of relevant Details Price per unit (if security e.g. subscription, applicable) conversion The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” NONE (b) Agreements, arrangements or understandings relating to options or derivatives Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” NONE (c) Attachments Is a Supplemental Form 8 (Open Positions) attached? YES Date of disclosure: 19 Jul 2013 Contact name: Rajesh Muthanna Telephone number: 020 3555 4634 Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at email@example.com. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the “Code”) 1. KEY INFORMATION Identity of the person whose BARCLAYS CAPITAL SECURITIES positions/dealings LTD are being disclosed: Name of offeror/offeree in relation to whose SCHNEIDER ELECTRIC SA relevant securities this from relates: 2. OPTIONS AND DERIVATIVES Class Product Writing, Number Exercise Type Expiry of description purchasing, of price date relevant selling, securities per unit security varying etc to which option relates ORD Futures Purchased 140,000 1.3340 20 Dec 2013 ORD Futures Selling -90,000 1.5200 20 Dec 2013 ORD Put Options Written -300,000 57.7500 European 18 Dec 2015 ORD Call Written -250,000 57.7500 European 18 Dec Options 2015 ORD Put Options Purchased 150,000 38.0000 American 14 Jul 2013 ORD Put Options Purchased 25,000 42.0000 American 14 Jul 2013 ORD Put Options Purchased 25,000 43.0000 American 14 Jul 2013 ORD Put Options Purchased 125,000 44.0000 American 14 Jul 2013 ORD Put Options Purchased 200,000 48.0000 American 14 Jul 2013 ORD Put Options Purchased 100,000 50.0000 American 14 Jul 2013 ORD Put Options Written -200,000 42.0000 American 14 Jul 2013 ORD Put Options Written -200,000 48.0000 American 14 Jul 2013 ORD Put Options Written -100,000 50.0000 American 14 Jul 2013 ORD Put Options Written -100,000 52.0000 American 14 Jul 2013 ORD Put Options Written -50,000 60.0000 American 14 Jul 2013 ORD Call Purchased 50,000 52.0000 American 14 Jul Options 2013 ORD Call Purchased 43,300 60.0000 American 14 Jul Options 2013 ORD Call Purchased 100,000 64.0000 American 14 Jul Options 2013 ORD Call Written -50,000 48.0000 American 14 Jul Options 2013 ORD Call Written -100,000 50.0000 American 14 Jul Options 2013 ORD Call Written -50,000 60.0000 American 14 Jul Options 2013 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk. Contact: BARCLAYS PLC
0NWV: BARCLAYS PLC: FORM 8.5 (EPT/NON-RI) - SCHNEIDER ELECTRIC SA Amendment
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