FORM 8.3 IRISH TAKEOVER PANEL DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED) DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 1. KEY INFORMATION Name of person dealing (Note 1) Magnetar Financial LLC Company dealt in Elan Corporation PLC Class of relevant security to which the dealings being US ADR disclosed relate (Note 2) Date of dealing July 17, 2013 2. INTERESTS AND SHORT POSITIONS (a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 3) Class of relevant security: Elan Corporation PLC ADR Interests Short positions Number % Number % (1) Relevant security 4,432,676 .87% (2) Derivatives (other than options): (3) Options and agreements to 1,500,000 .29% purchase/sell: TOTAL: 5,932,676 1.16% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) Class of relevant security: Interests Short positions Number % Number % (1) Relevant security (2) Derivatives (other than options): (3) Options and agreements to purchase/sell: TOTAL: 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of relevant Price per unit securities (Note 5) Purchase 250,000 14.0980 Purchase 64,488 14.0942 (b) Derivatives transactions (other than options transactions) Product description Nature of transaction Number of Price per e.g. CFD (Note 6) relevant unit (Note 5) securities (Note 7) (c) Options transactions in respect of existing relevant securities (i) Writing, selling, purchasing or varying Product name e.g. Writing, Number of Exercise Type Expiry Option call option selling, securities price e.g. date money purchasing, to which American, paid/ varying option European received etc. relates etc. per unit (ii) Exercising Product name Number of Exercise price per e.g. call option securities unit (Note 5) (d) Other dealings (including transactions in respect of new securities. (Note4) Nature of transaction Details Price per unit (Note 8) (if applicable) (Note 5) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. Is a Supplemental Form 8 attached? (Note 9) YES Date of disclosure: July 18, 2013 Contact name: Julianna Ethell Telephone number: (847) 905-4688 If a connected EFM, name of offeree/ offeror with which connected If a connected EFM, state nature of connection (Note 10) SUPPLEMENTAL FORM 8 (OPEN POSITIONS) DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC. Note 5(i) on Rule 8 of the Takeover Code (the "Code") 1. KEY INFORMATION Identity of person whose open positions are Magnetar Financial LLC being disclosed: Name of offeror/offeree in relation to whose Elan Corporation Plc relevant securities the disclosure relates: 2. OPTIONS AND DERIVATIVES Class of Product Written or Number of s Exercise Type Expiry relevant description purchased ecurities price per e.g. date security e.g. call to which unit American, option option or European derivative etc. relates ADR Call Option Purchased 1,000,000 11.00 American July 20, 2013 ADR Call Option Purchased 500,000 10.00 American July 20, 2013 ADR Call Option Written 1,169,000 16.00 American July 20, 2013 ADR Put Option Purchased 1,500,000 10.00 American July 20, 2013 ADR Put Option Purchased 1,260,900 12.00 American July 20, 2013 ADR Call Option Written 585,300 16.00 American August 17, 2013 ADR Put Option Purchased 585,300 12.00 American August 17, 2013 ADR Put Option Purchased 316,000 14.00 American July 20, 2013 3. AGREEMENTS TO PURCHASE OR SELL ETC. Full details should be given so that the nature of the interest or position can be fully understood: It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets. The currency of all prices and other monetary amounts should be stated. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk . END -0- Jul/18/2013 14:15 GMT
Magnetar Financial LLC: Form 8.3 - Elan Corporation Plc
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